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Learn About Reentry

"Responsible Fatherhood and the Role of the Family"

Plenary Remarks by Wade F. Horn, Ph.D., Assistant Secretary for Children and Families, U.S. Department of Health And Human Services, at the Serious and Violent Offender Reentry Initiative Grantee Conference, September 30, 2002, Renaissance Hotel, Washington, DC.

Introduction | Children of Prisoners | Absent-father Epidemic
Who Cares? We All Should | Generation After Generation of Absent Fathers
What Is To Be Done?| Helping Children of Prisoners
Promote Healthy Fatherhood in General
Marriage | Conclusion

In Washington, you can tell the importance of an individual by how long their title is. The President is "the President." The Secretary is "the Secretary." My title is "Assistant Secretary for the Administration for Children and Families, U.S. Department of Health and Human Services."

But, I have a title that is very important to me, and it is really short. That title is "Dad." My most important job is that of a father to my two daughters. Some of you may be wondering what I’m doing here. You’ve been talking about recidivism risks, mental health disorders, case management procedures—all the complicated, interrelated factors that influence an offender’s successful—or in too many cases, unsuccessful—return to society. To paraphrase Tina Turner—What’s fatherhood got to do with it?

Not very much, to judge from the "official" government literature on the subject. A couple of months ago, we gathered a pile of federal publications dealing with corrections. We assigned someone to see what she could find about the relationship between fatherlessness and criminality. She may not have covered every publication, but she got through several pounds of them.

What did she find? A lot of attention to one subtopic: the multigenerational character of criminality—the fact that children of inmates are more likely to be incarcerated than the general population. And, more generally, discussions of what can be done to hold families together when a parent is incarcerated.

But on fatherlessness as a predictor of criminality, nothing. Not a single mention. Maybe discussing it was thought to be in poor taste. Maybe it was seen as a constant rather than a variable—we can’t do anything about it, so let’s focus our energies elsewhere. Whatever the cause, this blind spot is indefensible at a time when both fatherlessness and our prison population are at all-time highs.

Children of Prisoners

Let’s start with the basics. Some 93 percent of prisoners are men. And nearly 90 percent of all prisoners are in state prisons. So I’m going to talk principally about male prisoners in state facilities. According to the Bureau of Justice Statistics, most prisoners—55 percent—have minor children. The average age of these kids is 8. In all, nearly 1.5 million children—roughly 2 percent of all kids—have a parent in prison, almost always a father. That suggests that most of our schoolchildren have a classmate whose father is incarcerated.

By some estimates, 10 million children—one in seven—will, at some point before reaching age 18, have an incarcerated father. And the separation tends to be lengthy. For fathers in state prisons, the average sentence is 12 ½ years. The majority of them have been in prison before. And most of them haven’t seen their children since entering prison—not once.

What’s the impact of this? Having a father in prison is a powerful predictor of antisocial behavior in general and of criminality in particular. Put the father in prison and, by some estimates, you make the child five to six times more likely to end up in prison than otherwise. Most of us can barely imagine the pain, shame, disruption, and despair that children experience when their father gets incarcerated. These are what U.S. News & World Report a few months ago called "the most at-risk of at-risk kids."

For most of these kids, father absence is nothing new. In the typical case, it wasn’t prison that yanked the father out of the household. Before incarceration in state prison, nearly two-thirds of the fathers were not living with their children. The Bureau of Justice Statistics doesn’t indicate how many of these fathers were married to the mothers at the time of birth—but it’s a minority. According to the Bureau, one-half of the state inmates have never been married to anybody.

It has been said that a million deaths is a statistic, while one death is a tragedy—so let’s consider a couple of individual examples. In April, U.S. News & World Report told the story of a 16-year-old Houston boy named Brandon O’Neal. During much of Brandon’s youth, his father was in prison. Brandon got into fights, ran away from home, and tried to commit suicide. He told the reporter, "My dad wasn’t there for me, he didn’t care, and I didn’t either." Last year, Brandon’s father got out of prison and moved in with the family. Brandon’s grades rose, and for the first time he made the honor roll. Unfortunately, that wasn’t the end of the story. By Christmas, Brandon’s father had, once again, disappeared. Brandon’s academic performance slumped, and he started thinking about killing himself. He said: "My father is dead to me. Nothing but a sperm donor." Think about that statement—"nothing but a sperm donor." Brandon’s story can teach us something. Having a father in prison set the stage. But, so far as Brandon knows, his father isn’t in prison now—he’s just gone. It’s easy to see how such an experience can lead to depression, anger, antisocial attitudes, antisocial behavior, and, finally, prison.

Some of you may remember Kody Scott, a member of a Los Angeles gang who recounted his exploits in a memoir a few years ago. "Monster," as his fellow gang members called him, joined a faction of the Crips at age 11, shot his first victim at 12, beat a man into a coma at 13. His book is a litany of coldhearted murders, assaults, hit-and-run attacks, and even a dismemberment by machete. He writes at one point: "This was my career, my ‘calling,’ as church folks say...." Later he adds: "Only when I had put work in could I feel good that day; otherwise I couldn’t sleep. Work does not always constitute shooting someone, though this is the ultimate.... And I was a hard worker." The book says a great deal about Kody Scott’s street life, but scarcely anything about his home life.

The fact is he never knew his father, a former player on the L.A. Rams who had a brief affair with his mother. In one interview, Kody Scott said: "I am the product of a man who wasn’t there." When asked on "60 Minutes" if he resented his father’s absence, this is his reply: "To a great extent, no doubt about it. I hate him, you know what I mean? I hate him because I think about what I could have been....I can’t dig that, man, running out on your kids....The father thing—well, that’s just heavy to me....This is heavy." The reporter asked if he thought having his father there would have made a difference. Scott answered: "Yeah. Because I wouldn’t have had to go to the street...."

My point is this, we know that father absence because of incarceration creates all sorts of psychological problems for his children—and we should do everything we can to ameliorate them. But we mustn’t lose sight of the fact that father absence, in and of itself, creates a lot of the same troubles. If we want to reduce criminality in the next generation, we must recognize the phenomenon of absent fathers, and not just incarcerated ones.

Absent-father Epidemic

The most consequential social trend of our time is the dramatic increase in the number of children growing up in father-absent families. In 1960, this number stood at less than 10 million. Today it’s 24 million. This means that tonight, one out of every three children in America will go to bed in a home absent their father. And it’s not just that these kids are going to bed without their fathers tonight, 40 percent of children who don’t live with their fathers haven’t seen their father during the past year. And one-half have never set foot in their father’s home

Who Cares? We All Should

Studies find that children who live apart from their biological fathers are on average five to six times as likely to be poor. They are twice as likely to suffer physical or emotional neglect; to manifest emotional or behavioral disorders, including suicidal behavior; to abuse alcohol or illegal drugs; to be suspended or expelled from school or to drop out; and at least twice as likely to end up in jail. A few findings from the research:

According to a Princeton University study, "each year spent without a dad in the home increased the odds of future incarceration by 5 percent."

According to the Bureau of Justice Statistics, 70 percent of juveniles in state reform institutions grew up in single-parent or no-parent situations, and 53 percent of state prison inmates grew up apart from their fathers. Indeed, the National Center on Fathers and Families reports that the typical male prison inmate grew up in a single-parent, mother-headed home and has at least one close relative who has been incarcerated. We hear a lot about that last factor—the father or other close relative who was in prison. But we don’t hear nearly enough about the other, interrelated factor—growing up without a dad.

Generation After Generation of Absent Fathers

If we’re to get a handle on the situation, we’ll need to do something about the growing epidemic of absent fathers.

What Is To Be Done?

Can the government, acting alone, solve these problems? No, the U.S. Centers for Disease Control and Prevention can’t cure the epidemic of absent fathers. As President Bush has observed, government can’t cause people to love one another. But there are important steps that government can take, working alongside community and faith-based organizations.

Helping Children of Prisoners

To start with, we need to help kids whose parents are incarcerated. Nothing frays family ties like prison, and, wherever possible, we need to work with the fathers, mothers, and children to help these families stay together. One impact may be to reduce recidivism—responsible fathers are less likely to commit crimes. Studies show that prisoners who try to maintain their family ties do much better when they’re released. One father, preparing to leave jail, told U.S. News, "I hope my kids will help me stay out—they’re the best reason to try."

But we mustn’t be naïve. I fear there are some people in the fatherhood movement who think that a seminar or two will transform a violent offender into a model husband, father, and citizen. Some group counseling, a few sessions of training in active listening skills—and no more problems! Let’s face it: these men aren’t in prison because they skipped one too many choir practices—the men we are talking about are in prison because they committed a serious, violent crime. Let me ask you this, imagine that your daughter comes home and tells you that she’s met the most wonderful guy. He served time for violence. He beat his former girlfriend regularly. And, yes, he beat your daughter a few times. But, she assures you, it’ll never happen again—he has a workbook!

How would you react to that situation? To be sure, some of these men can become responsible fathers, but it’s going to take time, hard work, and lots of help from community and faith-based organizations. We can’t simply bring them back to the family home and call it a happy ending, and we need to address those cases where the children must seek their role models elsewhere. Many fatherless children manage to avoid the pitfalls—delinquency, mental health troubles, and the rest—by finding a male mentor. Sometimes it’s an uncle, sometimes a teacher, sometimes an employer.

I mentioned Kody Scott, the Los Angeles gang member. In his book, he wrote, "To be in a gang in South Central when I joined is the equivalent of growing up in Grosse Pointe, Michigan, and going to college: everyone does it."

As it happens, everyone doesn’t do it. Not everyone in South Central Los Angeles. Not even everyone in the house where Kody Scott grew up. Kody has an older brother, Kerwin. When he was around 17, Kerwin got a job as a box boy at a little market near his home. The owner of the market was a man named Morrie Notrica. He decided to look out for Kerwin. He put him on the night shift to keep him off the streets. He intervened to keep him out of fights at work. He bought him his first car. So Kerwin ended up with a mentor and a job that helped structure his life. His mother told a reporter: "Kerwin just went and took him a father." Bottom line: Kerwin didn’t join a gang. Mentors can likewise do a great deal of good for children whose fathers are imprisoned. We need to work with community and faith-based organizations to make the mentor alternative available to far more at-risk children. In order to do these things, the Administration’s budget requests $25 million to aid children of incarcerated parents.

Promote Healthy Fatherhood in General

In addition, we need to promote responsible fatherhood directly. In the President’s first budget, we sought $67 million. Unfortunately, Congress chose not to fund the program, even nominally. This year, we are seeking a more modest $20 million. We won’t be able to accomplish everything we’d hoped to do, but at least it’s a start. The fatherhood provisions are in the welfare reform bill that the U.S. House of Representatives passed. Unfortunately, the Senate has not yet taken a vote on this important legislation. Needless to say, I very much hope that the fatherhood provisions make it into the bill that ultimately reaches the President.

Marriage

And finally, we must also work to promote healthy marriage. Not because wedding bells will make violent offenders—or for that matter violent nonoffenders—into devoted, sweet-natured husbands. Again, we mustn’t be naïve. But simply because we need to address the epidemic of broken homes.

Conclusion

In closing, let me say, before anyone says it for me, that we’re talking here about associations, likelihoods, and rough predictions of criminality. Correlation is not causation. No doubt many other variables enter into the equation. Let me reiterate, too, a point that cannot be overemphasized: Some incarcerated fathers—and some who aren’t incarcerated—are violent, abusive, or otherwise incapable of being responsible parents. No question—their kids are better off without them. As you know from your work with reentry, we have to be realistic about these men and their histories. The worst thing we can do is drop a violent, unreformed father back in the house and simply hope for the best. With those caveats out of the way, here’s my bottom line: One father at a time, one child at a time—responsible fatherhood will reduce crime.

James Q. Wilson helped us see that broken windows lead to criminal behavior, well, so do broken families. Government picks up the pieces—not just the apprehension, trial, and incarceration of criminals, but also child support enforcement, interventions for troubled youth, and much more. Shouldn’t we be thinking about prevention as well as clean-up?

President Bush has said that the federal government ought to be limited, but what it does, it ought to do well. One of the things he has said the federal government ought to do is strengthen families. Promoting responsible fatherhood is an essential component of this strategy.

Thank you very much.

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