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Analysis: Schoenberg and Schenker


This is a follow up to Patricia Carpenters Grundgestalt as Tonal Function. Barbara Hampsons master thesis (McMaster University): Schenker and Schoenberg: A critical Comparison of Two Analytical Methods, With Reference To The Fistrt Movement Of Beethovens Appassionata Sonata, provides an elightening comparison between the variables that encompass both types of analysis. I agree with Hampsons overall conclusion that both theorists embody a unique style of interpretation, but the combination of these two types would prove to generate a more whole and organically balanced synthesis.

Key Differences in their focus for musical coherence:


Schenker Schoenberg
1. theory of the "Ursatz"(fundamental structure) Grundgestalt concept ("basic shape") -3 levels stemming from this ideology
2. Counterpoint Harmony
3. Fundamental line/Voice leading -motivic material derives from it Melodic details


With reference to the Appassionata, Schenker highlights the first characteristic of the piece - the major third: C (C flat) - A (A flat) + F, forming a downward arpeggiation. He refers to the fundamental line motive as C - D flat - C, repeated throughout and joined in a sequence; the note C always initiating the next repetition because it is the first note repeated in each sequential passage.

Hampson states: "Unity is acquired through the filling out of [the] fundamental linecoherence is created by voice-leading; the basic motivic element, C - D-flat - C, provides a unifying link between the foreground and background." (27-28)

4. denies essential dissonances (chordal) denies incidental dissonances(non-chordal) i.e. passing/auxiliary notes, suspensions
"seeks the law concealed behind the manifestation."
Carl Dalhaus, Schoenberg and Schenker
(p. 215)
"aspiring more to ends than to origins follows the consequences that emerge from a musical idea."
5. Assimilation of tonal regions directly related to the tonic. Hampson: "piece is unified because it is an expression of one tonality." (89) All structure derives from the original Grundgestalt which undergoes variations.


With reference to Beethovens Appassionata Piano Sonata, Hampson states: "Carpenters discussion of tonal relations is more extensive than Schenkers." (48) Carpenters analysis identifies the Neapolitan key as an integral element in discussing tonal relations and expands on its harmonic relationship to the tonic.

6. register (linear) related to voice leading       pitch classes - producing the motives


Some similarities as implied by Hampson:

"Both Schenker and Carpenter (implementing the Schoenbergian analysis) attempt to relate the surface events of the music to the underlying tonal structure of the piece. Furthermore, both see motivic content as a unifying factor." (27)