(Federal Republic of Germany / Denmark; Federal Republic of Germany /
Netherlands)
International Court of Justice
February 20, 1969
General List:
Nos. 51 & 52
JUDGMENT OF 20 FEBRUARY 1969
Declarations:
Judge Sir Muhammad
Zafrulla Khan
Judge Bengzon
Separate Opinions:
President Bustamante y
Rivero
Judge Jessup
Judge Padilla Nervo
Judge Ammoun
Dissenting Opinions:
Judge Tanaka
Judge Morelli
Judge Lachs
Judge ad hoc Sorensen
*3 Continental
shelf areas in the North Sea-Delimitation as between adjacent States-Advantages
and disadvantages of the equidistance method-Theory of just and equitable
apportionment-Incompatibility of this theory with the principle of the natural
appurtenance of the shelf to the coastal State-Task of the Court relates to
delimitation not apportionment.
The equidistance principle
as embodied in Article 6 of the 1958 Geneva Continental Shelf
Convention-Non-opposability of that provision to the Federal Republic of
Germany, either contractually or on the basis of conduct or estoppel.
Equidistance and the
principle of natural appurtenance-Notion of closest proximity-Critique of that
notion as not being entailed by the principle of appurtenance-Fundamental character
of the principle of the continental shelf as being the natural prolongation of
the land territory.
Legal history of
delimitation-Truman Proclamation-International Law Commission-1958 Geneva Conference-Acceptance of
equidistance as a purely conventional rule not reflecting or crystallizing a
rule of customary international law-Effect in this respect of reservations
article of Geneva Convention-Subsequent State practice insufficient to convert
the conventional rule into a rule of customary international law-The opinio
juris sive necessitatis, how manifested.
Statement of what are the
applicable principles and rules of law-Delimitation by agreement, in accordance
with equitable principles, taking account of all relevant circumstances, and so
as to give effect to the principle of natural prolongation-Freedom of the
Parties as to choice of method-Various factors relevant to the negotiation.
*4 Present: President BUSTAMANTE Y RIVERO; Vice-President KORETSKY; Judges Sir Gerald FITZMAURICE, TANAKA,
JESSUP, MORELLI, Sir Muhammad ZAFRULLA KHAN, PADILLA NERVO, FORSTER, GROS,
AMMOUN, BENGZON, PETRIN, LACHS, ONYEAMA;
Judges ad hoc MOSLER, SORENSEN;
Registrar AQUARONE.
In the North Sea
Continental Shelf cases,
between
the Federal Republic of Germany,
represented by
Dr. G. Jaenicke, Professor of
International Law in the University of Frankfurt am Main,
as Agent,
assisted by
Dr. S. Oda, Professor of International Law in the University of
Sendai,
as Counsel,
Dr. U. Scheuner, Professor of International Law in the University
of Bonn,
Dr. E. Menzel, Professor of International Law in the University of
Kiel,
Dr. Henry Herrmann, of the Massachusetts Bar, associated with
Messrs. Goodwin, Procter and Hoar,
Counsellors-at-Law, Boston,
Dr. H. Blomeyer-Bartenstein, Counsellor 1st Class, Ministry of
Foreign Affairs,
Dr. H. D. Treviranus, Counsellor, Ministry of Foreign Affairs,
as Advisers,
and by Mr. K. Witt, Ministry of Foreign Affairs,
as Expert,
and
the Kingdom of Denmark,
represented by
Mr. Bent Jacobsen, Barrister at the Supreme Court of Denmark,
as Agent and Advocate,
assisted by
Sir Humphrey Waldock, C.M.G., O.B.E.,
Q.C., Professor of International Law in the University of Oxford,
as Counsel and Advocate,
H.E. Mr. S. Sandager Jeppesen, Ambassador, Ministry of Foreign
Affairs,
Mr. E. Krog-Meyer, Head of The Legal Department, Ministry of
Foreign Affairs,
Dr. I. Foighel, Professor in the University of Copenhagen,
Mr. E. Lauterpacht, Member of the English Bar and Lecturer in the
University of Cambridge,
*5 Mr. M. Thamsborg, Head of
Department, Hydrographic Institute,
as Advisers,
and by
Mr. P. Boeg, Head of Secretariat, Ministry of Foreign Affairs,
Mr. U. Engel, Head of Section, Ministry of Foreign Affairs,
As Secretaries,
and between
the Federal Republic of Germany,
represented as indicated above,
and
the Kingdom of the Netherlands,
represented by
Professor W. Riphagen, Legal Adviser to the Ministry of Foreign
Affairs, Professor of International Law at
the Rotterdam School of Economics,
as Agent,
assisted by
Sir Humphrey Waldock, C.M.G., O.B.E., Q.C., Professor of
International Law in the University of Oxford,
as Counsel,
Rear-Admiral W. Langeraar, Chief of the Hydrographic Department,
Royal Netherlands Navy,
Mr. G. W. Mass Geesteranus, Assistant Legal Adviser to the
Ministry of Foreign Affairs,
Miss F. Y. van der Wal, Assistant Legal Adviser to the Ministry of
Foreign Affairs,
as Advisers,
and by
Mr. H. Rombach, Divisional Head, Hydrographic Department, Royal
Netherlands Navy,
as Deputy-Adviser,
THE COURT,
composed as above,
delivers the following
Judgment:
By a letter of 16 February
1967, received in the Registry on 20 February 1967, the Minister for Foreign Affairs of the
Netherlands transmitted to the Registrar:
(a) an original copy,
signed at Bonn on 2 February 1967 for the Governments of Denmark and the
Federal Republic of Germany, of a Special Agreement for the submission to the
Court of a difference between those two States concerning the delimitation, as
between them, of the continental shelf in the North Sea;
(b) an original copy,
signed at Bonn on 2 February 1967 for the Governments of the Federal Republic
of Germany and the Netherlands, of a Special Agreement for the submission to
the Court of a difference between those *6 two States concerning the
delimitation, as between them, of the continental shelf in the North Sea;
(c) an original copy,
signed at Bonn on 2 February 1967 for the three Governments aforementioned, of
a Protocol relating to certain procedural questions arising from the
above-mentioned Special Agreements.
Articles 1 to 3 of the
Special Agreement between the Governments of Denmark and the Federal Republic
of Germany are as follows:
'Article 1
(1) The International
Court of Justice is requested to decide the following question:
What principles and
rules of international law are applicable to the delimitation as between the
Parties of the areas of the continental shelf in the North Sea which appertain
to each of them beyond the partial boundary determined by the above-mentioned
Convention of 9 June 1965?
(2) The Governments of
the Kingdom of Denmark and of the Federal Republic of Germany shall delimit the
continental shelf in the North Sea as between their countries by agreement in
pursuance of the decision requested from the International Court of Justice.
Article 2
(1) The Parties shall
present their written pleadings to the Court in the order stated below:
1. a Memorial of the Federal Republic of Germany to be submitted
within six months from the notification of the present Agreement to the court;
2. a Counter-Memorial of the Kingdom of Denmark to be submitted
within six months from the delivery of the German Memorial;
3. a German Reply followed by a Danish Rejoinder to be delivered
within such time-limits as the Court may order.
(2) Additional written
pleadings may be presented if this is jointly proposed
by the Parties and considered by the Court to be appropriate to the case and
the circumstances.
(3) The foregoing order
of presentation is without prejudice to any question of burden of proof which
might arise.
Article 3
The present Agreement
shall enter into force on the day of signature thereof.'
Articles 1 to 3 of the
Special Agreement between the Governments of the Federal Republic of Germany
and the Netherlands are as follows:
'Article 1
(1) The International
Court of Justice is requested to decide the following question:
What principles and
rules of international law are applicable to the delimitation as between the
Parties of the areas of the continental shelf in the North Sea which appertain
to each of them beyond the partial boundary determined by the above-mentioned
Convention of 1 December 1964?
*7 (2) The Governments of the Federal Republic
of Germany and of the Kingdom of the
Netherlands shall delimit the continental shelf of the North Sea as between
their countries by agreement in pursuance of the decision requested from the
International Court of Justice.
Article 2
(1) The Parties shall
present their written pleadings to the Court in the order stated below:
1. a Memorial of the Federal Republic of Germany to be submitted
within six months from the notification of the present Agreement to the Court;
2. a Counter-Memorial of the Kingdom of the Netherlands to be
submitted within six months from the delivery of the German Memorial;
3. a German Reply followed by a Netherlands Rejoinder to be
delivered within such time-limits as the Court may order.
(2) Additional written
pleadings may be presented if this is jointly proposed by the Parties and
considered by the Court to be appropriate to the case and the circumstances.
(3) The foregoing order
of presentation is without prejudice to any question of burden of proof which
might arise.
Article 3
The present Agreement
shall enter into force on the day of signature thereof.'
The Protocol between the three Governments reads as follows:
'Protocol
At the signature of the
Special Agreement of today's date between the Government of the Federal
Republic of Germany and the Governments of the Kingdom of Denmark and the
Kingdom of the Netherlands respectively, on the submission to the International
Court of Justice of the differences between the Parties concerning the
delimitation of the continental shelf in the North Sea, the three Governments
wish to state their agreement on the following:
1. The Government of the
Kingdom of the Netherlands will, within a month from the signature, notify the
two Special Agreements together with the present Protocol to the International
Court of Justice in accordance with Article 40, paragraph 1, of the Statute of
the Court.
2. After the
notification in accordance with item 1 above the Parties will ask the Court to
join the two cases.
3. The three Governments
agree that, for the purpose of appointing a judge ad hoc, the Governments of
the Kingdom of Denmark and the Kingdom of the Netherlands
shall be considered parties in the same interest within the meaning of Article
31, paragraph 5, of the Statute of the Court.'
Pursuant to Article 33,
paragraph 2, of the Rules of Court, the Registrar at once informed the
Governments of Denmark and the Federal Republic of Germany of the filing of the
Special Agreements. In accordance with
Article 34, paragraph 2, of the Rules of Court, copies of the Special
Agreements were transmitted to the other Members of the United Nations and to
other nonmember States entitled to appear before the Court.
*8 By Orders of 8 March 1967, taking into
account the agreement reached between the Parties, 21 August 1967 and 20
February 1968 were fixed respectively as the time-limits for the filing of the
Memorials and Counter- Memorials. These
pleadings were filed within the time-limits prescribed. By Orders of 1 March 1968, 31 May and 30
August 1968 were fixed respectively as the timelimits for the filing of the
Replies and Rejoinders.
Pursuant to Article 31,
paragraph 3, of the Statute of the Court, the Government of the Federal
Republic of Germany chose Dr. Hermann Mosler, Professor of International Law in
the University of Heidelberg, to sit as Judge ad hoc in both cases. Rcferring to the agreement concluded between
them according to which they should be considered parties in the same interest
within the meaning of Article 31, paragraph 5, of the Statute, the Governments
of Denmark and the Netherlands chose Dr. Max Serensen, Professor of International Law in the University of Aarhus,
to sit as Judge ad hoc in both cases.
By an Order of 26 April
1968, considering that the Governments of Denmark and the Netherlands were, so
far as the choice of a Judge ad hoc was concerned, to be reckoned as one Party
only, the Court found that those two Governments were in the same interest,
joined the proceedings in the two cases and, in modification of the directions
given in the Orders of 1 March 1968, fixed 30 August 1968 as the time-limit for
the filing of a Common Rejoinder for Denmark and the Netherlands.
The Replies and the Common
Rejoinder having been filed within the timelimits prescribed, the cases were
ready for hearing on 30 August 1968.
Pursuant to Article 44,
paragraph 2, of the Rules of Court, the pleadings and annexed documents were,
after consultation of the Parties, made available to the Governments of Brazil,
Canada, Chile, Colombia, Ecuador, Finland, France, Honduras, Iran, Norway,
Sweden, United Kingdom of Great Britain and Northern Ireland, United States of
America and Venezuela. Pursuant to
paragraph 3 of the same Article, those pleadings and annexed documents were,
with the consent of the Parties, made accessible to the public as from the date
of the opening of the oral proceedings.
Hearings were held from 23
to 25 October, from 28 October to 1 November, and on 4, 5, 7, 8 and 11 November
1968, in the course of which the Court heard, in the order agreed between the Parties and
accepted by the Court, the oral arguments and replies of Professor Jaenicke,
Agent, and Professor Oda, Counsel, on behalf of the Government of the Federal
Republic of Germany; and of Mr.
Jacobsen and Professor Riphagen, Agents, and Sir Humphrey Waldock, Counsel, on
behalf of the Governments of Denmark and the Netherlands.
In the course of the
written proceedings, the following Submissions were presented by the Parties:
On behalf of the
Government of the Federal Republic of Germany,
in the Memorials:
'May it please the Court
to recognize and declare:
1. The delimitation of
the continental shelf between the Parties in the North Sea is governed by the
principle that each coastal State is entitled to a just and equitable share.
*9 2. The method of determining boundaries of
the continental shelf in such a way that every point of the boundary is
equidistant from the nearest points of the baselines from which the breadth of
the territorial sea of each State is measured (equidistance method), is not a
rule of customary international law and is therefore not applicable as such
between the Parties.
3. The equidistance
method cannot be employed for the delimitation of the continental shelf unless
it is established by agreement, arbitration, or otherwise,
that it will achieve a just and equitable apportionment of the continental
shelf among the States concerned.
4. As to the
delimitation of the continental shelf between the Parties in the North Sea, the
equidistance method cannot find application, since it would not apportion a
just and equitable share to the Federal Republic of Germany';
in the Replies:
'May it please the Court
to recognize and declare:
1. The delimitation of
the continental shelf between the Parties in the North Sea is governed by the
principle that each coastal State is entitled to a just and equitable share.
2. (a) The method of
determining boundaries of the continental shelf in such a way that every point
of the boundary is equidistant from the nearest points of the baselines from
which the breadth of the territorial sea of each State is measured
(equidistance method) is not a rule of customary international law.
(b) The rule contained
in the second sentence of paragraph 2 of Article 6 of the Continental Shelf
Convention, prescribing that in the absence of agreement, and unless another
boundary is justified by special circumstances, the boundary shall be
determined by application of the principle of equidistance, has not become
customary international law.
(c) Even if the rule under (b) would be applicable between the Parties,
special circumstances within the meaning of that rule would exclude the
application of the equidistance method in the present case.
3. (a) The equidistance
method cannot be used for the delimitation of the continental shelf unless it
is established by agreement, arbitration, or otherwise, that it will achieve a
just and equitable apportionment of the continental shelf among the States
concerned.
(b) As to the
delimitation of the continental shelf between the Parties in the North Sea, the
Kingdom of Denmark and the Kingdom of the Netherlands cannot rely on the
application of the equidistance method, since it would not lead to an equitable
apportionment.
4. Consequently, the
delimitation of the continental shelf in the North Sea between the Parties is a
matter which has to be settled by agreement.
This agreement should apportion a just and equitable share to each of
the Parties in the light of all factors relevant in this respect.'
On behalf of the
Government of Denmark,
in its Counter-Memorial:
'Considering that, as
noted in the Compromis, disagreement exists *10 between the Parties
which could not be settled by detailed negotiations, regarding the further
course of the boundary beyond the partial boundary determined by the Convention
of 9 June 1965;
Considering that under the terms of Article 1, paragraph 1, of the
Compromis the task entrusted to the Court is not to formulate a basis for the
delimitation of the continental shelf in the North Sea as between the Parties
ex aequo et bono, but to decide what principles and rules of international law
are applicable to the delimitation as between the Parties of the areas of the
continental shelf in the North Sea which appertain to each of them beyond the
partial boundary, determined by the above-mentioned Convention of 9 June 1965;
In view of the facts and
arguments presented in Parts I and II of this Counter-Memorial,
May it please the Court
to adjudge and declare:
1. The delimitation as
between the Parties of the said areas of the continental shelf in the North Sea
is governed by the principles and rules of international law which are
expressed in Article 6, paragraph 2, of the Geneva Convention of 1958 on the
Continental Shelf.
2. The Parties being in
disagreement, unless another boundary is justified by special circumstances,
the boundary between them is to be determined by application of the principle
of equidistance from the nearest points of the baselines fror which the breadth
of the territorial sea of each State is measured.
3. Special circumstances
which justify another boundary line not having been established, the boundary between the Parties
is to be determined by application of the principle of equidistance indicated
in the preceding Submission.'
On behalf of the
Government of the Netherlands,
in its Counter-Memorial:
'Considering that, as
noted in the Compromis, disagreement exists between the Parties which could not
be settled by detailed negotiations, regarding the further course of the
boundary beyond the partial boundary determined by the Treaty of 1 December
1964;
Considering that under
the terms of Article 1, paragraph 1, of the Compromis the task entrusted to the
Court is not to formulate a basis for the delimitation of the continental shelf
in the North Sea as between the Parties ex aequo et bono, but to decide what
principles and rules of international law are applicable to the delimitation as
between the Parties of the areas of the continental shelf in the North Sea
which appertain to each of them beyond the partial boundary determined by the
abovementioned Treaty of 1 December 1964;
In view of the facts and
arguments presented in Parts I and II of this Counter-Memorial,
May it please the Court
to adjudge and declare:
1. The delimitation as
between the Parties of the said areas of the continental
shelf in the North Sea is governed by the principles and rules of international
law which are expressed in Article 6, paragraph 2, of the Geneva Convention of
1958 on the Continental Shelf.
*11 2. The Parties being in disagreement, unless
another boundary is justified by special circumstances, the boundary between
them is to be determined by application of the principle of equidistance from
the nearest points of the baselines from which the breadth of the territorial
sea of each State is measured.
3. Special circumstances
which justify another boundary line not having been established, the boundary
between the Parties is to be determined by application of the principle of
equidistance indicated in the preceding Submission.'
On behalf of the
Governments of Denmark and the Netherlands,
in the Common Rejoinder:
'May it further please
the Court to adjudge and declare:
4. If the principles and
rules of international law mentioned in Submission 1 of the respective
Counter-Memorials are not applicable as between the Parties, the boundary is to
be determined between the Parties on the basis of the exclusive rights of each
Party over the continental shelf adjacent to its coast and of the principle
that the boundary is to leave to each Party every point of the continental
shelf which lies nearer to its coast than to the coast of the other Party.'
In the course of the oral
proceedings, the following Submissions were presented by the Parties:
On behalf of the
Government of the Federal Republic of Germany,
at the hearing on 5 November 1968:
'1. The delimitation of
the continental shelf between the Parties in the North Sea is governed by the
principle that each coastal State is entitled to a just and equitable share.
2. (a) The method of
determining boundaries of the continental shelf in such a way that every point
of the boundary is equidistant from the nearest points of the baselines from
which the breadth of the territorial sea of each State is measured
(equidistance method) is not a rule of customary international law.
(b) The rule contained
in the second sentence of paragraph 2 of Article 6 of the Continental Shelf
Convention, prescribing that in the absence of agreement, and unless another
boundary is justified by special circumstances, the boundary shall be
determined by application of the principle of equidistance, has not become
customary international law.
(c) Even if the rule
under (b) would be applicable between the Parties, special circumstances within
the meaning of that rule would exclude the application of the equidistance
method in the present case.
3. (a) The equidistance method cannot be used for the delimitation of
the continental shelf unless it is established by agreement, arbitration, or
otherwise, that it will achieve a just and equitable apportionment of the
continental shelf among the States concerned.
(b) As to the
delimitation of the continental shelf between the Parties in the North Sea, the
Kingdom of Denmark and the Kingdom of the Netherlands cannot rely on the
application of the equidistance method, since it would not lead to an equitable
apportionment.
*12 4. Consequently, the delimitation of the
continental shelf, on which the Parties must agree pursuant to paragraph 2 of
Article 1 of the Special Agreement, is determined by the principle of the just
and equitable share, based on criteria relevant to the particular geographical
situation in the North Sea.'
On behalf of the
Government of Denmark,
at the hearing on 11 November 1968, Counsel for that Government
stated that it confirmed the Submissions presented in its Counter-Memorial and
in the Common Rejoinder and that those Submissions were identical mutatis
mutandis with those of the Government of the Netherlands.
On behalf of the
Government of the Netherlands,
at the hearing on 11 November 1968:
'With regard to the
delimitation as between the Federal Republic of Germany and the Kingdom of the Netherlands of the
boundary of the areas of the continental shelf in the North Sea which appertain
to each of them beyond the partial boundary determined by the Convention of 1
December 1964.
May it please the Court
to adjudge and declare:
1. The delimitation as
between the Parties of the said areas of the continental shelf in the North Sea
is governed by the principles and rules of international law which are
expressed in Article 6, paragraph 2, of the Geneva Convention of 1958 on the
Continental Shelf.
2. The Parties being in
disagreement, unless another boundary is justified by special circumstances,
the boundary between them is to be determined by application of the principle
of equidistance from the nearest points of the baselines from which the breadth
of the territorial sea of each State is measured.
3. Special circumstances
which justify another boundary line not having been established, the boundary
between the Parties is to be determined by application of the principle of
equidistance indicated in the preceding Submission.
4. If the principles and
rules of international law mentioned in Submission 1 are not applicable as
between the Parties, the boundary is to be determined between the Parties on
the basis of the exclusive rights of each Party over the continental shelf
adjacent to its coast and of the principle that the boundary is to leave to each Party every point
of the continental shelf which lies nearer to its coast than to the coast of
the other Party.'
*****
1. By the two Special
Agreements respectively concluded between the Kingdom of Denmark and the
Federal Republic of Germany, and between the Federal Republic and the Kingdom
of the Netherlands, the Parties have submitted to the Court certain differences
concerning 'the delimitation *13 as between the Parties of the areas of
the continental shelf in the North Sea which appertain to each of them'-with
the exception of those areas, situated in the immediate vicinity of the coast,
which have already been the subject of delimitation by two agreements dated 1
December 1964, and 9 June 1965, concluded in the one case between the Federal
Republic and the Kingdom of the Netherlands, and in the other between the Federal
Republic and the Kingdom of Denmark.
2. It is in respect of the
delimitation of the continental shelf areas lying beyond and to seaward of
those affected by the partial boundaries thus established, that the Court is
requested by each of the two Special Agreements to decide what are the applicable
'principles and rules of international law'. The Court is not asked actually to
delimit the further boundaries which will be involved, this task being reserved
by the Special Agreements to the Parties, which
undertake to effect such a delimitation 'by agreement in pursuance of the
decision requested from the ...
Court'-that is to say on the basis of, and in accordance with, the
principles and rules of international law found by the Court to be applicable.
*
3. As described in Article
4 of the North Sea Policing of Fisheries Convention of 6 May 1882, the North
Sea, which lies between continental Europe and Great Britain in the east-west
direction, is roughly oval in shape and stretches from the straits of Dover
northwards to a parallel drawn between a point immediately north of the
Shetland Islands and the mouth of the Sogne Fiord in Norway, about 75
kilometres above Bergen, beyond which is the North Atlantic Ocean. In the extreme northwest, it is bounded by a
line connecting the Orkney and Shetland island groups; while on its north-eastern side, the line
separating it from the entrances to the Baltic Sea lies between Hanstholm at
the north-west point of Denmark, and Lindesnes at the southern tip of Norway. Eastward of this line the Skagerrak
begins. Thus, the North Sea has to some
extent the general look of an enclosed sea without actually being one. Round its shores are situated, on its
eastern side and starting from the north, Norway, Denmark, the Federal Republic
of Germany, the Netherlands, Belgium and France; while the whole western side
is taken up by Great Britain, together with the island groups of the Orkneys
and Shetlands. From this it will be seen
that the continental shelf of the Federal Republic is situated between those of
Denmark and the Netherlands.
4. The waters of the North
Sea are shallow, and the whole seabed consists of continental shelf at a depth
of less than 200 metres, except for the formation known as the Norwegian
Trough, a belt of water 200-650 metres deep, fringing the southern and
south-western coasts of Norway to a width averaging about 80- 100
kilometres. Much the greater part of
this continental shelf has already been the subject of delimitation *14
by a series of agreements concluded between the United Kingdom (which, as
stated, lies along the whole western side of it) and certain of the States on
the eastern side, namely Norway, Denmark and the Netherlands. These three delimitations were carried out
by the drawing of what are known as 'median lines' which, for immediate present
purposes, may be described as boundaries drawn between the continental shelf
areas of 'opposite' States, dividing the intervening spaces equally between
them. These lines are shown on Map 1 on
page 15, together with a similar line, also established by agreement, drawn
between the shelf areas of Norway and Denmark. Theoretically it would be
possible also to draw the following median lines in the North Sea, namely
United Kingdom/Federal Republic (which would lie east of the present line
United Kingdom/Norway-Denmark-Netherlands);
Norway/Federal Republic (which would
lie south of the present line Norway/Denmark);
and Norway/Netherlands (which would lie north of whatever line is
eventually determined to be the continental shelf boundary between the Federal
Republic and the Netherlands). Even if
these median lines were drawn however, the question would arise whether the
United Kingdom, Norway and the Netherlands could take advantage of them as
against the parties to the existing delimitations, since these lines would, it
seems, in each case lie beyond (i.e., respectively to the east, south and north
of) the boundaries already effective under the existing agreements at present
in force. This is illustrated for Map 2
on page 15.
5. In addition to the
partial boundary lines FederalRepublic/Denmark and Federal
Republic/Netherlands, which, as mentioned in paragraph 1 above, were
respectively established by the agreements of 9 June 1965 and 1 December 1964,
and which are shown as lines A-B and C-D on Map 3 on page 16, another line has
been drawn in this area, namely that represented by the line E-F on that map.
This line, which divides areas respectively untimed (to the north of it) by
Denmark, and (to the south of it) by the Netherlands, is the outcome of an
agreement between those two countries dated 31 March 1966, reflecting the view
taken by them as to what are the correct boundary lines between their
respective continental shelf areas and that of the Federal Republic, beyond the
partial boundaries A-B and C-D already drawn.
These further and unagreed boundaries
to seaward, are shown on Map 3 by means of the dotted lines B-E and D-E. They are the lines, the correctness of which
in law the Court is in effect, though indirectly, called upon to determine. Also shown on Map 3 are the two pecked lines
B-F and D-F, representing approximately the boundaries which the Federal
Republic would have wished to obtain in the course of the negotiations that
took place between the Federal Republic and the other two Parties prior to the
submission of the matter to the Court.
The nature of these negotiations must now be described.
*
TABULAR OR GRAPHIC MATERIAL SET FORTH AT THIS POINT IS NOT
DISPLAYABLE
TABULAR OR GRAPHIC MATERIAL SET FORTH AT THIS POINT IS NOT
DISPLAYABLE
TABULAR OR GRAPHIC MATERIAL SET FORTH AT THIS POINT IS NOT
DISPLAYABLE
TABULAR OR GRAPHIC MATERIAL SET FORTH AT THIS POINT IS NOT
DISPLAYABLE
*17 6. Under the agreements of December 1964 and
June 1965, already mentioned, the partial boundaries represented by the map
lines A-B and C-D had, according to the information furnished to the Court by
the Parties, been drawn mainly by application of the principle of equidistance,
using that term as denoting the abstract concept of equidistance. A line so drawn, known as an 'equidistance
line', may be described as one which leaves to each of the parties concerned all those portions of the
continental shelf that are nearer to a point on its own coast than they are to
any point on the coast of the other party.
An equidistance line may consist either of a 'median' line between
'opposite' States, or of a 'lateral' line between 'adjacent' States. In certain
geographical configurations of which the Parties furnished examples, a given
equidistance line may partake in varying degree of the nature both of a median
and of a lateral line. There exists
nevertheless a distinction to be drawn between the two, which will be mentioned
in its place.
7. The further
negotiations between the Parties for the prolongation of the partial boundaries
broke down mainly because Denmark and the Netherlands respectively wished this
prolongation also to be effected on the basis of the equidistance
principle,-and this would have resulted in the the dotted lines B- E and D-E,
shown on Map 3; whereas the Federal
Republic considered that such an outcome would be inequitable because it would
unduly curtail what the Republic believed should be its proper share of
continental shelf area, on the basis of proportionality to the length of its
North Sea coastline. It will be
observed that neither of the lines in question, taken by itself, would produce
this effect, but only both of them together-an element regarded by Denmark and
the Netherlands as irrelevant to what they viewed as being two separate and
self-contained delimitations, each of which should be carried out without
reference to the other.
8. The reason for the result that would be produced by the two
lines B-E and D-E, taken conjointly, is that in the case of a concave or
recessing coast such as that of the Federal Republic on the North Sea, the effect
of the use of the equidistance method is to pull the line of the boundary
inwards, in the direction of the concavity.
Consequently, where two such lines are drawn at different points on a
concave coast, they will, if the curvature is pronounced, inevitably meet at a
relatively short distance from the coast, thus causing the continental shelf
area they enclose, to take the form approximately of a triangle with its apex
to seaward and, as it was put on behalf of the Federal Republic, 'cutting off'
the coastal State from the further areas of the continental shelf outside of
and beyond this triangle. The effect of
concavity could of course equally be produced for a country with a straight
coastline if the coasts of adjacent countries protruded immediately on either
side of it. In contrast to this, the effect of coastal projections, or of
convex or outwardly curving coasts such as are, to a moderate extent, those of
Denmark and the Netherlands, is to cause boundary lines drawn on an
equidistance basis to leave the *18 coast on divergent courses, thus
having a widening tendency on the area of continental shelf off that
coast. These two distinct effects,
which are shown in sketches I-III to be found on page 16, are directly
attributable to the use of the equidistance method of delimiting continental shelf
boundaries off recessing or projecting coasts.
It goes without saying that on these
types of coasts the equidistance method produces exactly similar effects in the
delimitation of the lateral boundaries of the territorial sea of the States
concerned. However, owing to the very
close proximity of such waters to the coasts concerned, these effects are much
less marked and may be very slight,-and there are other aspects involved, which
will be considered in their place. It
will suffice to mention here that, for instance, a deviation from a line drawn
perpendicular to the general direction of the coast, of only 5 kilometres, at a
distance of about 5 kilometres from that coast, will grow into one of over 30
at a distance of over 100 kilometres.
9. After the negotiations,
separately held between the Federal Republic and the other two Parties
respectively, had in each case, for the reasons given in the two preceding
paragraphs, failed to result in any agreement about the delimitation of the
boundary extending beyond the partial one already agreed, tripartite talks
between all the Parties took place in The Hague in February- March 1966, in
Bonn in May and again in Copenhagen in August.
These also proving fruitless, it was then decided to submit the matter
to the Court. In the meantime the
Governments of Denmark and the Netherlands had, by means of the agreement of 31
March 1966, already referred to (paragraph 5), proceeded to a delimitation as
between themselves of the continental shelf areas lying between the apex of the
triangle notionally ascribed by them to the Federal Republic (point E on Map 3)
and the median line already drawn in the North Sea, by means of a boundary drawn on equidistance
principles, meeting that line at the point marked F on Map 3. On 25 May 1966, the Government of the
Federal Republic, taking the view that this delimitation was res inter alios
acta, notified the Governments of Denmark and the Netherlands, by means of an
aide- memoire, that the agreement thus concluded could not 'have any effect on
the question of the delimitation of the German-Netherlands or the German-Danish
parts of the continental shelf in the North Sea'.
10. In pursuance of the
tripartite arrangements that had been made at Bonn and Copenhagen, as described
in the preceding paragraph, Special Agreements for the submission to the Court
of the differences involved were initialled in August 1966 and signed on 2
February 1967. By a tripartite Protocol
signed the same day it was provided (a) that the Government of the Kingdom of
the Netherlands would notify the two Special Agreements to the Court, in
accordance with Article 40, paragraph 1, of the Court's Statute, together with the
text of the Protocol itself; (b) that
after such notification, the Parties would ask the Court to join the two
cases; and (c) that for the purpose of
the appointment *19 of a judge ad hoc, the Kingdoms of Denmark and the
Netherlands should be considered as being in the same interest within the
meaning of Article 31, paragraph 5, of the Court's Statute. Following upon these communications, duly
made to it in the implementation of the Protocol, the Court, by an Order dated
26 April 1968, declared Denmark and the Netherlands to be in the same interest,
and joined the proceedings in the two cases.
11. Although the
proceedings have thus been joined, the cases themselves remain separate, at
least in the sense that they relate to different areas of the North Sea
continental shelf, and that there is no a priori reason why the Court must
reach identical conclusions in regard to them,-if for instance geographical
features present in the one case were not present in the other. At the same
time, the legal arguments presented on behalf of Denmark and the Netherlands,
both before and since the joinder, have been substantially identical, apart
from certain matters of detail, and have been presented either in common or in
close co-operation. To this extent
therefore, the two cases may be treated as one; and it must be noted that although two separate delimitations are
in question, they involve-indeed actually give rise to-a single situation. The fact that the question of either of
these delimitations might have arisen and called for settlement separately in
point of time, does not alter the character of the problem with which the Court
is actually faced, having regard to the manner in which the Parties themselves
have brought the matter before it, as described in the two preceding
paragraphs.
12. In conclusion as to
the facts, it should be noted that the Federal Republic has formally reserved
its position, not only in regard to the Danish- Netherlands delimitation of the
line E-F (Map 3), as noted in paragraph 9, but also in regard to the
delimitations United Kingdom/Denmark and United Kingdom/Netherlands
mentioned in paragraph 4. In both the
latter cases the Government of the Federal Republic pointed out to all the
Governments concerned that the question of the lateral delimitation of the
continental shelf in the North Sea between the Federal Republic and the
Kingdoms of Denmark and the Netherlands was still outstanding and could not be
prejudiced by the agreements concluded between those two countries and the
United Kingdom.
***
13. Such are the events
and geographical facts in the light of which the Court has to determine what
principles and rules of international law are applicable to the delimitation of
the areas of continental shelf involved.
On this question the Parties have taken up fundamentally different
positions. On behalf of the Kingdoms of
Denmark and the Netherlands it is contended that the whole matter is governed
by a *20 mandatory rule of law which, reflecting the language of Article
6 of the Convention on the Continental Shelf concluded at Geneva on 29 April
1958, was designated by them as the 'equidistance-special circumstances'
rule. According to this contention,
'equidistance' is not merely a method of the cartographical construction of a
boundary line, but the essential element in a rule of law which may be stated
as follows,-namely that in the absence of agreement by the Parties to employ
another metbod or to proceed to a
delimitation on an ad hoc basis, all continental shelf boundaries must be drawn
by means of an equidistance line, unless, or except to the extent to which,
'special circumstances' are recognized to exist,-an equidistance line being, it
will be recalled, a line every point on which is the same distance away from
whatever point is nearest to it on the coast of each of the countries
concerned-or rather, s rictly, on the baseline of the territorial sea along
that coast. As regards what constitutes
'special circumstances', all that need be said at this stage is that according
to the view put forward on behalf of Denmark and the Netherlands, the
configuration of the German North Sea coast, its recessive character, and the
fact that it makes nearly a right-angled bend in mid-course, would not of
itself constitute, for either of the two boundary lines concerned, a special
circumstance calling for or warranting a departure from the equidistance method
of delimitation: only the presence of
some special feature, minor in itself-such as an islet or small
protuberance-but so placed as to produce a disproportionately distorting effect
on an otherwise acceptable boundary line would, so it was claimed, possess this
character.
14. These various
contentions, together with the view that a rule of equidistance-special
circumstances is binding on the Federal Republic, are founded by Denmark and
the Netherlands partly on the 1958 Geneva Convention on the Continental Shelf
already mentioned (preceding paragraph), and partly on general considerations
of law relating to the continental shelf, lying outside this Convention. Similar considerations are equally put forward to found the
contention that the delimitation on an equidistance basis of the line E-F (Map
3) by the Netherlands-Danish agreement of 31 March 1966 (paragraph 5 above) is
valid erga omnes, and must be respected by the Federal Republic unless it can
demonstrate the existence of juridically relevant 'special circumstances'.
15. The Federal Republic,
for its part, while recognizing the utility of equidistance as a method of
delimitation, and that this method can in many cases be employed appropriately
and with advantage, denies its obligatory character for States not parties to
the Geneva Convention, and contends that the correct rule to be applied, at any
rate in such circumstances as those of the North Sea, is one according to which
each of the States concerned should have a 'just and equitable share' of the
available continental shelf, in proportion to the length of its coastline or
sea-frontage. It was also contended on
behalf of the Federal Republic *21 that in a sea shaped as is the North
Sea, the whole bed of which, except for the Norwegian Trough, consists of
continental shelf at a depth of less than 200 metres, and where the situation
of the circumjacent States causes a natural convergence of their respective
continental shelf areas, towards a central point situated on the median line of
the whole seabed-or at any rate in those localities where this is the case-each
of the States concerned is entitled to a continental shelf area extending up to
this central point (in effect a sector), or at least extending to the median line at some point or
other. In this way the 'cut-off'
effect, of which the Federal Republic complains, caused, as explained in
paragraph 8, by the drawing of equidistance lines at the two ends of an inward
curving or recessed coast, would be avoided.
As a means of giving effect to these ideas, the Federal Republic
proposed the method of the 'coastal front', or facade, constituted by a
straight baseline joining these ends, upon which the necessary geometrical
constructions would be erected.
16. Alternatively, the
Federal Republic claimed that if, contrary to its main contention, the equidistance
method was held to be applicable, then the configuration of the German North
Sea coast constituted a 'special circumstance' such as to justify a departure
from that method of delimitation in this particular case.
17. In putting forward
these contentions, it was stressed on behalf of the Federal Republic that the
claim for a just and equitable share did not in any way involve asking the
Court to give a decision ex aequo et bono (which, having regard to the terms of
paragraph 2 of Article 38 of the Court's Statute, would not be possible without
the consent of the Parties),-for the principle of the just and equitable share
was one of the recognized general principles of law which, by virtue of
paragraph 1 (c) of the same Article, the Court was entitled to apply as a
matter of the justitia distributiva which entered into all legal systems. It appeared, moreover, that whatever its
underlying motivation, the claim of the
Federal Republic was, at least ostensibly, to a just and equitable share of the
space involved, rather than to a share of the natural resources as such,
mineral or other, to be found in it, the location of which could not in any
case be fully ascertained at present.
On the subject of location the Court has in fact received some, though
not complete information, but has not thought it necessary to pursue the
matter, since the question of natural resources is less one of delimitation
than of eventual exploitation.
*
18. It will be convenient
to consider first the contentions put forward on behalf of the Federal
Republic. The Court does not feel able
to accept them-at least in the particular form they have taken. It considers *22 that, having regard
both to the language of the Special Agreements and to more general
considerations of law relating to the regime of the continental shelf, its task
in the present proceedings relates essentially to the delimitation and not the
apportionment of the areas concerned, or their division into converging
sectors. Delimitation is a process
which involves establishing the boundaries of an area already, in principle,
appertaining to the coastal State and not the determination de novo of such an
area. Delimitation in an equitable manner
is one thing, but not the same thing as awarding a just and equitable share of
a previously undelimited area, even though
in a number of cases the results may be comparable, or even identical.
19. More important is the
fact that the doctrine of the just and equitable share appears to be wholly at
variance with what the Court entertains no doubt is the most fundamental of all
the rules of law relating to the continental shelf, enshrined in Article 2 of
the 1958 Geneva Convention, though quite independent of it;-namely that the
rights of the coastal State in respect of the area of continental shelf that
constitutes a natural prolongation of its land territory into and under the sea
exist ipso facto and ab initio, by virtue of its sovereignty over the land, and
as an extension of it in an exercise of sovereign rights for the purpose of
exploring the seabed and exploiting its natural resources. In short, there is here an inherent
right. In order to exercise it, no
special legal process has to be gone through, nor have any special legal acts
to be performed. Its existence can be
declared (and many States have done this) but does not need to be constituted. Furthermore, the right does not depend on
its being exercised. To echo the
language of the Geneva Convention, it is 'exclusive' in the sense that if the
coastal State does not choose to explore or exploit the areas of shelf
appertaining to it, that is its own affair, but no one else may do so without
its express consent.
20. It follows that even
in such a situation as that of the North Sea, the notion of apportioning an as
yet undelimited area, considered as a whole (which underlies the doctrine of the just and equitable
share), is quite foreign to, and inconsistent with, the basic concept of
continental shelf entitlement, according to which the process of delimitation
is essentially one of drawing a boundary line between areas which already
appertain to one or other of the States affected. The delimitation itself must indeed be equitably effected, but it
cannot have as its object the awarding of an equitable share, or indeed of a
share, as such, at all,-for the fundamental concept involved does not admit of
there being anything undivided to share out.
Evidently any dispute about boundaries must involve that there is a
disputed marginal or fringe area, to which both parties are laying claim, so
that any delimitation of it which does not leave it wholly to one of the
parties will in practice divide it between them in certain shares, or operate
as if such a division had been made. *23
But this does not mean that there has been an apportionment of something that
previously consisted of an integral, still less an undivided whole.
***
21. The Court will now
turn to the contentions advanced on behalf of Denmark and the Netherlands. Their general character has already been
indicated in paragraphs 13 and 14: the
most convenient way of dealing with them will be on the basis of the following question-namely,
does the equidistance-special circumstances principle constitute a mandatory
rule, either on a conventional or on a customary international law basis, in
such a way as to govern any delimitation of the North Sea continental shelf
areas between the Federal Republic and the Kingdoms of Denmark and the
Netherlands respectively? Another and
shorter way of formulating the question would be to ask whether, in any
delimitation of these areas, the Federal Republic is under a legal obligation
to accept the application of the equidistance-special circumstances principle.
22. Particular attention
is directed to the use, in the foregoing formulations, of the terms 'mandatory'
and 'obligation'. It has never been
doubted that the equidistance method of delimitation is a very convenient one,
the use of which is indicated in a considerable number of cases. It constitutes a method capable of being
employed in almost all circumstances, however singular the results might
sometimes be, and has the virtue that if necessary,-if for instance, the
Parties are unable to enter into negotiations,- any cartographer can de facto
trace such a boundary on the appropriate maps and charts, and those traced by
competent cartographers will for all practical purposes agree.
23. In short, it would
probably be true to say that no other method of delimitation has the same
combination of practical convenience and certainty of application. Yet these factors do not suffice of
themselves to convert what is a method into
a rule of law, making the acceptance of the results of using that method
obligatory in all cases in which the parties do not agree otherwise, or in
which 'special circumstances' cannot be shown to exist. Juridically, if there is such a rule, it
must draw its legal force from other factors than the existence of these
advantages, important though they may be.
It should also be noticed that the counterpart of this conclusion is no
less valid, and that the practical advantages of the equidistance method would
continue to exist whether its employment were obligatory or not.
24. It would however be
ignoring realities if it were not noted at the same time that the use of this
method, partly for the reasons given in paragraph 8 above and partly for
reasons that are best appreciated by reference to the many maps and diagrams
furnished by both sides in the course of the written and oral proceedings, can
under certain circumstances produce results that appear on the face of them to
be extraordinary, unnatural or unreasonable.
It is basically this fact which underlies *24 the present
proceedings. The plea that, however
this may be, the results can never be inequitable, because the equidistance
principle is by definition an equitable principle of delimitation, involves a
postulate that clearly begs the whole question at issue.
***
25. The Court now turns to the legal position regarding the
equidistance method. The first question
to be considered is whether the 1958 Geneva Convention on the Continental Shelf
is binding for all the Parties in this case-that is to say whether, as contended
by Denmark and the Netherlands, the use of this method is rendered obligatory
for the present delimitations by virtue of the delimitations provision (Article
6) of that instrument, according to the conditions laid down in it. Clearly, if this is so, then the provisions
of the Convention will prevail in the relations between the Parties, and would
take precedence of any rules having a more general character, or derived from
another source. On that basis the
Court's reply to the question put to it in the Special Agreements would
necessarily be to the effect that as between the Parties the relevant
provisions of the Convention represented the applicable rules of law-that is to
say constituted the law for the Parties-and its sole remaining task would be to
interpret those provisions, in so far as their meaning was disputed or appeared
to be uncertain, and to apply them to the particular circumstances involved.
26. The relevant
provisions of Article 6 of the Geneva Convention, paragraph 2 of which Denmark
and the Netherlands contend not only to be applicable as a conventional rule,
but also to represent the accepted rule of general international law on the
subject of continental shelf delimitation, as it exists independently of the
Convention, read as follows:
'1. Where the same continental shelf is adjacent to the territories of
two or more States whose coasts are opposite each other, the boundary of the
continental shelf appertaining to such States shall be determined by agreement
between them. In the absence of
agreement, and unless another boundary line is justified by special
circumstances, the boundary is the median line, every point of which is
equidistant from the nearest point of the baselines from which the breadth of
the territorial sea of each State is measured.
2. Where the same
continental shelf is adjacent to the territories of two adjacent States, the
boundary of the continental shelf shall be determined by agreement between
them. In the absence of agreement, and
unless another boundary line is justified by special circumstances, the
boundary shall be determined by application of the principle of equidistance
from the nearest points of the baselines from which the breadth of the
territorial sea of each State is measured.'
*25 The Convention received
46 signatures and, up-to-date, there have been 39 ratifications or
accessions. It came into force on 10
June 1964, having received the 22 ratifications or accessions required for that
purpose (Article 11), and was therefore in force at the time when the various
delimitations of continental shelf boundaries described earlier (paragraphs 1
and 5) took place between the Parties.
But, under the formal provisions of the Convention, it is in force for any individual State only in so
far as, having signed it within the time-limit provided for that purpose, that
State has also subsequently ratified it;
or, not having signed within that time-limit, has subsequently acceded
to the Convention. Denmark and the
Netherlands have both signed and ratified the Convention, and are parties to
it, the former since 10 June 1964, the latter since 20 March 1966. The Federal Republic was one of the
signatories of the Convention, but has never ratified it, and is consequently
not a party.
27. It is admitted on
behalf of Denmark and the Netherlands that in these circumstances the
Convention cannot, as such, be binding on the Federal Republic, in the sense of
the Republic being contractually bound by it.
But it is contended that the Convention, or the regime of the
Convention, and in particular of Article 6, has become binding on the Federal
Republic in another way,-namely because, by conduct, by public statements and
proclamations, and in other ways, the Republic has unilaterally assumed the
obligations of the Convention; or has
manifested its acceptance of the conventional regime; or has recognized it as being generally applicable to the
delimitation of continental shelf areas.
It has also been suggested that the Federal Republic had held itself out
as so assuming, accepting or recognizing, in such a manner as to cause other
States, and in particular Denmark and the Netherlands, to rely on the attitude
thus taken up.
28. As regards these contentions, it is clear that only a very
definite, very consistent course of conduct on the part of a state in the
situation of the Federal Republic could justify the Court in upholding
them; and, if this had existed-that is
to say if there had been a real intention to manifest acceptance or recognition
of the applicability of the conventional regime-then it must be asked why it
was that the Federal Republic did not take the obvious step of giving
expression to this readiness by simply ratifying the Convention. In principle, when a number of States,
including the one whose conduct is invoked, and those invoking it, have drawn
up a convention specifically providing for a particular method by which the
intention to become bound by the regime of the convention is to be
manifested-namely by the carrying out of certain prescribed formalities
(ratification, accession), it is not lightly to be presumed that a State which
has not carried out these formalities, though at all times fully able and
entitled to do so, has nevertheless somehow become bound in another way. Indeed if it were a question not of
obligation but of rights,-if, that is to say, a State which, though entitled *26
to do so, had not ratified or acceded, attempted to claim rights under the
convention, on the basis of a declared willingness to be bound by it, or of
conduct evincing acceptance of the conventional regime, it would simply be told
that, not having become a party to the convention it could not claim any rights
under it until the professed willingness and acceptance had been manifested in the prescribed form.
29. A further point, not
in itself conclusive, but to be noted, is that if the Federal Republic had
ratified the Geneva Convention, it could have entered-and could, if it ratified
now, enter-a reservation to Article 6, by reason of the faculty to do so
conferred by Article 12 of the Convention.
This faculty would remain, whatever the previous conduct of the Federal
Republic might have been-a fact which at least adds to the difficulties
involved by the Danish-Netherlands contention.
30. Having regard to these
considerations of principle, it appears to the Court that only the existence of
a situation of estoppel could suffice to lend substance to this
contention,-that is to say if the Federal Republic were now precluded from
denying the applicability of the conventional regime, by reason of past
conduct, declarations, etc., which not only clearly and consistently evinced
acceptance of that regime, but also had caused Denmark or the Netherlands, in
reliance on such conduct, detrimentally to change position or suffer some
prejudice. Of this there is no evidence
whatever in the present case.
31. In these circumstances
it seems to the Court that little useful purpose would be served by passing in
review and subjecting to detailed scrutiny the various acts relied on by
Denmark and the Netherlands as being indicative of the Federal Republic's
acceptance of the regime of Article 6;-for instance that at the Geneva Conference the Federal Republic
did not take formal objection to Article 6 and eventually signed the Convention
without entering any reservation in respect of that provision; that it at one time announced its intention
to ratify the Convention; that in its
public declarations concerning its continental shelf rights it appeared to rely
on, or at least cited, certain provisions of the Geneva Convention. In this last connection a good deal has been
made of the joint Minute signed in Bonn, on 4 August 1964, between the
then-negotiating delegations of the Federal Republic and the Netherlands. But this minute made it clear that what the
Federal Republic was seeking was an agreed division, rather than a delimitation
of the central North Sea continental shelf areas, and the reference it made to
Article 6 was specifically to the first sentence of paragraphs 1 and 2 of that
Article, which speaks exclusively of delimitation by agreement and not at all
of the use of the equidistance method.
32. In the result it
appears to the Court that none of the elements invoked is decisive; each is ultimately negative or
inconclusive; all are capable of
varying interpretations or explanations.
It would be one *27 thing to infer from the declarations of the
Federal Republic an admission accepting the fundamental concept of conastal
State rights in respect of the continental shelf: it would be quite another matter to see in this an acceptance of
the rules of delimitation contained in the Convention. The declarations of the Federal Republic, taken in the aggregate, might
at most justify the view that to begin with, and before becoming fully aware of
what the probable effects in the North Sea would be, the Federal Republic was
not specifically opposed to the equidistance principle as embodied in Article 6
of the Convention. But from a purely
negative conclusion such as this, it would certainly not be possible to draw
the positive inference that the Federal Republic, though not a party to the
Convention, had accepted the regime of Article 6 in a manner binding upon
itself.
33. The dangers of the
doctrine here advanced by Denmark and the Netherlands, if it had to be given
general application in the international law field, hardly need stressing. Moreover, in the present case, any such
inference would immediately be nullified by the fact that, as soon as concrete
delimitations of North Sea continental shelf areas began to be carried out, the
Federal Republic, as described earlier (paragraphs 9 and 12), at once reserved
its position with regard to those delimitations which (effected on an
equidistance basis) might be prejudicial to the delimitation of its own
continental shelf areas.
*
34. Since, accordingly,
the foregoing considerations must lead the Court to hold that Article 6 of the Geneva Convention is
not, as such, applicable to the delimitations involved in the present
proceedings, it becomes unnecessary for it to go into certain questions
relating to the interpretation or application of that provision which would
otherwise arise. One should be
mentioned however, namely what is the relationship between the requirement of
Article 6 for delimitation by agreement, and the requirements relating to
equidistance and special circumstances that are to be applied in 'the absence
of' such agreement,-i.e., in the absence of agreement on the matter, is there a
presumption that the continental shelf boundary between any two adjacent States
consists automatically of an equidistance line,-or must negotiations for an
agreed boundary prove finally abortive before the acceptance of a boundary
drawn on an equidistance basis becomes obligatory in terms of Article 6, if no
special circumstances exist?
35. Without attempting to
resolve this question, the determination of which is not necessary for the
purposes of the present case, the Court draws attention to the fact that the
delimitation of the line E-F, as shown on Map 3, which was affected by Denmark
and the Netherlands under the agreement of 31 March 1966 already mentioned
(paragraphs 5 and 9), to which the Federal Republic was not a party, must have
been based on *28 the tacit assumption that, no agreement to the
contrary having been reached in the negotiations between the Federal Republic
and Denmark and the Netherlands respectively (paragraph 7), the boundary between the continental shelf areas of
the Republic and those of the other two countries must be deemed to be an
equidistance one;-or in other words the delimitation of the line E-F, and its
validity erga omnes including the Federal Republic, as contended for by Denmark
and the Netherlands, presupposes both the delimitation and the validity on an
equidistance basis, of the lines B-E and D-E on Map 3, considered by Denmark
and the Netherlands to represent the boundaries between their continental shelf
areas and those of the Federal Republic.
36. Since, however,
Article 6 of the Geneva Convention provides only for delimitation between
'adjacent' States, which Denmark and the Netherlands clearly are not, or
between 'opposite' States which, despite suggestions to the contrary, the Court
thinks they equally are not, the delimitation of the line E-F on Map 3 could
not in any case find its validity in Article 6, even if that provision were
opposable to the Federal Republic. The
vaiidity of this delimitation must therefore be sought in some other source of
law. It is a main contention of Denmark
and the Netherlands that there does in fact exist such another source,
furnishing a rule that validates not only this particular delimitation, but all
delimitations effected on an equidistance basis,-and indeed requiring
delimitation on that basis unless the States concerned otherwise agree, and
whether or not the Geneva Convention is applicable. This contention must now be examined.
***
37. It is maintained by
Denmark and the Netherlands that the Federal Republic, whatever its position
may be in relation to the Geneva Convention, considered as such, is in any
event bound to accept delimitation on an equidistance- special circumstances
basis, because the use of this method is not in the nature of a merely
conventional obligation, but is, or must now be regarded as involving, a rule
that is part of the corpus of general international law;-and, like other rules
of general or customary international law, is binding on the Federal Republic
automatically and independently of any specific assent, direct or indirect,
given by the latter. This contention
has both a positive law and a more fundamentalist aspect. As a matter of positive law, it is based on
the work done in this field by international legal bodies, on State practice
and on the influence attributed to the Geneva Convention itself,-the claim
being that these various factors have cumulatively evidenced or been creative
of the opinion juris sive necessitatis, requisite for the formation of new
rules of customary international law.
In its fundamentalist aspect, the view put forward derives from what
might be called the natural law of the continental *29 shelf, in the
sense that the equidistance principle is seen as a necessary expression in the
field of delimitation of the accepted doctrine of
the exclusive appurtenance of the continental shelf to the nearby coastal
State, and therefore as having an a priori character of so to speak juristic
inevitability.
38. The Court will begin
by examining this latter aspect, both because it is the more fundamental, and
was so presented on behalf of Denmark and the Netherlands-i.e., as something
governing the whole case; and because,
if it is correct that the equidistance principle is, as the point was put in
the course of the argument, to be regarded as inherent in the whole basic
concept of continental shelf rights, then equidistance should constitute the
rule according to positive law tests also.
On the other hand, if equidistance should not possess any a priori
character of necessity or inherency, this would not be any bar to its having
become a rule of positive law through influences such as those of the Geneva
Convention and State practice,-and that aspect of the matter would remain for
later examination.
*
39. The a priori argument
starts from the position described in paragraph 19, according to which the
right of the coastal State to its continental shelf areas is based on its
sovereignty over the land domain, of which the shelf area is the natural
prolongation into and under the sea.
From this notion of appurtenance is
derived the view which, as has already been indicated, the Court accepts, that
the coastal State's rights exist ipso facto and ab initio without there being
any question of having to make good a claim to the areas concerned, or of any
apportionment of the continental shelf between different States. This was one reason why the Court felt bound
to reject the claim of the Federal Republic (in the particular form which it
took) to be awarded a 'just and equitable share' of the shelf areas involved in
the present proceedings. Denmark and
the Netherlands, for their part, claim that the test of appurtenance must be
'proximity', or more accurately 'closer proximity': all those parts of the
shelf being considered as appurtenant to a particular coastal State which are
(but only if they are) closer to it than they are to any point on the coast of
another State. Hence delimitation must
be effected by a method which will leave to each one of the States concerned
all those areas that are nearest to its own coast. Only a line drawn on equidistance principles will do this. Therefore, it is contended, only such a line
can be valid (unless the Parties, for reasons of their own, agree on another),
because only such a line can be thus consistent with basic continental shelf
doctrine.
40. This view clearly has
much force; for there can be no doubt
that as a matter of normal topography, the greater part of a State's
continental *30 shelf areas will in fact, and without the necessity for
any delimitation at all, be nearer to its coasts than to any other. It could not well be otherwise;
but post hoc is not propter hoc, and this situation may only serve to
obscure the real issue, which is whether it follows that every part of the area
concerned must be placed in this way, and that it should be as it were
prohibited that any part should not be so placed. The Court does not consider that it does follow, either from the
notion of proximity itself, or from the more fundamental concept of the
continental shelf as being the natural prolongation of the land domain-a
concept repeatedly appealed to by both sides throughout the case, although
quite differently interpreted by them.
41. As regards the notion
of proximity, the idea of absolute proximity is certainly not implied by the
rather vague and general terminology employed in the literature of the subject,
and in most State proclamations and international conventions and other
instruments-terms such as 'near', 'close to its shores', 'off its coast',
'opposite', 'in front of the coast', 'in the vicinity of', 'neighbouring the
coast', 'adjacent to', 'contiguous', etc.,-all of them terms of a somewhat
imprecise character which, although they convey a reasonably clear general
idea, are capable of a considerable fluidity of meaning. To take what is perhaps the most frequently
employed of these terms, namely 'adjacent to', it is evident that by no stretch
of imagination can a point on the continental shelf situated say a hundred
miles, or even much less, from a given coast, be regarded as 'adjacent' to it,
or to any coast at all, in the normal sense of adjacency, even if the point
concerned is nearer to some one coast than
to any other. This would be even truer
of localities where, physically, the continental shelf begins to merge with the
ocean depths. Equally, a point inshore situated near the meeting place of the
coasts of two States can often properly be said to be adjacent to both coasts,
even though it may be fractionally closer to the one than the other. Indeed, local geographical configuration may
sometimes cause it to have a closer physical connection with the coast to which
it is not in fact closest.
42. There seems in
comequence to be no necessary, and certainly no complete, identity between the
notions of adjacency and proximity; and
therefore the question of which parts of the continental shelf 'adjacent to' a
coastline bordering more than one State fall within the appurtenance of which
of them, remains to this extent an open one, not to be determined on a basis
exclusively of proximity. Even if
proximity may afford one of the tests to be applied and an important one in the
right conditions, it may not necessarily be the only, nor in all circumstances,
the most appropriate one. Hence it
would seem that the notion of adjacency, so constantly employed in continental
shelf doctrine from the start, only implies proximity in a general sense, and
does not imply any fundamental or inherent rule the ultimate effect of which
would be to *31 prohibit any State (otherwise than by agreement) from
exercising continental shelf rights in respect of areas closer to the coast of
another State.
43. More fundamental than the notion of proximity appears to be
the principle- constantly relied upon by all the Parties-of the natural
prolongation or continuation of the land territory or domain, or land sovereignty
of the coastal State, into and under the high seas, via the bed of its
territorial sea which is under the full sovereignty of that State. There are various ways of formulating this
principle, but the underlying idea, namely of an extension of something already
possessed, is the same, and it is this idea of extension which is, in the
Court's opinion, determinant. Submarine
areas do not really appertain to the coastal State because-or not only
because-they are near it. They are near it of course; but this would not suffice to confer title, any more than,
according to a well-established principle of law recognized by both sides in
the present case, mere proximity confers per se title to land territory. What confers the ipso jure title which
international law attributes to the coastal State in respect of its continental
shelf, is the fact that the submarine areas concerned may be deemed to be
actually part of the territory over which the coastal State already has
dominion,-in the sense that, although covered with water, they are a
prolongation or continuation of that territory, an extension of it under the
sea. From this it would follow that
whenever a given submarine area does not constitute a natural-or the most
natural- extension of the land territory of a coastal State, even though that
area may be closer to it than it is to the territory of any other State, it
cannot be regarded as appertaining to that
State;-or at least it cannot be so regarded in the face of a competing claim by
a State of whose land territory the submarine area concerned is to be regarded
as a natural extension, even if it is less close to it.
44. In the present case,
although both sides relied on the prolongation principle and regarded it as
fundamental, they interpreted it quite differently. Both interpretations appear to the Court to be incorrect. Denmark
and the Netherlands identified natural prolongation with closest proximity and
therefrom argued that it called for an equidistance line: the Federal Republic seemed to think it
implied the notion of the just and equitable share, although the connection is
distinctly remote. (The Federal
Republic did however invoke another idea, namely that of the proportionality of
a State's continental shelf area to the length of its coastline, which
obviously does have an intimate connection with the prolongation principle, and
will be considered in its place.) As
regards equidistance, it clearly cannot be identified with the notion of
natural prolongation or extension, since, as has already been stated (paragraph
8), the use of the equidistance method would frequently cause areas which are
the natural prolongation or extension of the territory of one State to be
attributed to another, when the configuration of the latter's coast makes the
equidistance line swing out laterally across the former's *32 coastal
front, cutting it off from areas situated directly before that front .
45. The fluidity of all
these notions is well illustrated by the case of the Norwegian Trough
(paragraph 4 above). Without attempting
to pronounce on the status of that feature, the Court notes that the shelf
areas in the North Sea separated from the Norwegian coast by the 80-100
kilometres of the Trough cannot in any physical sense be said to be adjacent to
it, nor to be its natural prolongation.
They are nevertheless considered by the States parties to the relevant
delimitations, as described in paragraph 4, to appertain to Norway up to the
median lines shown on Map 1. True these
median lines are themselves drawn on equidistance principles; but it was only by first ignoring the
existence of the Trough that these median lines fell to be drawn at all.
*
46. The conclusion drawn
by the Court from the foregoing analysis is that the notion of equidistance as
being logically necessary, in the sense of being an inescapable a priori
accompaniment of basic continental shelf doctrine, is incorrect. It is said not to be possible to maintain
that there is a rule of law ascribing certain areas to a State as a matter of
inherent and original right (see paragraphs 19 and 20), without also admitting
the existence of some rule by which those areas can be obligatorily delimited. The Court cannot accept the logic of this view. The problem arises only where there is a
dispute and only in respect of the marginal areas involved. The appurtenance of a given area, considered
as an entity, in no way governs the precise delimitation of its boundaries, any
more than uncertainty as to boundaries can affect territorial rights. There is for instance no rule that the land
frontiers of a State must be fully delimited and defined, and often in various
places and for long periods they are not, as is shown by the case of the entry
of Albania into the League of Nations (Monastery of Saint Naoum, Advisory
Opinion, 1924, P.C.I.J., Series B, No. 9, at p. 10).
***
47. A review of the
genesis and development of the equidistance method of delimitation can only
serve to confirm the foregoing conclusion.
Such a review may appropriately start with the instrument, generally
known as the 'Truman Proclamation', issued by the Government of the United States
on 28 September 1945. Although this
instrument was not the first or only one to have appeared, it has in the
opinion of the Court a special status.
Previously, various theories as to the nature and extent of the rights
relative to or exercisable over the continental shelf had been advanced by
jurists, publicists and technicians.
The Truman Proclamation however, soon came to be regarded as the starting point of the positive *33 law
on the subject, and the chief doctrine it enunciated, namely that of the
coastal State as having an original, natural, and exclusive (in short a vested)
right to the continental shelf off its shores, came to prevail over all others,
being now reflected in Article 2 of the 1958 Geneva Convention on the
Continental Shelf. With regard to the
delimitation of lateral boundaries between the continental shelves of adjacent
States, a matter which had given rise to some consideration on the technical,
but very little on the juristic level, the Truman Proclamation stated that such
boundaries 'shall be determined by the United States and the State concerned in
accordance with equitable principles'.
These two concepts, of delimitation by mutual agreement and delimitation
in accordance with equitable principles, have underlain all the subsequent
history of the subject. They were
reflected in various other State proclamations of the period, and after, and in
the later work on the subject.
48. It was in the
International Law Commission of the United Nations that the question of
delimitation as between adjacent States was first taken up seriously as part of
a general jurisdical project; for
outside the ranks of the hydrographers and cartographers, questions of
delimitation were not much thought about in earlier continental shelf
doctrine. Juridical interest and
speculation was focussed mainly on such questions as what was the legal basis
on which any rights at all in respect of the continental shelf could be claimed, and what was the nature of those
rights. As regards boundaries, the main
issue was not that of boundaries between States but of the seaward limit of the
area in respect of which the coastal State could claim exclusive rights of
exploitation. As was pointed out in the
course of the written proceedings, States in most cases had not found it
necessary to conclude treaties or legislate about their lateral sea boundaries
with adjacent States before the question of exploiting the natural resources of
the seabed and subsoil arose;- practice was therefore sparse.
49. In the records of the
International Law Commission, which had the matter under consideration from
1950 to 1956, there is no indication at all that any of its members supposed
that it was incumbent on the Commission to adopt a rule of equidistance because
this gave expression to, and translated into linear terms, a principle of
proximity inherent in the basic concept of the continental shelf, causing every
part of the shelf to appertain to the nearest coastal State and to no other,
and because such a rule must therefore be mandatory as a matter of customary
international law. Such an idea does
not seem ever to have been propounded.
Had it been, and had it had the self- evident character contended for by
Denmark and the Netherlands, the Commission would have had no alternative but
to adopt it, and its long continued hesitations over this matter would be
incomprehensible.
*34 50. It is moreover, in the present context,
a striking feature of the Commission's
discussions that during the early and middle stages, not only was the notion of
equidistance never considered from the standpoint of its having a priori a
character of inherent necessity: it was
never given any special prominence at all, and certainly no priority. The Commission discussed various other
possibilities as having equal if not superior status such as delimitation by
agreement, by reference to arbitration, by drawing lines perpendicular to the
coast, by prolonging the dividing line of adjacent territorial waters (the
principle of which was itself not as yet settled), and on occasion the
Commission seriously considered adopting one or other of these solutions. It was not in fact until after the matter
had been referred to a committee of hydrographical experts, which reported in
1953, that the equidistance principle began to take precedence over other
possibilities: the Report of the Commission
for that year (its principal report on the topic of delimitation as such) makes
it clear that before this reference to the experts the Commission had felt
unable to formulate any definite rule at all, the previous trend of opinion
having been mainly in favour of delimitation by agreement or by reference to
arbitration.
51. It was largely because
of these difficulties that it was decided to consult the Committee of
Experts. It is therefore instructive in
the context (i.e., of an alleged inherent necessity for the equidistance
principle) to see on what basis the matter was put to the experts, and how they
dealt with it. Equidistance was in fact only
one of four methods suggested to them, the other three being the continuation
in the seaward direction of the land frontier between the two adjacent States
concerned; the drawing of a
perpendicular to the coast at the point of its intersection with this land
frontier; and the drawing of a line
perpendicular to the line of the 'general direction' of the coast. Furthermore the matter was not even put to
the experts directly as a question of continental shelf delimitation, but in
the context of the delimitation of the lateral boundary between adjacent
territorial waters, no account being taken of the possibility that the
situation respecting territorial waters might be different.
52. The Committee of
Experts simply reported that after a thorough discussion of the different
methods-(there are no official records of this discussion)- they had decided that
'the (lateral) boundary through the territorial sea-if not already fixed
otherwise-should be drawn according to the principle of equidistance from the
respective coastlines'. They added,
however, significantly, that in 'a number of cases this may not lead to an
equitable solution, which should be then arrived at by negotiation'. Only after that did they add, as a rider to
this conclusion, that they had considered it 'important to find a formula for
drawing the international boundaries in the territorial waters of States, which
could also be used for the delimitation of the respective continental shelves
of two States bordering the same continental shelf'.
*35 53. In this almost impromptu, and certainly
contingent manner was the principle of equidistance for the delimitation of
continental shelf boundaries propounded.
It is clear from the Report of the Commission for 1953 already referred
to (paragraph 50) that the latter adopted it largely on the basis of the
recommendation of the Committee of Experts, and even so in a text that gave
priority to delimitation by agreement and also introduced an exception in
favour of 'special circumstances' which the Committee had not formally
proposed. The Court moreover thinks it
to be a legitimate supposition that the experts were actuated by considerations
not of legal theory but of practical convenience and cartography of the kind
mentioned in paragraph 22 above. Although there are no official records of
their discussions, there is warrant for this view in correspondence passing
between certain of them and the Commission's Special Rapporteur on the subject,
which was deposited by one of the Parties during the oral hearing at the
request of the Court. Nor, even after
this, when a decision in principle had been taken in favour of an equidistance
rule, was there an end to the Commission's hesitations, for as late as three
years after the adoption of the report of the Committee of Experts, when the
Commission was finalizing the whole complex of drafts comprised under the topic
of the Law of the Sea, various doubts about the equidistance principle were
still being voiced in the Commission, on such grounds
for instance as that its strict application would be open, in certain cases, to
the objection that the geographical configuration of the coast would render a
boundary drawn on this basis inequitable.
54. A further point of
some significance is that neither in the Committee of Experts, nor in the
Commission itself, nor subsequently at the Geneva Conference, does there appear
to have been any discussion of delimitation in the context, not merely of two
adjacent States, but of three or more States on the same coast, or in the same
vicinity,-from which it can reasonably be inferred that the possible resulting
situations, some of which have been described in paragraph 8 above, were never
really envisaged or taken into account.
This view finds some confirmation in the fact that the relevant part of
paragraph 2 of Article 6 of the Geneva Convention speaks of delimiting the
continental shelf of 'two' adjacent States (although a reference simply to
'adjacent States' would have sufficed), whereas in respect of median lines the
reference in paragraph 1 of that Article is to 'two or more' opposite States.
55. In the light of this
history, and of the record generally, it is clear that at no time was the
notion of equidistance as an inherent necessity of continental shelf doctrine
entertained. Quite a different outlook
was indeed manifested from the start in current legal thinking. It was, and *36 it really remained to
the end, governed by two beliefs;-namely, first, that no one single method of
delimitation was likely to prove satisfactory in all circumstances, and that delimitation should,
therefore, be carried out by agreement (or by reference to arbitration); and secondly, that it should be effected on
equitable principles. It was in
pursuance of the first of these beliefs that in the draft that emerged as
Article 6 of the Geneva Convention, the Commission gave priority to
delimitation by agreement,-and in pursuance of the second that it introduced
the exception in favour of 'special circumstances'. Yet the record shows that, even with these mitigations, doubts
persisted, particularly as to whether the equidistance principle would in all
cases prove equitable.
56. In these
circumstances, it seems to the Court that the inherency contention as now put
forward by Denmark and the Netherlands inverts the true order of things in
point of time and that, so far from an equidistance rule having been generated
by an antecedent principle of proximity inherent in the whole concept of
continental shelf appurtenance, the latter is rather a rationalization of the
former-an ex post facto constract directed to providing a logical juristic
basis for a method of delimitation propounded largely for different reasons,
cartographical and other. Given also
that for the reasons already set out (paragraphs 40-46) the theory cannot be
said to be endowed with any quality of logical necessity either, the Court is
unable to accept it.
*
57. Before going further
it will be convenient to deal briefly with two subsidiary matters. Most of the difficulties felt in the
International Law Commission related, as here, to the case of the lateral
boundary between adjacent States. Less
difficulty was felt over that of the median line boundary between opposite
States, although it too is an equidistance line. For this there seems to the Court to be good reason. The continental shelf area off, and
dividing, opposite States, can be claimed by each of them to be a natural
prolongation of its territory. These
prolongations meet and overlap, and can therefore only be delimited by means of
a median line; and, ignoring the
presence of islets, rocks and minor coastal projections, the disproportionally
distorting effect of which can be eliminated by other means, such a line must
effect an equal division of the particular area involved. If there is a third State on one of the
coasts concerned, the area of mutual natural prolongation with that of the same
or another opposite State will be a separate and distinct one, to be treated in
the same way. This type of case is
therefore different from that of laterally adjacent States on the same coast
with no immediately opposite coast in front of it, and does not give rise to
the same kind of problem-a conclusion which also finds some confirmation in the
difference *37 of language to be observed in the two paragraphs of
Article 6 of the Geneva Convention (reproduced in paragraph 26 above) as
respects recourse in the one case to median
lines and in the other to lateral equidistance lines, in the event of absence
of agreement.
58. If on the other hand,
contrary to the view expressed in the preceding paragraph, it were correct to
say that there is no essential difference in the process of delimiting the
continental shelf areas between opposite States and that of delimitations
between adjacent States, then the results ought in principle to be the same or
at least comparable. But in fact,
whereas a median line divides equally between the two opposite countries areas
that can be regarded as being the natural prolongation of the territory of each
of them, a lateral equidistance line often leaves to one of the States
concerned areas that are a natural prolongation of the territory of the other.
59. Equally distinct in
the opinion of the Court is the case of the lateral boundary between adjacent
territorial waters to be drawn on an equidistance basis. As was convincingly demonstrated in the maps
and diagrams furnished by the Parties, and as has been noted in paragraph 8,
the distorting effects of lateral equidistance lines under certain conditions
of coastal configuration are nevertheless comparatively small within the limits
of territorial waters, but produce their maximum effect in the localities where
the main continental shelf areas lie further out. There is also a direct correlation between the notion of closest
proximity to the coast and the sovereign jurisdiction which the coastal State
is entitled to exercise and must exercise, not only over the seabed underneath the territorial waters but
over the waters themselves, which does not exist in respect of continental
shelf areas where there is no jurisdiction over the superjacent waters, and
over the seabed only for purposes of exploration and exploitation.
***
60. The conclusions so far
reached leave open, and still to be considered, the question whether on some
basis other than that of an a priori logical necessity, i.e., through positive
law processes, the equidistance principle has come to be regarded as a rule of
customary international law, so that it would be obligatory for the Federal
Republic in that way, even though Article 6 of the Geneva Convention is not, as
such, opposable to it. For this purpose
it is necessary to examine the status of the principle as it stood when the
Convention was drawn up, as it resulted from the effect of the Convention, and
in the light of State practice subsequent to the Convention; but it should be clearly understood that in
the pronouncements the Court makes on these matters it has in view solely the
delimitation provisions (Article 6) of the Convention, not other parts of it,
nor the Convention as such.
*38 61. The first of these questions can
conveniently be considered in the form suggested on behalf of Denmark and the
Netherlands themselves in the course of the
oral hearing, when it was stated that they had not in fact contended that the
delimitation article (Article 6) of the Convention 'embodied already received
rules of customary law in the sense that the Convention was merely declaratory
of existing rules'. Their contention
was, rather, that although prior to the Conference, continental shelf law was
only in the formative stage, and State practice lacked uniformity, yet 'the
process of the definition and consolidation of the emerging customary law took
place through the work of the International Law Commission, the reaction of
governments to that work and the proceedings of the Geneva Conference'; and this emerging customary law became
'crystallized in the adoption of the Continental Shelf Convention by the
Conference'.
62. Whatever validity this
contention may have in respect of at least certain parts of the Convention, the
Court cannot accept it as regards the delimitation provision (Article 6), the
relevant parts of which were adopted almost unchanged from the draft of the
International Law Commission that formed the basis of discussion at the Conference. The status of the rule in the Convention
therefore depends mainly on the processes that led the Commission to propose
it. These processes have already been
reviewed in connection with the Danish-Netherlands contention of an a priori
necessity for equidistance, and the Court considers this review sufficient for
present purposes also, in order to show that the principle of equidistance, as
it now figures in Article 6 of the
Convention, was proposed by the Commission with considerable hesitation,
somewhat on an experimental basis, at most de lege ferenda, and not at all de
lege lata or a an emerging rule of customary international law. This is clearly not the sort of foundation
on which Article 6 of the Convention could be said to have reflected or
crystallized such a rule.
*
63. The foregoing
conclusion receives significant confirmation from the fact that Article 6 is
one of those in respect of which, under the reservations article of the
Convention (Article 12) reservations may be made by any State on signing,
ratifying or acceding,-for, speaking generally, it is a characteristic of
purely conventional rules and obligations that, in regard to them, some faculty
of making unilateral reservations may, within certain limits, be
admitted;-whereas this cannot be so in the case of general or customary law
rules and obligations which, by their very nature, must have equal force for
all members of the international community, and cannot therefore be the subject
of any right of unilateral exclusion exercisable at will by any one of them in
its own *39 favour.
Consequently, it is to be expected that when, for whatever reason, rules
or obligations of this order are embodied, or are intended to be reflected in
certain provisions of a convention, such provisions will figure amongst those in respect of which a
right of unilateral reservation is not conferred, or is excluded. This expectation is, in principle, fulfilled
by Article 12 of the Geneva Continental Shelf Convention, which permits reservations
to be made to all the articles of the Convention 'other than to Articles 1 to 3
inclusive'-these three Articles being the ones which, it is clear, were then
regarded as reflecting, or as crystallizing, received or at least emergent
rules of customary international law relative to the continental shelf, amongst
them the question of the seaward extent of the shelf; the jurisdical character of the coastal State's entitlement; the nature of the rights exercisable; the kind of natural resources to which there
relate; and the preservation intact of
the legal status as high seas of the waters over the shelf, and the legal
status of the superjacent air-space.
64. The normal inference
would therefore be that any articles that do not figure among those excluded
from the faculty of reservation under Article 12, were not regarded as
declaratory of previously existing or emergent rules of law; and this is the inference the Court in fact
draws in respect of Article 6 (delimitation), having regard also to the attitude
of the International Law Commission to this provision, as already described in
general terms. Naturally this would not
of itself prevent this provision from eventually passing into the general
corpus of customary international law by one of the processes considered in
paragraphs 70-81 below. But that is not
here the issue. What is now under consideration is whether it
originally figured in the Convention as such a rule.
65. It has however been
suggested that the inference drawn at the beginning of the proceding paragraph
is not necessarily warranted, seeing that there are certain other provisions of
the Convention, also not excluded from the faculty of reservation, but which do
undoubtedly in principle relate to matters that lie within the field of
received customary law, such as the obligation not to impede the laying or
maintenance of submarine cables or pipelines on the continental shelf seabed
(Article 4), and the general obligation not unjustifiably to interfere with
freedom of navigation, fishing, and so on (Article 5, paragraphs 1 and 6). These matters however, all relate to or are
consequential upon principles or rules of general maritime law, very considerably
ante-dating the Convention, and not directly connected with but only incidental
to continental shelf rights as such.
They were mentioned in the Convention, not in order to declare or
confirm their existence, which was not necessary, but simply to ensure that
they were not prejudiced by the exercise of continental shelf rights as
provided for in the Convention. Another method of *40 drafting might
have clarified the point, but this cannot alter the fact that no reservation
could release the reserving party from obligations of general maritime law
existing outside and independently of the Convention, and especially
obligations formalized in Article 2 of the contemporaneous
Convention on the High Seas, expressed by its preamble to be declaratory of established
principles of international law.
66. Article 6
(delimitation) appears to the Court to be in a different position. It does directly relate to continental shelf
rights as such, rather than to matters incidental to these; and since it was not, as were Articles 1 to
3, excluded from the faculty of reservation, it is a legitimate inference that
it was considered to have a different and less fundamental status and not, like
those Articles, to reflect pre-existing or emergent customary law. It was however contended on behalf of
Denmark and the Netherlands that the right of reservation given in respect of
Article 6 was not intended to be an unfettered right, and that in particular it
does not extend to effecting a total exclusion of the equidistance principle of
delimitation,-for, so it was claimed, delimitation on the basis of that
principle is implicit in Articles 1 and 2 of the Convention, in respect of
which no reservations are permitted.
Hence the right of reservation under Article 6 could only be exercised
in a manner consistent with the preservation of at least the basic principle of
equidistance. In this connection it was
pointed out that, of the no more than four reservations so far entered in
respect of Article 6, one at least of which was somewhat farreaching, none has
purported to effect such a total exclusion or denial.
67. The Court finds this
argument unconvincing for a number of reasons.
In the first place, Articles 1 and 2
of the Geneva Convention do not appear to have any direct connection with
inter-State delimitation as such.
Article 1 is concerned only with the outer, seaward, limit of the shelf
generally, not with boundaries between the shelf areas of opposite or adjacent
States. Article 2 is equally not
concerned with such boundaries. The
suggestion seems to be that the notion of equidistance is implicit in the
reference in paragraph 2 of Article 2 to the rights of the coastal State over
its continental shelf being 'exclusive'.
So far as actual language is concerned this interpretation is clearly
incorrect. The true sense of the
passage is that in whatever areas of the continental shelf a coastal State has
rights, those rights are exclusive rights, not exercisable by any other State. But this says nothing as to what in fact are
the precise areas in respect of which each coastal State possesses these
exclusive rights. This question, which
can arise only as regards the fringes of a coastal State's shelf area is, as
explained at the end of paragraph 20 above, exactly what falls to be settled
through the process of delimitation, and this is the sphere of Article 6, not
Article 2.
*41 68. Secondly, it must be observed that no
valid conclusions can be drawn from the fact that the faculty of entering
reservations to Article 6 has been exercised only sparingly and within certain
limits. This is the affair exclusively
of those States which have not wished to exercise the faculty, or which have been
content to do so only to a limited extent.
Their action or inaction cannot
affect the right of other States to enter reservations to whatever is the
legitimate extent of the right.
*
69. In the light of these
various considerations, the Court reaches the conclusion that the Geneva
Convention did not embody or crystallize any pre- existing or emergent rule of
customary law, according to which the delimitation of continental shelf areas
between adjacent States must, unless the Parties otherwise agree, be carried
out on an equidistance-special circumstances basis. A rule was of course embodied in Article 6 of the Convention, but
as a purely conventional rule. Whether
it has since acquired a broader basis remains to be seen: qua conventional rule however, as has
already been concluded, it is not opposable to the Federal Republic.
***
70. The Court must now
proceed to the last stage in the argument put forward on behalf of Denmark and
the Netherlands. This is to the effect
that even if there was at the date of the Geneva Convention no rule of
customary international law in favour of the equidistance principle, and no
such rule was crystallized in Article 6 of
the Convention, nevertheless such a rule has come into being since the
Convention, partly because of its own impact, partly on the basis of subsequent
State practice,-and that this rule, being now a rule of customary international
law binding on all States, including therefore the Federal Republic, should be
declared applicable to the delimitation of the boundaries between the Parties'
respective continental shelf areas in the North Sea.
71. In so far as this
contention is based on the view that Article 6 of the Convention has had the
influence, and has produced the effect, described, it clearly involves treating
that Article as a norm-creating provision which has constituted the foundation
of, or has generated a rule which, while only conventional or contractual in
its origin, has since passed into the general corpus of international law, and
is now accepted as such by the opinio juris, so as to have become binding even
for countries which have never, and do not, become parties to the
Convention. There is no doubt that this
process is a perfectly possible one and does from time to time occur: it constitutes indeed one of the recognized
methods by which new rules of customary international law may be formed. At the same time this result is not lightly
to be regarded as having been attained.
72. It would in the first
place be necessary that the provision concerned *42 should, at all
events potentially, be of a fundamentally normcreating
character such as could be regarded as forming the basis of a general rule of
law. Considered in abstracto the
equidistance principle might be said to fulfil this requirement. Yet in the particular form in which it is
embodied in Article 6 of the Geneva Convention, and having regard to the
relationship of that Article to other provisions of the Convention, this must
be open to some doubt. In the first
place, Article 6 is so framed as to put second the obligation to make use of
the equidistance method, causing it to come after a primary obligation to
effect delimitation by agreement. Such
a primary obligation constitutes an unusual preface to what is claimed to be a
potential general rule of law. Without
attempting to enter into, still less pronounce upon any question of jus cogens,
it is well understood that, in practice, rules of international law can, by
agreement, be derogated from in particular cases, or as between particular
parties,-but this is not normally the subject of any express provision, as it
is in Article 6 of the Geneva Convention.
Secondly the part played by the notion of special circumstances relative
to the principle of equidistance as embodied in Article 6, and the very
considerable, still unresolved controversies as to the exact meaning and scope
of this notion, must raise further doubts as to the potentially norm- creating
character of the rule. Finally, the
faculty of making reservations to Article 6, while it might not of itself
prevent the equidistance principle being eventually received as general law,
does add considerably to the difficulty of
regarding this result as having been brought about (or being potentially
possible) on the basis of the Convention:
for so long as this faculty continues to exist, and is not the subject
of any revision brought about in consequence of a request made under Article 13
of the Convention-of which there is at present no official indication-it is the
Convention itself which would, for the reasons already indicated, seem to deny
to the provisions of Article 6 the same norm-creating character as, for
instance, Articles 1 and 2 possess.
73. With respect to the
other elements usually regarded as necessary before a conventional rule can be
considered to have become a general rule of international law, it might be
that, even without the passage of any considerable period of time, a very
widespread and representative participation in the convention might suffice of
itself, provided it included that of States whose interests were specially
affected. In the present case however,
the Court notes that, even if allowance is made for the existence of a number
of States to whom participation in the Geneva Convention is not open, or which,
by reason for instance of being land-locked States, would have no interest in
becoming parties to it, the number of ratifications and accessions so far
secured is, though respectable, hardly sufficient. That non-ratification may sometimes be due to factors other than
active disapproval of the convention concerned can hardly constitute a basis on
which positive acceptance of its principles
can be implied: the reasons are
speculative, but the facts remain.
*43 74. As regards the time element, the Court
notes that it is over ten years since the Convention was signed, but that it is
even now less than five since it came into force in June 1964, and that when
the present proceedings were brought it was less than three years, while less
than one had elapsed at the time when the respective negotiations between the
Federal Republic and the other two Parties for a complete delimitation broke
down on the question of the application of the equidistance principle. Although the passage of only a short period
of time is not necessarily, or of itself, a bar to the formation of a new rule
of customary international law on the basis of what was originally a purely
conventional rule, an indispensable requirement would be that within the period
in question, short though it might be, State practice, including that of States
whose interests are specially affected, should have been both extensive and
virtually uniform in the sense of the provision invoked; -and should moreover have occurred in such a
way as to show a general recognition that a rule of law or legal obligation is
involved.
*
75. The Court must now
consider whether State practice in the matter of continental shelf delimitation
has, subsequent to the Geneva Convention, been of
such a kind as to satisfy this requirement.
Leaving aside cases which, for various reasons, the Court does not
consider to be reliable guides as precedents, such as delimitations effected
between the present Parties themselves, or not relating to international
boundaries, some fifteen cases have been cited in the course of the present
proceedings, occurring mostly since the signature of the 1958 Geneva
Convention, in which continental shelf boundaries have been delimited according
to the equidistance principle-in the majority of the cases by agreement, in a
few others unilaterally-or else the delimitation was foreshadowed but has not
yet been carried out. Amongst these
fifteen are the four North Sea delimitations United Kingdom/Norway-Denmark-
Netherlands, and Norway/Denmark already mentioned in paragraph 4 of this
Judgment. But even if these various
cases constituted more than a very small proportion of those potentially
calling for delimitation in the world as a whole, the Court would not think it
necessary to enumerate or evaluate them separately, since there are, a priori,
several grounds which deprive them of weight as precedents in the present
context.
76. To begin with, over
half the States concerned, whether acting unilaterally or conjointly, were or
shortly became parties to the Geneva Convention, and were therefore presumably,
so far as they were concerned, acting actually or potentially in the
application of the Convention. From
their action no inference could legitimately be drawn as to the existence of a
rule of customary international law in
favour of the equidistance principle.
As regards those States, on the other hand, which were not, and have not
become parties to the Convention, the basis of *44 their action can only
be problematical and must remain entirely speculative. Clearly, they were not applying the
Convention. But from that no inference
could justifiably be drawn that they believed themselves to be applying a
mandatory rule of customary international law.
There is not a shred of evidence that they did and, as has been seen
(paragraphs 22 and 23), there is no lack of other reasons for using the
equidistance method, so that acting, or agreeing to act in a certain way, does
not of itself demonstrate anything of a juridical nature.
77. The essential point in
this connection-and it seems necessary to stress it-is that even if these
instances of action by non-parties to the Convention were much more numerous
than they in fact are, they would not, even in the aggregate, suffice in
themselves to constitute the opinio juris;
-for, in order to achieve this result, two conditions must be fulfilled. Not only must the acts concerned amount to a
settled practice, but they must also be such, or be carried out in such a way,
as to be evidence of a belief that this practice is rendered obligatory by the
existence of a rule of law requiring it.
The need for such a belief, i.e., the existence of a subjective element,
is implicit in the very notion of the opinio juris sive necessitatis. The States concerned must therefore feel
that they are conforming to what amounts to a legal
obligation. The frequency, or even
habitual character of the acts is not in itself enough. There are many international acts, e.g., in
the field of ceremonial and protocol, which are performed almost invariably,
but which are motivated only by considerations of courtesy, convenience or
tradition, and not by any sense of legal duty.
78. In this respect the
Court follows the view adopted by the Permanent Court of International Justice
in the Lotus case, as stated in the following passage, the principle of which
is, by analogy, applicable almost word for word, mutatis mutandis, to the
present case (P.C.I.J., Series A, No. 10, 1927, at p. 28):
'Even if the rarity of
the judicial decisions to be found ... were sufficient to prove ... the
circumstance alleged ..., it would merely show that States had often, in
practice, abstained from instituting criminal proceedings, and not that they
recognized themselves as being obliged to do so; for only if such abstention were based on their being conscious
of having a duty to abstain would it be possible to speak of an international
custom. The alleged fact does not allow
one to infer that States have been conscious of having such a duty; on the other hand, ... there are other
circumstances calculated to show that the contrary is true.'
Applying this dictum to the present case, the position is simply
that in certain cases-not a great number-the States concerned agreed to draw or
did draw the boundaries concerned according to the principle of equidistance. There is no evidence that they so acted because
they felt *45 legally compelled to draw them in this way by reason of a
rule of customary law obliging them to do so-especially considering that they
might have been motivated by other obvious factors.
79. Finally, it appears
that in almost all of the cases cited, the delimitations concerned were
median-line delimitations between opposite States, not lateral delimitations
between adjacent States. For reasons
which have already been given (paragraph 57) the Court regards the case of
median-line delimitations between opposite States as different in various
respects, and as being sufficiently distinct not to constitute a precedent for
the delimitation of lateral boundaries.
In only one situation discussed by the Parties does there appear to have
been a geographical configuration which to some extent resembles the present
one, in the sense that a number of States on the same coastline are grouped
around a sharp curve or bend of it. No
complete delimitation in this area has however yet been carried out. But the Court is not concerned to deny to
this case, or any other of those cited, all evidential value in favour of the
thesis of Denmark and the Netherlands.
It simply considers that they are inconclusive, and insufficient to bear
the weight sought to be put upon them as evidence of such a settled practice,
manifested in such circumstances, as would justify the inference that
delimitation according to the principle of equidistance amounts to a mandatory
rule of customary international law,-more
particularly where lateral delimitations are concerned.
80. There are of course
plenty of cases (and a considerable number were cited) of delimitations of
waters, as opposed to seabed, being carried out on the basis of
equidistance-mostly of internal waters (lakes, rivers, etc.), and mostly
median-line cases. The nearest analogy
is that of adjacent territorial waters, but as already explained (paragraph 59)
the Court does not consider this case to be analogous to that of the
continental shelf.
*
81. The Court accordingly
concludes that if the Geneva Convention was not in its origins or inception
declaratory of a mandatory rule of customary international law enjoining the
use of the equidistance principle for the delimitation of continental shelf areas
between adjacent States, neither has its subsequent effect been constitutive of
such a rule; and that State practice
up-to-date has equally been insufficient for the purpose.
*
82. The immediately
foregoing conclusion, coupled with that reached earlier (paragraph 56) to the effect that the
equidistance principle could not be regarded as being a rule of law on any a
priori basis of logical *46 necessity deriving from the fundamental
theory of the continental shelf, leads to the final conclusion on this part of
the case that the use of the equidistance method is not obligatory for the
delimitation of the areas concerned in the present proceedings. In these circumstances, it becomes
unnecessary for the Court to determine whether or not the configuration of the
German North Sea coast constitutes a 'special circumstance' for the purposes
either of Article 6 of the Geneva Convention or of any rule of customary
international law,-since once the use of the equidistance method of
delimitation is determined not to be obligatory in any event, it ceases to be
legally necessary to prove the existence of special circumstances in order to
justify not using that method.
*****
83. The legal situation
therefore is that the Parties are under no obligation to apply either the 1958
Convention, which is not opposable to the Federal Republic, or the equidistance
method as a mandatory rule of customary law, which it is not. But as between States faced with an issue
concerning the lateral delimitation of adjacent continental shelves, there are
still rules and principles of law to be
applied; and in the present case it is
not the fact either that rules are lacking, or that the situation is one for
the unfettered appreciation of the Parties.
Equally, it is not the case that if the equidistance principle is not a
rule of law, there has to be as an alternative some other single equivalent
rule.
84. As already indicated,
the Court is not called upon itself to delimit the areas of continental shelf
appertaining respectively to each Party, and in consequence is not bound to
prescribe the methods to be employed for the purposes of such a
delimitation. The Court has to indicate
to the Parties the principles and rules of law in the light of which the
methods for eventually effecting the delimitation will have to be chosen. The Court will discharge this task in such a
way as to provide the Parties with the requisite directions, without substituting
itself for them by means of a detailed indication of the methods to be followed
and the factors to be taken into account for the purposes of a delimitation the
carrying out of which the Farties have expressly reserved to themselves.
85. It emerges from the
history of the development of the legal regime of the continental shelf, which
has been reviewed earlier, that the essential reason why the equidistance
method is not to be regarded as a rule of law is that, if it were to be
compulsorily applied in all situations, this would not be consonant with
certain basic legal notions which, as has been observed in paragraphs 48 and 55, have from the beginning
reflected the opinio juris in the matter of delimitation; those principles being that delimitation
must be the object of agreement between the States concerned, and that such
agreement must be arrived at in accordance with equitable principles. On a foundation of very general precepts of
justice and good faith, actual rules of law are here involved which govern the *47
delimitation of adjacent continental shelves- that is to say, rules binding
upon States for all delimitations; -in
short, it is not a question of applying equity simply as a matter of abstract
justice, but of applying a rule of law which itself requires the application of
equitable principles, in accordance with the ideas which have always underlain
the development of the legal regime of the continental shelf in this field,
namely:
(a) the parties are
under an obligation to enter into negotiations with a view to arriving at an
agreement, and not merely to go through a formal process of negotiation as a
sort of prior condition for the automatic application of a certain method of
delimitation in the absence of agreement;
they are under an obligation so to conduct themselves that the
negotiations are meaningful, which will not be the case when either of them
insists upon its own position without contemplating any modification of it;
(b) the parties are
under an obligation to act in such a way that, in the particular case, and
taking all the circumstances into account, equitable principles are applied,-for this purpose the
equidistance method can be used, but other methods exist and may be employed,
alone or in combination, according to the areas involved;
(c) for the reasons
given in paragraphs 43 and 44, the continental shelf of any State must be the
natural prolongation of its land territory and must not encroach upon what is
the natural prolongation of the territory of another State.
***
86. It is now necessary to
examine these rules more closely, as also certain problems relative to their
application. So far as the first rule
is concerned, the Court would recall not only that the obligation to negotiate
which the Parties assumed by Article 1, paragraph 2, of the Special Agreements
arises out of the Truman Proclamation, which, for the reasons given in
paragraph 47, must be considered as having propounded the rules of law in this
field, but also that this obligation merely constitutes a special application
of a principle which underlies all international relations, and which is
moreover recognized in Article 33 of the Charter of the United Nations as one
of the methods for the peaceful settlement of international disputes. There is no need to insist upon the
fundamental character of this method of settlement, except to point out that it is emphasized by the observable
fact that judicial or arbitral settlement is not universally accepted.
87. As the Permanent Court
of International Justice said in its Order of 19 August 1929 in the case of the
Free Zones of Upper Savoy and the District of Gex, the judicial settlement of
international disputes 'is simply an alternative to the direct and friendly settlement
of such disputes between the parties' (P.C.I.J., Series A, No. 22, at p.
13). Defining the content of the
obligation to negotiate, the Permanent Court, in its *48 Advisory
Opinion in the case of Railway Traffic between Lithuania and Poland, said that
the obligation was 'not only to enter into negotiations but also to pursue them
as far as possible with a view to concluding agreements', even if an obligation
to negotiate did not imply an obligation to reach agreement (P.C.I.J., Series
A/B, No. 42, 1931, at p. 116). In the
present case, it needs to be observed that whatever the details of the
negotiations carried on in 1965 and 1966, they failed of their purpose because
the Kingdoms of Denmark and the Netherlands, convinced that the equidistance
principle alone was applicable, in consequence of a rule binding upon the
Federal Republic, saw no reason to depart from that rule; and equally, given the geographical
considerations stated in the last sentence of paragraph 7 above, the Federal
Republic could not accept the situation resulting from the application of that
rule. So far therefore the negotiations
have not satisfied the conditions indicated in paragraph 85 (a), but fresh negotiations are to take place on the
basis of the present Judgment.
***
88. The Court comes next
to the rule of equity. The legal basis
of that rule in the particular case of the delimitation of the continental
shelf as between adjoining States has already been stated. It must however be noted that the rule rests
also on a broader basis. Whatever the
legal reasoning of a court of justice, its decisions must by definition be
just, and therefore in that sense equitable.
Nevertheless, when mention is made of a court dispensing justice or
declaring the law, what is meant is that the decision finds its objective
justification in considerations lying not outside but within the rules, and in
this field it is precisely a rule of law that calls for the application of
equitable principles. There is
consequently no question in this case of any decision ex aequo et bono, such as
would only be possible under the conditions prescribed by Article 38, paragraph
2, of the Court's Statute. Nor would
this be the first time that the Court has adopted such an attitude, as is shown
by the following passage from the Advisory Opinion given in the case of
Judgments of the Administrative Tribunal of the I.L.O. upon Complaints Made
against Unesco (I.C.J. Reports 1956, at p. 100):
'In view of this the
Court need not examine the allegation that the validity of the judgments of the Tribunal is vitiated by
excess of jurisdiction on the ground that it awarded compensation ex aequo et
bono. It will confine itself to stating
that, in the reasons given by the Tribunal in support of its decision on the
merits, the Tribunal said: 'That
redress will be ensured ex aequo et bono by the granting to the complainant of
the sum set forth below.' It does not
appear from the context of the judgment that the Tribunal thereby intended to
depart from principles of law. The
apparent intention was to say *49 that, as the precise determination of
the actual amount to be awarded could not be based on any specific rule of law,
the Tribunal fixed what the Court, in other circumstances, has described as the
true measure of compensation and the reasonable figure of such compensation
(Corfu Channel case, Judgment of December 15th, 1949, I.C.J. Reports 1949, p.
249).'
89. It must next be
observed that, in certain geographical circumstances which are quite frequently
met with, the equidistance method, despite its known advantages, leads
unquestionably to inequity, in the following sense:
(a) The slightest
irregularity in a coastline is automatically magnified by the equidistance line
as regards the consequences for the delimitation of the continental shelf. Thus it has been seen in the case of concave
or convex coastlines that if the equidistance method is employed, then the
greater the irregularity and the further from the coastline the area to be delimited, the more unreasonable are the
results produced. So great an
exaggeration of the consequences of a natural geographical feature must be
remedied or compensated for as far as possible, being of itself creative of
inequity.
(b) In the case of the
North Sea in particular, where there is no outer boundary to the continental
shelf, it happens that the claims of several States converge, meet and
intercross in localities where, despite their distance from the coast, the bed
of the sea still unquestionably consists of continental shelf. A study of these convergences, as revealed
by the maps, shows how inequitable would be the apparent simplification brought
about by a delimitation which, ignoring such geographical circumstances, was
based solely on the equidistance method.
90. If for the above
reasons equity excludes the use of the equidistance method in the present
instance, as the sole method of delimitation, the question arises whether there
is any necessity to employ only one method for the purposes of a given
delimitation. There is no logical basis
for this, and no objection need be felt to the idea of effecting a delimitation
of adjoining continental shelf areas by the concurrent use of various
methods. The Court has already stated
why it considers that the international law of continental shelf delimitation
does not involve any imperative rule and permits resort to various principles
or methods, as may be appropriate, or a combination of them, provided that, by the application of equitable
principles, a reasonable result is arrived at.
91. Equity does not
necessarily imply equality. There can
never be any question of completely refashioning nature, and equity does not
require that a State without access to the sea should be allotted an area of
continental shelf, any more than there could be a question of rendering the
situation of a State with an extensive coastline similar to that of a *50
State with a restricted coastline.
Equality is to be reckoned within the same plane, and it is not such
natural inequalities as these that equity could remedy. But in the present case there are three States
whose North Sea coastlines are in fact comparable in length and which,
therefore, have been given broadly equal treatment by nature except that the
configuration of one of the coastlines would, if the equidistance method is
used, deny to one of these States treatment equal or comparable to that given
the other two. Here indeed is a case
where, in a theoretical situation of equality within the same order, an
inequity is created. What is
unacceptable in this instance is that a State should enjoy continental shelf
rights considerably different from those of its neighbours merely because in
the one case the coastline is roughly convex in form and in the other it is
markedly concave, although those coastlines are comparable in length. It is therefore not a question of totally
refashioning geography whatever the facts of the situation but, given a
geographical situation of quasi-equality as
between a number of States, of abating the effects of an incidental special
feature from which an unjustifiable difference of treatment could result.
92. It has however been
maintained that no one method of delimitation can prevent such results and that
all can lead to relative injustices.
This argument has in effect already been dealt with. It can only strengthen the view that it is
necessary to seek not one method of delimitation but one goal. It is in this
spirit that the Court must examine the question of how the continental shelf
can be delimited when it is in fact the case that the equidistance principle
does not provide an equitable solution.
As the operation of delimiting is a matter of determining areas
appertaining to different jurisdictions, it is a truism to say that the determination
must be equitable; rather is the
problem above all one of defining the means whereby the delimitation can be
carried out in such a way as to be recognized as equitable. Although the Parties have made it known that
they intend to reserve for themselves the application of the principles and
rules laid down by the Court, it would, even so, be insufficient simply to rely
on the rule of equity without giving some degree of indication as to the
possible ways in which it might be applied in the present case, it being
understood that the Parties will be free to agree upon one method rather than
another, or different methods if they so prefer.
93. In fact, there is no legal limit to the considerations which
States may take account of for the purpose of making sure that they apply
equitable procedures, and more often than not it is the balancing-up of all
such considerations that will produce this result rather than reliance on one
to the exclusion of all others. The
problem of the relative weight to be accorded to different considerations
naturally varies with the circumstances of the case.
94. In balancing the
factors in question it would appear that various aspects must be taken into
account. Some are related to the
geological, others to the geographical aspect of the situation, others again to
the *51 idea of the unity of any deposits. These criteria, though not entirely precise, can provide adequate
bases for decision adapted to the factual situation.
95. The institution of the
continental shelf has arisen out of the recognition of a physical fact; and the link between this fact and the law,
without which that institution would never have existed, remains an important
element for the application of its legal regime. The continental shelf is, by definition, an area physically
extending the territory of most coastal States into a species of platform which
has attracted the attention first of geographers and hydrographers and then of
jurists. The importance of the
geological aspect is emphasized by the care which, at the beginning of its
investigation, the International Law Commission took to acquire exact
information as to its characteristics, as can be seen in particular from the
definitions to be found on page 131 of
Volume I of the Yearbook of the International Law Commission for 1956. The appurtenance of the shelf to the
countries in front of whose coastlines it lies, is therefore a fact, and it can
be useful to consider the geology of that shelf in order to find out whether
the direction taken by certain configurational features should influence
delimitation because, in certain localities, they point-up the whole notion of
the appurtenance of the continental shelf to the State whose territory it does
in fact prolong.
96. The doctrine of the
continental shelf is a recent instance of encroachment on maritime expanses
which, during the greater part of history, appertained to no-one. The contiguous zone and the continental
shelf are in this respect concepts of the same kind. In both instances the principle is applied that the land
dominates the sea; it is consequently
necessary to examine closely the geographical configuration of the coastlines
of the countries whose continental shelves are to be delimited. This is one of the reasons why the Court
does not consider that markedly pronounced configurations can be ignored; for, since the land is the legal source of
the power which a State may exercise over territorial extensions to seaward, it
must first be clearly established what features do in fact constitute such
extensions. Above all is this the case
when what is involved is no longer areas of sea, such as the contiguous zone,
but stretches of submerged land; for
the legal regime of the continental shelf is that of a soil and a subsoil, two
words evocative of the land and not of the sea.
97. Another factor to be
taken into consideration in the delimitation of areas of continental shelf as
between adjacent States is the unity of any deposits. The natural resources of
the subsoil of the sea in those parts which consist of continental shelf are the
very object of the legal regime established subsequent to the Truman
Proclamation. Yet it frequently occurs
that the same deposit lies on both sides of the line dividing a continental
shelf between two States, and since it is possible to exploit such a deposit
from either side, a problem immediately arises on account of the risk of
prejudicial or wasteful exploitation by one or other of the States
concerned. To look no farther than the
North Sea, the practice *52 of States shows how this problem has been
dealt with, and all that is needed is to refer to the undertakings entered into
by the coastal States of that sea with a view to ensuring the most efficient
exploitation or the apportionment of the products extracted-(see in particular
the agreement of 10 March 1965 between the United Kingdom and Norway, Article
4; the agreement of 6 October 1965
between the Netherlands and the United Kingdom relating to 'the exploitation of
single geological structures extending across the dividing line on the
continental shelf under the North Sea';
and the agreement of 14 May 1962 between the Federal Republic and the
Netherlands concerning a joint plan for exploiting the natural resources
underlying the area of the Ems Estuary where the frontier between the two
States has not been finally delimited.) The Court does not consider that unity of
deposit constitutes anything more than a factual element which it is reasonable
to take into consideration in the course of the negotiations for a
delimitation. The Parties are fully
aware of the existence of the problem as also of the possible ways of solving
it.
98. A final factor to be
taken account of is the element of a reasonable degree of proportionality which
a delimitation effected according to equitable principles ought to bring about
between the extent of the continental shelf appertaining to the States
concerned and the lengths of their respective coastlines,-these being measured
according to their general direction in order to establish the necessary
balance between States with straight, and those with markedly concave or convex
coasts, or to reduce very irregular coastlines to their truer proportions. The choice and application of the
appropriate technical methods would be a matter for the parties. One method discussed in the course of the
proceedings, under the name of the principle of the coastal front, consists in
drawing a straight baseline between the extreme points at either end of the
coast concerned, or in some cases a series of such lines. Where the parties
wish to employ in particular the equidistance method of delimitation, the
establishment of one or more baselines of this kind can play a useful part in
eliminating or diminishing the distortions that might result from the use of
that method.
99. In a sea with the particular
configuration of the North Sea, and in view of the particular geographical
situation of the Parties' coastlines upon that sea, the methods chosen by them
for the purpose of fixing the delimitation of their respective areas may happen
in certain localities to lead to an overlapping of the areas appertaining to
them. The Court considers that such a
situation must be accepted as a given fact and resolved either by an agreed, or
failing that by an equal division of the overlapping areas, or by agreements
for joint exploitation, the latter solution appearing particularly appropriate
when it is a question of preserving the unity of a deposit.
***
*53 100. The Court has examined the problems
raised by the present case in its own context, which is strictly that of
delimitation. Other questions relating
to the general legal regime of the continental shelf, have been examined for
that purpose only. This regime
furnishes an example of a legal theory derived from a particular source that
has secured a general following. As the Court has recalled in the first part of
its Judgment, it was the Truman Proclamation of 28 September 1945 which was at
the origin of the theory, whose special features reflect that origin. It would therefore not be in harmony with
this history to over-systematize a pragmatic construct the developments of which have occurred within a relatively short
space of time.
*****
101. For these reasons,
THE COURT,
by eleven votes to six,
finds that, in each case,
(A) the use of the
equidistance method of delimitation not being obligatory as between the
Parties; and
(B) there being no other
single method of delimitation the use of which is in all circumstances
obligatory;
(C) the principles and
rules of international law applicable to the delimitation as between the
Parties of the areas of the continental shelf in the North Sea which appertain
to each of them beyond the partial boundary determined by the agreements of 1
December 1964 and 9 June 1965, respectively, are as follows:
(1) delimitation is to
be effected by agreement in accordance with equitable principles, and taking
account of all the relevant circumstances, in such a way as to leave as much as
possible to each Party all those parts of the continental shelf that constitute
a natural prolongation of its land territory
into and under the sea, without encroachment on the natural prolongation of the
land territory of the other;
(2) if, in the
application of the preceding sub-paragraph, the delimitation leaves to the
Parties areas that overlap, these are to be divided between them in agreed
proportions or, failing agreement, equally, unless they decide on a regime of
joint jurisdiction, user, or exploitation for the zones of overlap or any part
of them;
(D) in the course of the
negotiations, the factors to be taken into account are to include:
*54 (1) the general configuration of the coasts
of the Parties, as well as the presence of any special or unusual features;
(2) so far as known or
readily ascertainable, the physical and geological structure, and natural
resources, of the continental shelf areas involved;
(3) the element of a
reasonable degree of proportionality, which a delimitation carried out in
accordance with equitable principles ought to bring about between the extent of
the continental shelf areas appertaining to the coastal State and the length of
its coast measured in the general direction of the coastline, account being
taken for this purpose of the effects, actual or prospective, of any other
continental shelf delimitations between adjacent States in the same region.
Done in English and in
French, the English text being authoritative at the Peace Palace, The Hague, this twentieth day of
February, one thousand nine hundred and sixty-nine, in four copies, one of
which will be placed in the archives of the Court and the others transmitted to
the Government of the Federal Republic of Germany, to the Government of the
Kingdom of Denmark and to the Government of the Kingdom of the Netherlands,
respectively.
(Signed) J. L. BUSTAMANTE R., President.
(Signed) S. AQUARONE, Registrar.
Judge Sir Muhammad ZAFRULLA KHAN makes the
following declaration:
I am in agreement with the
Judgment throughout but would wish to add the following observations.
The essence of the dispute
between the Parties is that the two Kingdoms claim that the delimitation
effected between them under the Agreement of 31 March 1966 is binding upon the
Federal Republic and that the Federal Republic is bound to accept the situation
resulting therefrom, which would confine its continental shelf to the triangle
formed by lines A-B-E and C-D-E in Map 3. The Federal Republic stoutly resists
that claim.
Not only is Article 6 of
the Geneva Convention of 1958 not opposable to the Federal Republic but the delimitation effected
under the Agreement of 31 March 1966 does not derive from the provisions of
that Article as Denmark and the Netherlands are neither States 'whose coasts
are opposite each other' within the meaning of the first paragraph of that
Article nor are they 'two adjacent States' within the meaning of the *55
second paragraph of that Article. The
situation resulting from that delimitation, so far as it affects the Federal
Republic is not, therefore, brought about by the application of the principle
set out in either of the paragraphs of Article 6 of the Convention.
Had paragraph 2 of Article
6 been applicable to the delimitation of the continental shelf between the
Parties to the dispute, a boundary line, determined by the application of the
principle of equidistance, would have had to allow for the configuration of the
coastline of the Federal Republic as a 'special circumstance'.
In the course of the oral
pleadings the contention that the principle of equidistance cum special
circumstances had crystallized into a rule of customary international law was
not advanced on behalf of the two Kingdoms as an alternative to the claim that
that principle was inherent in the very concept of the continental shelf. The Judgment has, in fairness, dealt with
these two contentions as if they had been put forward in the alternative and
were thus consistent with each other, and has rejected each of them on the
merits. I am in agreement with the
reasoning of the Judgment on both these points. But, I consider, it is worth mentioning that
Counsel for the two Kingdoms summed up their position in regard to the effect
of the 1958 Convention as follows:
'... They have not
maintained that the Convention embodied already received rules of customary law
in the sense that the Convention was merely declaratory of existing rules. Their position is rather that the doctrine
of the coastal State's exclusive rights over the adjacent continental shelf was
in process of formation between 1945 and 1958;
that the State practice prior to 1958 showed fundamental variations in
the nature and scope of the rights claimed;
that, in consequence, in State practice the emerging doctrine was wholly
lacking in any definition of these crucial elements as it was also of the legal
regime applicable to the coastal State with respect to the continental
shelf; that the process of the
definition and consolidation of the emerging customary law took place through
the work of the International Law Commission, the reaction of governments to
that work and the proceedings of the Geneva Conference; that the emerging customary law, now become
more defined, both as to the rights of the coastal State and the applicable
regime, crystallized in the adoption of the Continental Shelf Convention by the
Conference; and that the numerous
signatures and ratifications of the Convention and the other State practice
based on the principles set out in the Convention had the effect of
consolidating those principles as customary law.'
If it were correct that
the doctrine of the coastal State's exclusive rights over the adjacent
continental shelf was in process of formation *56 between 1945 and 1958
and that in State practice prior to 1958 it was wholly lacking in any
definition of crucial elements as it was also of the legal regime applicable to
the coastal State with respect to the continental shelf, then it would seem to
follow conclusively that the principle of equidistance was not inherent in the
concept of the continental shelf.
Judge BENGZON makes the following declaration:
I regret my inability to
concur with the main conclusions of the majority of the Court. I agree with my colleagues who maintain the
view that Article 6 of the Geneva Convention is the applicable international
law and that as between these Parties equidistance is the rule for
delimitation, which rule may even be derived from the general principles of
law.
President BUSTAMANTE Y
RIVERO, Judges JESSUP, PADILLA NERVO and AMMOUN append Separate Opinions to the
Judgment of the Court.
Vice-President KORETSKY,
Judges TANAKA, MORELLI, LACHS and Judge ad hoc SORENSEN append Dissenting
Opinions to the Judgment of the Court.
(Initialled) J. L. B.-R.
*57
SEPARATE OPINION OF PRESIDENT J. L. BUSTAMANTE Y RIVERO
[Translation]
1. I share the opinions
expressed in the text of the Judgment and the conclusions in its operative
provisions, except so far as concerns paragraph 59, with regard to which I must
express the reservation that will be found below. Nevertheless, I believe it to be possible to state some further
considerations in support of certain principles and rules of law upon which the
Parties might also base themselves for the purpose of carrying out the
delimitation, the effecting of which they have reserved to themselves by
Article 1, paragraph 2, of the Special Agreements whereby the Court was seised.
2. The reasoning I have
followed in drawing up the present opinion was the following: although the institution of the continental
shelf is a new institution, it is the fact that its application has now become
very widespread. Numerous States, in
all continents, have adopted its fundamental principles into their legislation
and constantly apply them. In this
sense, it is not going too far to say that the regime of the continental shelf
has today a concrete existence and a growing vitality.
Since the governmental
proclamations which lay at its origin (about 25 in number) have but rarely been challenged, but
have, on the contrary, set a trend in motion, they have thereby acquired the
character of relevant factors from the point of view of international law. While it is true that some proclamations formed
the subject of reservations on the part of certain other States, those
reservations arose from the fact that the rights proclaimed over the
continental shelf gave to this concept an ambit which the objecting States
considered excessive; it must consequently
be concluded therefrom that the expression of such reservations merely
constitutes further evidence of the effective nature of the institution from
that time on. The writings of
publicists have firmly supported the concept of the continental shelf and have
recognized as legitimate its legal foundation, namely: the utilization of the natural resources of
the seabed and subsoil for the benefit of the neighbouring peoples and of
mankind in general. In several
bilateral agreements, States have subsequently confirmed the system by adopting
it for their mutual relations. Finally,
the Geneva Conference tried to systematize the principles of the new
institution in the 1958 Convention on the Continental Shelf and sought to
define the methods by which they can be applied.
*58 Having regard to the recent appearance of
this new branch of maritime law and to the still limited and not always happy
experience that has been had of its methods of application, it is
understandable that some hesitation might have been felt with regard to the
formal incorporation of all its principles and
norms into general international law.
It seems to me, however, that certain basic concepts, at any rate, the
acceptance of which corresponds to a well-nigh universally held opinion, or the
sense of which necessarily flows from the very concept of the continental
shelf, are already sufficiently deeply anchored for such incorporation to be
possible. This is, moreover, what the
Judgment states so far as concerns, for example, the two principles set forth
in paragraph 85, sub-paragraphs (a) and (b), the former referring to the
obligation to negotiate incumbent upon the States concerned for the purposes of
delimiting their continental shelves and the latter referring to the
application of equitable principles for determining the rights of the
participating parties. These two
principles, expressly stated in the Truman Proclamation, respectively reflect
the exclusive right of the State, as sovereign, itself to decide on the
boundaries set to the national territory, and the need to introduce into the
negotiations on the continental shelf, complex in themselves and frequently
full of unforeseen factors, that factor of good faith and flexibility which
equity constitutes and which reconciles the needs of peaceful neighbourly
relations with the rigidity of the law.
A third principle is laid down in the Judgment (paragraph 85,
sub-paragraph (c)), when it considers as established the notion that the continental
shelf of every maritime State is the natural prolongation of its land territory
and must not encroach upon that which constitutes the natural prolongation of
the land territory of another State. This concept of 'prolongation' is also
implicit in the expression 'adjacent to the coast', which is employed in the
description of the continental shelf in Article 1 of the Geneva Convention of
1958. I shall demonstrate later that
the concept of 'prolongation', which takes on the aspect of 'convergence' in
the particular geographical circumstances of closed seas, involves certain
limitations regarding the drawing of the boundary line of the shelves situated
in such seas.
3. I am nevertheless of
the opinion that besides the essential principles which I have just mentioned,
it is possible to deduce others from the accepted concept of the continental
shelf, whether they be sought in the Truman Proclamation or in Articles 1 and 2
of the Geneva Convention, or whether they be the logical and necessary
consequence of adapting the basic principles to certain unavoidable
geographical facts of which examples are to be found throughout the world. I have listed such possible supplementary
principles below.
4. The concept, already
examined, of 'natural prolongation' of the land territory of the coastal State
implies, as an obvious logical necessity, a relationship of proportionality
between the length of the coastline of the land territory of a State and the
extent of the continental shelf *59 appertaining to such land
territory. Parallel with this, so far
as concerns inter-State relations, the conclusion is inescapable that the State
which has a longer coastline will have a
more extensive shelf. This kind of
proportionality is consequently, in my view, another of the principles embraced
by the law of the continental shelf.
The Judgment, in paragraphs 94 and 98, mentions this element as one of
the factors to be taken into consideration for the delimitation of a
shelf; the Court nevertheless did not
confer upon it the character of an obligatory principle.
The preceding question
leads quite naturally to that of the method to be applied for measuring the
length of the coastline of the land territory of a State and, so far as
concerns the continental shelf, I do not share the idea that that length must
be measured as in the case of the territorial sea, from the low-water
line. That criterion, laid down in the
1958 Convention, probably originates from the fact that the institution of the
continental shelf is historically subsequent to that of the territorial sea and
it was perhaps thought that an apparent similarity between the two cases
rendered the adaptation thereof possible.
In reality, the cases are different.
The continental shelf, being but a natural prolongation of the land
territory, forms an integral part thereof and is physically identified with it,
so as to constitute a single land mass.
A dividing line between the land territory and the shelf consisting of
the low-water mark would be a boundary that would be variable, capricious and,
furthermore, foreign to the concept of the continental shelf. After all, the low-water mark relates only
to a changeable and irregular surface
element, viz., the relief or topography of the coast. This uncertain element,
subject to numerous physical and geographical circumstances, does not seem to
be the most appropriate for defining the starting-point for a land mass such as
the continental shelf, the close link between which and the land territory is
beyond discussion. A more stable
baseline must be found and it might be obtained by measuring the length of the
coastline according to its general direction, by means of a straight line drawn
between the two extreme points of the marine frontier of the State concerned.
In paragraph 98, the Judgment mentions this solution as one of the possible
solutions in the present case. I must
add that the principle of equity, which would apply at the same time as one of
the elements which must govern the delimitation to be effected, would enable
any difficulty which might arise in practice to be surmounted.
I must deal here with
another, very closely related, subject.
Neither do I share the viewpoint of the Geneva Convention of 1958,
according to which the continental shelf commences only beyond the outer limit
of the territorial sea. Such a
viewpoint seems to me artificial and even highly debatable, not only because it
contradicts the idea of adjacency to the coast referred to in Article 1 of the
Convention, but, above all, because it upsets the geological concept of the
land territory of which the continental shelf is but a physical prolongation under
the territorial sea and even beyond it.
Geology admits neither a break nor
an intermediate *60 space between the coast of the land territory and
the line where the continental shelf would be deemed to commence at the outer
limit of the territorial sea. It seems
to me that the truth is otherwise: that
the territorial sea is superjacent to that part of the shelf which is closest to
the coast. But there is no geological
difference between the bed of the territorial sea and that part which extends
beyond the outer limit of that sea.
These two beds constitute in fact but a single geological
formation: the continental shelf, the
characteristic of which is to constitute an area of shallow depth in relation
to the level of the superjacent sea, gradually prolongs the continent until the
continental platform is reached, from which there is a sudden sharp drop to the
great depths of the high seas.
5. If, on the basis of the
criterion adopted in the Convention, the possibility of utilizing the natural
resources of the seabed and of its subsoil close to the coast was the
determinant reason in the creation of the continental shelf, it goes without
saying that certain fundamental principles must be stated which furnish a basis
for the legal system governing the exploration and exploitation of those
resources.
In my opinion, the fact of
taking into consideration the existence or the location of natural resources in
the area of a continental shelf, far from constituting in principle an
essential factor for judging where to draw the boundary with a neighbouring
shelf, rather entails the risk of constituting a disturbing factor to the detriment of
equity. But a court cannot ignore
reality, which latter shows that at the origin of the concept of the
continental shelf, opening to coastal States the possibility of exploiting the
riches which it contains, is to be found a criterion of social and economic
import. That is why it is indispensable
to consider whether, on the basis of the elements furnished by the accepted
concept of the continental shelf and contained in the initial proclamations, in
the writings of qualified publicists, in the proceedings at Geneva and in the
practice of States, it is possible to formulate certain postulates aimed at
co-ordinating the basic concepts of the institution and the factors represented
by geographical circumstances, technical requirements or economic needs. This notion of co- ordination is summarized
in the principles and rules stated hereunder:
(a) The coastal State
exercises sovereign rights over the continental shelf appertaining to its
territory for the purposes of the exploration and exploitation of the natural
resources to be found therein.
(b) The sovereign
rights of a State over its continental shelf are exercised independently of the
existence or non-existence of natural resources in the said shelf.
(c) The delimitation of
any given continental shelf is not in principle subject to the location or
direction of fields or deposits of such natural resources as may exist in the
region in which the shelf is to be found, unless
decisive circumstances so require, or an agreement to the contrary is reached
between the States concerned, without prejudice to the rights of third parties.
*61 (d) The exploitation of a deposit extending
across the boundary line of a continental shelf shall be settled by the
adjacent States in accordance with the principles of equity and, preferably, by
means of the system of joint exploitation or some other system which does not
reduce the efficiency of working or the quantities obtained. (The Court, in paragraph 97, touched upon
the question of deposits as one of the factors which must reasonably be taken
into consideration by the Parties.)
6. The special geographic
situation of the continental shelves concerned requires, in my opinion, that
rules of law, themselves also special, must be sought so as to enable the
Parties to arrive at a just and equitable delimitation. The problems with which the Court has to
deal must be placed within their particular geographical context. The continental shelves of Denmark, the
Federal Republic of Germany, and the Netherlands, whose delimitation has to be
carried out, appertain respectively to the territories of those three States,
which are situated on the eastern coastline of the North Sea, while several
other States border the rest of the approximately oval perimeter of this
quasi-closed sea on the north, south and west.
The area thus circumscribed is taken up by the various national
continental shelves lying no deeper than
200 metres below sealevel (with the exception of the Norwegian Trough). The Parties agree as to this fact.
This special geographical
configuration of the North Sea confers on the continental shelves included
within it certain characteristic aspects so far as their location, form and
mutual delimitation are concerned, and these aspects have an influence upon the
legal regime. The aspects in question
are as follows:
(a) In this kind of
configuration, the natural prolongation of the territory of each State,
starting from the shore, moves in a seaward direction towards the central area
of the sea under consideration; while
the lateral boundary lines of each shelf naturally and necessarily converge
towards that same central area. The
principle of convergence is therefore normal for the delimitation of the
shelves in this kind of sea unless the Parties agree upon another solution.
(b) The natural
convergence of the lateral delimitation lines of djacent shelves belonging to
such seas in fact precludes the possibility of giving to those lines parallel
directions and, in consequence, of obtaining shelves of a rectangular
shape. This convergence therefore
introduces a new factor, one which the necessity of avoiding all overlapping or
encroachment renders practically inevitable, i.e., the progressive narrowing of
the shelf as it approaches the central apex;
the shelf then takes on approximately the form of a trapezium or triangle, according to whether
the central maritime area is more or less elongated or, on the contrary, more
nearly circular.
In the light of these
facts, which demand that the concept of 'prolongation' be adapted to the
exigencies of geography, and referring for the *62 time being solely to
the problem of lateral delimitation, I believe that there is justification for
laying down in the present instance, as a rule to be followed by the Parties,
the adoption of the system of converging delimitation lines for the purpose of
drawing the lateral boundaries of the continental shelf of the Federal Republic
of Germany, both as concerns the German-Danish boundary to the north and as
concerns the German-Dutch boundary to the south; of course the following two essential elements must also be borne
in mind:
(i) the delimitation
will be made only beyond the partial boundary lines determined by the treaties
of 1 December 1964 and 9 June 1965 already cited (points D and B on the map
shown as Annex 16 in the Counter- Memorial);
(ii) the extremities of the two lateral
boundary lines to be drawn will meet the line or, as the case may be, the point
indicating the western side or apex of the German shelf, the special legal
situation of which is described in sub-paragraph (f) of the present
paragraph. It is for the Parties to
choose the method or methods for carrying out this lateral delimitation, in
conformity with the terms of the Special Agreements now in force, as well as to combine those methods
with the principle of equity, as contemplated in paragraph 85 of the Judgment.
(c) The convergence of the
lateral boundaries of this type of shelf necessitates the consideration of a
new and different delimitation, that of the apex or end boundary of the shelf
in question, in the area where as a result of contact with the extremity or
apex of the shelf of the opposite State there is a danger of a conflict of
rights. This delimitation is
customarily effected by the drawing of a median line, except in the case of
agreement of the Parties to the contrary, or of the existence of special
circumstances. So far as the North Sea
is concerned, the use of the median line by the majority of the coastal States
in the agreements for delimitation of their shelves of which mention will be
made below shows that a regional customary law has come into existence on this
point.
(d) The characteristics
considered in the three preceding paragraphs are not, in my opinion, new
expressions or concepts of the law of the continental shelf, but are simply
logical adaptations of other principles, which have already been described,
under the inescapable influence of the geographical facts. For example, convergence is nothing but an
aspect of the principle of the natural prolongation of the land territory, this
prolongation being to a certain extent restricted as a result of the pressures
resulting from local geography. The
determination of the apex, as one of the boundaries of the continental shelf, is implicit in the definition thereof, since
it must not be undefined and must not be prolonged beyond the neighbouring
domain, that is to say beyond the apex of the shelf of the opposite State, nor
yet beyond the points where the depth of the sea exceeds the 200-metre depth
line, if the Convention *63 of 1958 is adopted. The principle of what is reasonable applies,
in my view, in all cases, for the recognition as legally proper of these
occasional variants of the principles and rules which are the basis of the
legal regime of the continental shelf, as contained in its generally accepted
definition, which principles have been backed by sufficiently repeated support
of the opinio juris among States, and by the writings of publicists.
It is as well to add that
the expression of these ideas does not imply that the present writer would wish
to propose the application, in the present case, of the sector system (a
concept which, from the strictly technical point of view, does not correspond
to the situation in the North Sea), and less still to distribute between the
Parties shares of such sectors taken from the shelf as a whole. The present writer's argument is
particularly directed to the fact that, in the North Sea, taking into account
its peculiar configuration, particularly on the eastern coast, the lateral
demarcation lines of the national shelves necessarily converge toward the
central area, and the fact that it is necessary to demarcate not merely the
lateral boundaries of each shelf but also the apex or end boundary in order to
fix in law the neighbour- relationship with
the shelf of the opposite State.
(e) It remains to be
added-and this observation seems to me not merely important, but possibly
decisive-that in practice a substantial number of the continental shelves of
the North Sea have already been delimited, wholly or in part, according to the
very principles which I have just expressed.
In other words, a body of treaty-law which is fairly widespread and
generally accepted exists on this question among the coastal States of the
North Sea. An examination of the
Anglo-Norwegian Agreement of 10 March 1965, the Anglo-Dutch Agreement of 6
October 1965, the Danish-Norwegian Agreement of 8 December 1965, and the
Anglo-Danish Agreement of 3 March 1966, is sufficient to show that the system
of convergence lines towards the central space, and the use of the median line,
have invariably been adopted for the delimitation of the shelves between
opposite States, with reference to their apices. The German-Dutch Agreement of 1 December 1964 and the
German-Danish Agreement of 9 June 1965 on the lateral delimitation of the
shelves near the coast also show that the two partial lines which were drawn up
by these Agreements, although their course was interrupted, are clearly lateral
lines converging towards the central region of the sea. Consequently, when in this opinion I draw
the Parties' attention to the obligation to refer, for the delimitation of the
German continental shelf, to the rule set out in paragraph 6, I do no more than
observe the existence of a customary law of a regional nature, which in the form of treaty law has generally prevailed for
some years in the practice of coastal States of the North Sea.
(f) It still remains to
determine the principles and rules according to which the delimitation of the
apex (west side) of the shelf of the Federal Republic of Germany should be
effected by the Parties. This demands *64
first that the legal situation be examined which results in this connection
from the Agreement of 31 March 1966 between the Netherlands and Denmark on the
delimitation of the continental shelves which these two countries have allotted
to themselves on the basis of the equidistance principle; this also requires that the situation be
studied which derives from the Agreements of 6 October 1965 and 3 March 1966,
determining by an unbroken median line (points G-F-H on the map, Annex 16 to
the Counter-Memorial) the boundaries between the apices of the Anglo-Dutch and
Anglo-Danish shelves respectively.
As to the first of these
three agreements, the Court has considered that it was not opposable to the
Federal Republic of Germany which, not having been a party thereto, informed
the contracting parties of its reservations (Annex 15 to the Memorial). The Court has also indicated that, Denmark
and the Netherlands not being adjacent States, their application of the equidistance
system was not in conformity with the text of Article 6, paragraph 2, of the
1958 Geneva Convention.
So far as concerns the two
other agreements mentioned (Netherlands/United Kingdom
and Denmark/United Kingdom), in regard to which the Federal Republic of Germany
has also made observations (Annexes 10 and 13 to the Memorial), it is not for
the Court to make any finding as to their content or validity, since there is
among the contracting parties thereto a State which is not a party to the present
cases; according to the terms of the
Special Agreements, the Court lacks jurisdiction. Since this is how matters stand, there would be no possibility of
the Court laying down any rule concerning the drawing of a median line as
between the United Kingdom and the Federal Republic. From the hypothetical point of view, various possibilities could
be envisaged for the future: one might
contemplate an Anglo-German settlement, in which the Netherlands and Denmark
would acquiesce, which would enable the Anglo-Dutch- Danish median line to be
redrawn so as to introduce therein, probably with a slight eastward inflection,
a small section of Anglo-German median line, or simply a point, if it is the
apex of a triangle which is envisaged;
one might also imagine a tripartite agreement between Federal Germany,
Denmark and the Netherlands in which the theoretical or mathematical position
of a German- British median line would be fixed for the sole purpose of
situating upon it the line (or point) where it would meet the two Danish-German
and Dutch-German lateral boundary lines of the continental shelf of the Federal
Republic, which lines would be drawn in conformity with the indications of
paragraph 6 (b) above-the purpose thereof being the final completion of the
delimitation of the German shelf. In the latter hypothesis, a narrow passage
would probably preserve the junction of the extremities of the Dutch and Danish
shelves behind the German shelf and, that being so, it would not be necessary
for the United Kingdom to participate contractually for the purpose of
adjusting the present median line.
These hypotheses or perhaps others, more acceptable or more practical,
might be *65 envisaged outside the ambit of the proceedings before the
Court; but they all give rise to the
profound conviction that in order to settle this situation in a satisfactory
manner the Court has, in my view no other rule to prescribe to the Parties than
observance of the principle of equity, always inspired by the two legal factors
already defined; the concept of lateral
convergence starting from points B and D of the map referred to above, and the
concept of access to what would at least in theory be the Anglo-German median
line or a point thereon, whether it be that the negotiations provide for the
apex of a trapezium, or whether they provide for that of a triangle. At this point I must revert to the text of
paragraph 85 (a) and (b) of the Judgment:
'the parties are under an
obligation to enter into negotiations [which] ... are meaningful, ... [and] are
under an obligation to act in such a way that, in the particular case, and
taking all the circumstances into account, equitable principles are applied'.
Having thus expressed my
separate opinion, I must go on to add the following declaration:
The comparison given in
paragraph 59 of the Judgment by way of example is quite correct when it shows
the quite different effects on the equidistance line of certain irregular
configurations of the coastline according to whether the line is used for
drawing the lateral boundaries of territorial waters, whose seaward extent is
not considerable, or for defining the lateral boundaries of more extensive continental
shelves. But from the fact that no
uniform agreement, still less unanimity, exists between States as to the
breadth of the territorial sea of each of them, and that it is not always
certain that in every case the breadth of the continental shelf of a given
State will extend beyond that of its territorial sea, it is impossible to
conclude with certainty that the deviation-effects affecting the equidistance
line will occur in practice in the way and to the extent indicated in that
text. I have therefore thought it
preferable to express some reservations so far as concerns my adherence to the
content of the said paragraph 59, the more so in that if the problems of the
territorial sea are connected problems, they do not directly constitute the
principal object of the dispute, which concerns the continental shelf in
concreto.
(Signed) J. L. BUSTAMANTE Y RIVERO.
*66
SEPARATE OPINION OF JUDGE JESSUP
I concur in the Judgment
of the Court and especially in its conclusion that the equidistance method or
principle is not established as obligatory in international law. It would be possible to emphasize by more
detailed quotations how crystal clear it is that neither the International Law
Commission nor its Committee of Experts considered that 'equidistance' was
prescribed by existing law or that it was a concept inherent in the very nature
of the continental shelf.
In my opinion, more
extended discussion than is to be found in the Judgment of the Court may
usefully be devoted to what, in the words of Counsel for Denmark and the
Netherlands, are 'some of the realities of the 'just and equitable share' in
the present cases'. At the same time, I
agree with the Court that the contentions of the Federal Republic in favour of
this concept cannot be accepted in the form given to them.
Although, for reasons
which were not fully disclosed, but which may be surmised, the Parties in this
case chose to deal obliquely in their pleadings with the actuality of their
basic interests in the continental shelf of the North Sea, it is of course obvious that the
reason why they are particularly concerned with the delimitation of their
respective portions is the known or probable existence of deposits of oil and
gas in that seabed.
The North Sea is one of
the great historic fishing grounds of the world, but there is no indication in
the pleadings of the Parties in this case that, in connection with delimiting
the shelf, they were in any way concerned about control over such living
organisms as are described in paragraph 4 of Article 2 of the 1958 Convention
on the Continental Shelf.
In addition to the Parties
in this case, Great Britain and Norway are also actively interested in the
exploitation of North Sea oil and gas, but the petroleum industry has not
evinced any interest in the area of the continental shelf appertaining to
Belgium or to France.
As indicated in the
Court's Judgment, a series of seven international bilateral agreements among
pairs of the littoral States have plotted lines delimiting portions of the
shelf which the Parties consider to be appurtenant to themselves and to each
other. In these various areas during
the last five years, there has been a steadily increasing activity in the
exploration and drilling for oil and gas, although private interests for a time
*67 naturally hesitated to make the very large investments required
[FN1] until the enactment of national laws revealed the terms on which
concessions would be granted [FN2] and until the settlement of disputed
national claims to certain areas. The ambivalence which characterized the
pleadings of the Parties in regard to the relevance of the mineral resources of
the continental shelf will appear from a few passages in both the written and
the oral pleadings.
The Federal Republic of Germany
The Memorial of the
Federal Republic, in Part I, Chapter I, opens with a physical description of
the continental shelf of the North Sea.
It notes (in section 7):
'After the discovery of a
very rich field of natural gas near Slochteren in the Dutch province of
Groningen close to the mouth of the Ems, the first test drillings were made in
1963. Since then a number of finds have
been made, including several exploitable deposits of natural gas in the British
area ...'
References are made to various governmental acts of Denmark, the
Federal Republic, Great Britain and the Netherlands, relative to future
development of these mineral resources (sections 12-15).
As the Memorial (in
Chapter I of Part II) begins to develop the legal theory of 'the just and
equitable share', there is clear reference to natural resources (sections 29
and 30). The emphasis on resources is
strengthened in sections 34 and 35 especially by the invocation of the law on
the apportionment of the waters of a river basin. In section 48, Judge Hudson is quoted as stating that 'the economic value of proven
deposits of minerals' should be taken into consideration in the delimitation of
the continental shelf. In section 66,
one reads:
'From the point of view
of exploitation and control of such submarine areas, the decisive factor is not
the nearest point on the *68 coast, but the nearest coastal area or port
from which exploitation of the seabed and subsoil can be effected. The distance of an oil, gas or mineral
deposit from the nearest point on the coast is irrelevant for practical
purposes, even for the laying of a pipe-line, if this point on the coast does
not offer any possibilities for setting up a supply base for establishing a
drilling station or for the landing of the extracted product.'
As the Memorial proceeds
to develop the argument about 'special circumstances', there are references and
quotations to the effect that the location of 'indivisible deposits of mineral
oil or natural gas' may constitute such circumstances (section 70). These references are repeated in section 79,
where it is said that-
'the literature on the
subject attributes relevance also to historical, economic, and technical
factors, in particular to the geographical distribution of the mineral
resources of the continental shelf and to the maintenance of the unity of their
deposits' [FN3].
It is not wholly clear from the text, however, whether this is the
'geographical criterion' to which the
Federal Republic would attribute primary importance. However, in the following section, the Memorial, in arguing for
the 'principle of equality', asserts that all the coastal States of the North
Sea are interested, inter alia, 'in the appropriate exploitation of the mineral
deposits of the seabed in order to avoid wasteful or harmful methods of
extraction which would lead to despoliation'.
Here reference is made to the Supplementary Agreement of 14 May 1962 to
the German-Netherlands Ems-Dollard Treaty of 8 April 1960, which provides for
joint exploitation and sharing of costs and profits in the Ems Estuary [FN4].
Finally the Memorial, in
section 95, at least hints that the Court would be free to indicate that the
location of mineral resources may be one of the criteria to be taken into
account 'in order to achieve a just and equitable apportionment'.
In the Reply (section 31)
there is a discussion of allegations in the *69 Danish Counter-Memorial
to the effect that the Federal Republic had been influenced by recently
acquired knowledge of the prospects for finding oil and gas in the continental
shelf. The Reply asserts that-
'the German explorations
referred to in the Counter-Memorial could not possibly provide the Federal
Republic of Germany with reliable information about the existence of oil and
gas deposits in the disputed area. Only
actual drilling as undertaken in 1967 under a Danish concession, might have resulted in such information.'
It is added that 'German explorations were stopped on the request
of the Danish Government in the disputed area' but that the latter granted
drilling concessions there.
Denmark
Chapter I of the Danish
Counter-Memorial at once draws attention to the interest in mineral resources
by leading off in section 7 with a somewhat detailed discussion of explorations
and drillings in the North Sea beginning as early as 1963 with the single
Danish concessionnaire making its first drillings in 1966. The reader is referred to Annex 7 of the
Counter-Memorial which is a memorandum by the Adviser to the Danish
Concessionnaire together with a map showing the location of what then (1967)
were deemed the most promising locations for wells. The memorandum also called attention to the existence of a ridge
extending about 220 kilometres into the North Sea known as the 'Fyn- Grindsted
High'. It is stated that due to its
geological structure, this ridge is 'considered devoid of hydrocarbon prospects
of importance, and ... consequently reduces the prospective area of Denmark and
the Danish North Sea continental shelf considerably'. In Chapter II of the Counter-Memorial, sections 14-16 set forth
further details concerning exploration and exploitation of oil and gas in the
continental shelf area claimed by Denmark, including mention of the 1963
concession to the A. P. Moller Companies.
In Chapter II, sections 21 and 22
describe German explorations in the North Sea continental shelf 'including the
southern part of the Danish shelf area'. Reference is made to the Danish
protest and assertions which have been mentioned in connection with the Reply
of the Federal Republic. It is also
remarked that the German proclamation of 1964 concerning the exclusive rights
in the continental shelf was probably inspired by press reports that an
American company [FN5] was planning to drill outside the German territorial
sea.
*70 In sections 31 and 34, which deal with the
negotiations between Denmark, the Federal Republic and the Netherlands,
reference is made to the German suggestions of possible joint utilization of
resources in certain areas, but no opinion is expressed.
Later, in section 49, the
Danish Counter-Memorial argues that the German Memorial confuses the question
of 'space' with the question of 'resources' and in this connection rejects the
invoked analogy of the waters of a river basin.
In section 125, the Danish
Counter-Memorial replies to the point made in section 66 of the German Memorial
to the effect that the important coastal point must be one useful in connection
with drillings and extractions of minerals.
The Counter-Memorial states that-
'experience shows that,
if a deposit is exploited, the nearest points on the coast, even if theretofore
unused or scarcely inhabited, may be developed into
important elements of support for the exploitation ...'
In section 149 there is reference to certain bilateral agreements
between North Sea States providing for consultation in regard to the
exploitation of resources bordering the boundary line [FN6].
The Netherlands
The Counter Memorial of the
Netherlands, like that of Denmark, but in less detail, opens Chapter I with
some references to the early drillings in the North Sea. The discussion is expanded in section 11,
showing that gravity measurements and seismic explorations had been conducted
by Netherlands interests (especially Nederlandse Aardolie Maatschappij-N.A.M.)
in the North Sea since 1956. Since 1960
'these activities have been especially concentrated on the northern part and up
to the median lines which separate the Netherlands part from the German and
Danish parts of the shelf'. Between
August 1962 and 1966, a total of 24 licences had been granted to about 19
companies or groups of companies representing American, Belgian, British,
French, German and Italian interests;
these licences 'cover all of that part of the continental shelf which
comes under the jurisdiction of the Netherlands on the basis of the
equidistance principle'.
Further licences have been
issued since the new Netherlands legislation went into effect in early 1967. Figure 2 on page 315 of the Netherlands *71
Counter-Memorial shows the charting of the blocks for which licences are granted.
In section 18, the
Counter-Memorial explains that the domestic legislation and international
agreements of the Netherlands-
'take into account the
possibility of the presence of single geological structures extending across
the dividing line between parts of the continental shelf under the North Sea'.
Section 29 refers to the
Special Agreement with the Federal Republic concerning co-operative activities
in the Ems Estuary where the international frontier 'has been disputed for
centuries'.
As in section 49 of the
Danish Counter-Memorial, the Netherlands Counter- Memorial in section 43
replies to the German argument invoking the rules on sharing waters of a
river-basin. Similarly, section 119
develops the same argument as that in the Danish Counter-Memorial in section
125, in respect of the relative importance of various points on the coast. Likewise, in section 143, one finds the
discussion of special agreements covering situations in which there are
'indivisible deposits of mineral oil or natural gas'.
The Common Rejoinder of
Denmark and the Netherlands adds little to the general picture already
presented. But in section 20, where the
issue of the distinction between 'space' or 'area' and 'resources' is further
developed, it is stated that-
'there is no necessary
connection between the surface of an area and the amount of exploitable resources therein. ... Indeed the total amount of the natural
resources of the area, indicated as the continental shelf beneath the North
Sea, is unknown and the same goes for the location of those resources.'
In section 21, where there
is further rebuttal of the argument based on the use of waters of international
rivers, there is the following statement which is not lacking in significance:
'Surely it is possible
that a single geological structure extends across a boundary line on the
continental shelf, as it is possible that a single geological structure extends
across the delimitation lines between concession areas on the part of the
continental shelf appertaining to one State.
Both municipal legislations and the international practice of States
show that the problems arising from such a situation are not solved by a
modification of the boundaries of the concession area or of the continental
shelf as the case may be, but by different methods which do not affect those
boundaries. In this connection
reference is made to paragraph 18 of the Netherlands Counter- Memorial ...'
*72 -which deals with
consultations in case of imbrications or overlaps. Section 22 argues that the Federal Republic itself renounced
basing its claim on the sharing of 'resources'.
In section 51, it is
recalled that in both the Counter-Memorials (Danish, paragraph 88 and
Netherlands, paragraph 82) it had been pointed out that there had not been much occasion for States to make
treaties concerning lateral boundaries 'before the question of exploiting the
mineral resources of the seabed and subsoil arose'.
It is apparent from the
above extracts that the problem of the exploitation of the oil and gas
resources of the continental shelf of the North Sea was in the front of the
minds of the Parties but that none of them was prepared to base its case
squarely on consideration of this factor, preferring to argue on other legal principles
which are sometimes advanced with almost academic detachment from realities.
In the oral proceedings,
there are a number of statements which are of interest in considering whether
the known or probable location of mineral resources is a key factor.
From the side of the
Federal Republic, its Agent, in his opening address on 23 October stated
flatly:
'The main consideration
that influences State practice in the acquisition and delimitation of
continental shelf areas is the idea of getting a share in the potentialities of
the continental shelf that have accrued to the coastal States by the progress
of modern technology.'
All of these various but
often ambivalent references to the natural resources of the shelf, considered
in the light of the German argument for a 'just and equitable share', led one
Member of the Court to put the following question to the Agent of the Federal Republic on 25
October:
'Will the Agent of the
Federal Republic of Germany, at a convenient time, inform the Court whether it
is the contention of the Federal Republic of Germany that the actual or
probable location of known or p tential resources on or in the continental
shelf, is one of the criteria to be taken into account in determining what is a
'just and equitable share' of the continental shelf in the North Sea?'
The German Agent replied
to this question on 4 November in the following terms:
'In response to this
question I would like to state the following:
First, the criteria to be taken into account in determining what *73
is a just and equitable share of the continental shelf are primarily, but not
exclusively, geographical factors. The
consideration of other factors and the weight which should be attributed to
them depends on their merits under the circumstances of the concrete case.
Secondly, if, as in the
North Sea, there is no reliable information about the actual location of
economically exploitable resources of considerable importance, the geographical
situation alone determines the equitable apportionment. Once agreement had been reached on the delimitation
of the continental shelf, later knowledge as to the location of such resources
should not affect the agreed boundary.
Thirdly, economically exploitable resources
of considerable importance, located in areas where the boundary is disputed or
yet undetermined may, under the principle of the just and equitable share, be
taken into account in determining the allocation of areas to one or the other
State. This may be accomplished either
by changing the course of the boundary line, or by means of joint exploitation
if the latter is feasible. Such a case
may arise in particular if the boundary line would cut across a single deposit. Since there are no such resources in the
North Sea, the delimitation of the continental shelf should be made on the
basis of the geographical situation, along the lines suggested by the Federal
Republic of Germany. (Emphasis
supplied).
In this context, I may
add that the simplest way to have achieved an equitable apportionment with
respect to known or unknown resources would have been to place the areas of the
continental shelf of the North Sea situated farther off the coast under a
regime of joint control and exploitation.
The Federal Republic had advocated such a solution in the earlier stages
of the negotiations; since the North
Sea States had begun to divide the continental shelf among themselves by
boundaries, such a situation seems to be outside the realm of reality. In the present situation, a division by
sectors reaching the centre of the North Sea is an effective way to give the
Parties an even chance with respect to the potentialities of the continental
shelf.'
It is difficult to reconcile the statement
that 'there are no such resources in the North Sea', i.e., where the boundary
line would cut across a single deposit, with the statement that 'there is no
reliable information about the actual location of economically exploitable
resources of considerable importance' in the North Sea. Presumably the Agent had in mind only that
part of the North Sea which is in dispute in this case.
Subsequently, on the same
day, the German Agent made the following comments:
*74 'If there are several States adjacent to the
same continental shelf, this transfer of jurisdiction [to the exclusive
jurisdiction of the coastal States] involves a partitioning, among those
States, of area, and the potential resources therein, which have accrued to the
coastal State from the common fund of mankind.
The making of such an apportionment implies that the self-evident
principle of the just and equitable share must be given effect. The necessary
criteria will have to be developed from the concept of the continental shelf
and adapted to the situation of the particular case.' (Emphasis supplied.)
Then, after further
invocation of the rules for the uses of waters of international rivers:
'As I have ... pointed
out ... the delimitation of continental shelf areas is in its essence not a
mere extension of sovereignty. It is
primarily a distribution of submarine areas in which each coastal State is
given an exclusive right to exploit the
potential resources of those areas.
Since the resources of the continental shelf which have to be
distributed among several adjacent States are as much limited as are the
resources of an international water-basin, the law is in both cases faced with
the same problem, namely the equitable distribution of such resources.'
The sum total of these
comments is somewhat ambiguous when one seeks a direct answer to the question
posed by a Member of the Court. Nor is
the matter greatly clarified by noting certain remarks of Professor Oda,
Counsel for the Federal Republic. On 25
October Professor Oda cited an agreement between Iran and Saudi Arabia
concerning a disputed offshore area whereby they did not divide the area-
'by a median line or
another geometrical demarcation but rather by a novel, so-called 'economic'
solution. This has been done by
dividing all of the 'recoverable oil' in the previously disputed area into two
equal parts. Ideas which had been advanced earlier, of dividing the 'oil in
place' were discarded. The equal share
now relates instead to all 'recoverable oil' contained in the pertinent
geological structure.'
On the other side,
argument for Denmark and the Netherlands did not fail to take account of the
realities of the location of resources of oil and gas. On 28 October, the Agent for Denmark made
the following statement:
'At the same time the
Danish Government must consider this case as being of the utmost importance. Denmark has so far had no natural resources
or riches. In the modern search for oil
and gas *75 extensive exploration has taken place without positive
results, apart from the fact that not very far north of the boundary line in
question oil and gas have been found.
Even if it is not yet known whether commercial exploitation is possible,
the position of the boundary line must be considered as being of the utmost
importance.'
On 31 October, the
Netherlands Agent hinted, as had the Agent for the Federal Republic, at the possibility
of certain difficulties being overcome by means other than changing a boundary
line, scilicet, by joint exploitation.
He said:
'In both cases there may
be said to be an element of artificiality in part of the truly equidistant
boundary line ... Furthermore,
international law and practice demonstrate that there are other means of
solving the problems arising from the artificiality of boundary lines-other
means than the drawing of a different boundary line.
In this connection, I
may make reference, by way of example, to the United Kingdom/Netherlands
Agreement concerning the exploitation of single geological structures
overlapping the boundary line.'
On 7 November the same
Agent, after dealing again with the invocation of the rules governing the use
of the waters of international rivers, said that while the Federal Republic
relied on those rules-
'at the same time and on the other hand does
not consider the actual or probable location of known or potential resources on
or in the continental shelf in the North Sea as one of the criteria for its
scheme of so-called equitable apportionment.
This, at least [said the Agent] seems to be the upshot of the reply
given by the learned Agent of the Federal Republic to one of the questions ...'
put by a Member of the Court, as described heretofore.
On the last day of the
oral proceedings, 11 November, Counsel for Denmark and the Netherlands, in the
course of a somewhat satirical discussion of what he called the
'macrogeographical' approach, made a somewhat detailed comparison of the
economic and particularly of the mineral resources of the three States parties
to the case. He noted that the Federal
Republic 'has been rich in mineral and fuel' whereas, 'until recently, the
Netherlands had quite minor mineral and fuel resources'. Denmark, in turn, 'in the past had
altogether negligible mineral and fuel resources'. He continued to note that the Netherlands in recent years has
uncovered 'important sources of natural gas and *76 some crude oil'
[FN7]. As for Denmark, its economic
position-
'might be transformed if
oil or natural gas now became available to her in the continental shelf. In this connection the Court was informed,
in Chapter I of Part I, and in Annex 7 of the Danish Counter-Memorial, that the
quite extensive exploration already carried out indicates that the only areas
of promise so far discovered lie just to
the north, on the Danish side, of the Danish equidistance boundary. In short, the stretching of the Federal
Republic's continental shelf to the so-called centre of the North Sea in the
manner demanded by our opponents may well have the result of cutting off
Denmark from the one reasonable expectation which she has of acquiring
appreciable domestic sources of energy.'
All of these observations, Counsel informed the Court, were
presented 'only to indicate some of the realities of the 'just and equitable
share' in the present cases'. Finally,
he was more dogmatic in asserting that the German Agent's reply to the question
from a Member of the Court constituted an agreement that the Court has only to
consider 'geographical factors'; in
other words he was maintaining that despite his own observations on relative
wealth of the three States in mineral fuel resources, the Court was not called
upon to take such resources in the continental shelf into account if it sought
to determine what is a 'just and equitable share'.
Although the arguments in
the pleadings were deflected by the Parties away from outright reliance on the
location of hydrocarbons under the North Sea, their bilateral and trilateral
negotiations were specifically related to such resources and indicated that
more was known about their location than the pleadings indicate [FN8].
The Government of the
Federal Republic made it clear from the outset (that is, in the spring of 1964) that it was primarily
interested in reaching an agreement with the Netherlands in the area close to
shore so that 'the German oil companies will be able to commence drilling
operations at the points near the coast in which they are at present mainly
interested'. (German Does., No.
8.) The area in question was seaward of
the Ems Estuary beyond that part already covered by the 1962 agreement for
co-operative exploitation of the mineral resources *77 there. Both Governments noted that national
legislation had not yet been enacted and that there was danger of an
'uncontrolled and hence probably inefficient hunt for oil and gas'. But the ultimate reach of the dividing line
between the two national areas in the North Sea was always reserved, it being
noted that the value of various areas was still unknown. The situation was summarized in a paper
dated 10 August 1964, prepared for the Cabinet of the Federal Republic:
'However, in view of the
drilling operations for natural gas started by a German syndicate this summer
in the western part of the German Bight, an early settlement of the boundary
problem in the coastal area was urgently required. Hence the first step was to agree with the Netherlands on the
partial boundary laid down in the present draft treaty; it does not prejudice the further course of
the boundary in view of the reservations stated by both Parties in the attached
Joint Minutes of the Negotiations of 4 August 1964, and it clarifies the
situation in the area near the coast on which
the German mineral oil industry sets great hopes in view of the large natural
gas deposits found in the Netherlands northern province of Groningen.' (German Docs., p. 23.)
The agreement was concluded on 1 December 1964.
From the point of view of
the Government of the Federal Republic:
'As far as can be judged
at this stage [6 October 1964], the talks with Denmark will not be of the same
economic importance as those with the Netherlands, as so far there are no
definite suppositions that any mineral oil and natural gas deposits worth
prospecting are to be found in the German- Danish boundary area ...' (German Docs., p. 26.)
On the Danish side, the
concessionnaire, A. P. Moller Companies, Ltd., who worked closely with the
Government, shared a view which had been expressed in the Netherlands-German
negotiations, namely that the German-Netherlands inshore agreement was due to
pressure from the oil companies, and that the German- Danish boundary area held
very slight prospects.
According to a Danish
Government memorandum dated 17 February 1965:
'At a meeting held to
deal with the question of continuing the *78 negotiations with Germany
and attended by representatives of the Ministry of Foreign Affairs, the
Ministry of Public Works, and the Danish Syndicate which has been granted an
exclusive concession to explore and exploit deposits of hydrocarbons in the Danish
underground and the continental shelf, the
representative of the Syndicate said that it was not actually or concretely
interested in having established a Danish-German equidistance line of
demarcation in the North Sea area next to the coast, because in view of the
results of the explorations made in that area and in view of other information
available it was to be assumed that there was only little likelihood of finding
deposits of gas or oil there; the Syndicate
would not be particularly active there.
However, there were appreciably greater possibilities of finding
deposits of gas or oil further to the west, i.e. towards the middle of the
North Sea in the border regions adjacent to Germany, the Netherlands, and Great
Britain. The Syndicate is particularly
interested in that area, which area would naturally be lost if the German
aspirations were realized.' (Danish
Docs., p. 6.)
The concessionnaire accordingly hoped that Danish-Netherlands
negotiations would begin soon. But the
Danish-German inshore agreement was signed on 9 June 1965 and the
Danish-Netherlands agreement was not signed until 31 March 1966, after the
close of the tripartite negotiations.
It is of course true that
there is no rule of international law which requires States surrounding an area
such as the North Sea to delimit their respective sections of the continental
shelf in such a way as to apportion to each State a 'fair share' of the mineral
resources on or in that shelf. Such a
rule would be impossible of application since it would require as a condition
precedent precise knowledge of the location
and size or productivity of all parts of the area. Such knowledge is not complete for the North Sea even today, some
five years after numerous wildcat operations were undertaken; scientific surveys had begun much earlier,
and the Slochteren discovery goes back to 1959. The first British licences for drilling in the North Sea were
granted in 1964; the first Dutch
licences were issued between 1962 and 1966.
The Danish concession was extended to the continental shelf in October
1963 but the first wells spudded in were not commercially exploitable. As already noted, more promising results are
now indicated in drillings slightly north of the Danish-German 'equidistance'
line. In the German sector, 11 or 12
dry holes were drilled in three years, 1964-1967.
If the argument for a
'just and equitable share' had been rested on a notion of apportioning natural
resources, the counter-argument might have insisted (as indeed it hinted) that
resources on the adjacent mainland *79 or in the bed of the territorial
sea must also be taken into account.
This would have been disadvantageous to the Federal Republic because of
its terrestrial supplies notably between the Dutch frontier and the River
Weser.
It has been stated that
'the oil industry is strictly international' and in many of the explorations in
the continental shelf in the North Sea the interests of one petroleum company
are not confined to a single national sector and are frequently blended in a
group or consortium which may contain as many as
a dozen separate companies. The same
drilling rigs, barges or platforms are chartered to operate first in one
national sector and then in another.
'The process of exploring
acreage which has already been explored by another company using different
ideas and with different hypotheses goes on continually. It frequently happens that significant
discoveries of oil and gas are made on acreage which a competitor has given up
after completing what he considers an adequate exploration programme.' (North Sea Gas, [U.K.] Labour Party: Report of the North Sea Study Group (August
1967), p. 15.)
However, the interests of
the petroleum companies are, of course, not identical with those of the
Governments of the several States. The
latter are concerned with the national revenue to be derived from fees, taxes,
royalties or profit-sharing, with increases in national productivity, and also
with the impact on the national balance of payments if imports of fuels to meet
domestic needs are eliminated or reduced by the production of natural gas in
the State's portion of the continental shelf.
The Court must assume that
the Parties have acted in good faith.
This means that Denmark and the Netherlands, in concluding their
delimitation agreement on 31 March 1966, believed that their action, which was
based on the equidistance method, was justified by existing international
law. In my view it would not be
equitable to take the position that since the Court has now held that the
equidistance method has not been made obligatory by international law, any acts
such as the granting of licences or
concessions in the areas of the shelf claimed by Denmark or the Netherlands are
to be treated as null and void ab initio.
Rather, I think there should be applied the following conclusion of the
Arbitral Tribunal which, in the Grisbadarna case, on 23 October 1909, decided
the delimitation of a certain part of the maritime frontier between Norway and
Sweden:
'... in the law of
nations, it is a well established principle that it is necessary to refrain as
far as possible from modifying the state of *80 things existing in fact
and for a long time; ... that principle
has a very particular application when private interests are in question,
which, once disregarded, can not be preserved in an effective manner even by
any sacrifices of the State, to which those interested belong ...' (Wilson, The Hague Arbitration Cases, 1915,
pp. 111, 129).
The Parties to the instant
case have in effect recently acted upon this same principle in respecting
habitual fishing practices: Fisheries
Convention of 9 March 1964, Articles 3 and 4, 581 United Nations Treaty Series,
pages 58, 60. That Convention provides for a transitional period in which such
established rights may be phased out, a provision which would not be suitable
in dealing with drilling operations already undertaken. But it may also be noted that while in the Grisbadarna
case the Tribunal spoke of a state of things 'existing ... for a long time',
the Fisheries Convention considers as 'habitual',
exploitations during a period of ten years.
Considering the rapidity of the progress of exploitation in the
petroleum industry in the North Sea, no restrictive limit should be placed on
the elapsed time. The existence of
actual drilling or exploitation in a certain place cannot be considered in the
present circumstances to base a title on prescription, or on prior user or
occupation; nor is it to be assimilated
to 'historic title' which is mentioned as a 'special circumstances' in Article
12 of the 1958 Convention on the Territorial Sea. Nevertheless, the Parties might well bear in mind a provision in
the 1897 treaty between Great Britain and Venezuela which provided that:
'In determining the
boundary line, if territory of one party be found by the tribunal to have been
at the date of this treaty in the occupation of the subjects or citizens of the
other party, such effect shall be given to such occupation as reason, justice,
the principles of international law, and the equities of the case shall, in the
opinion of the tribunal, require.' (5
Moore, International Arbitrations, p. 5018.)
In any event, an agreed
delimitation of the continental shelf by the three States in conformity with
the Judgment of the Court, would not seem to impinge upon most of the areas
which have already proved productive, but would involve an area for
wildcatting. In the British sector, the
major producing fields, e.g., Leman Bank and Indefatigable Bank, are located
south of the 54th degree of latitude and between 2 degrees and 3 degrees E. The West Sole Field and the Hewett Field are even further to the
west. All of these lie to the west of
the median line between the Federal Republic and Great Britain. The widely heralded, but still unproved,
Mobil gas strike in November 1968 in Netherlands Block P-6, is south of the
53rd parallel and therefore not in an area to which the Federal Republic could
justly lay claim. The productive
locations in the Norwegian sector *81 are north of the median line
between the Federal Republic and Norway.
The promising locations in the Danish sector could be involved in a new
delimitation of the Federal Republic's portion, and to them the Grisbadarna
principle might, in all equity, be applied.
These would seem to be the only locations where exploitation has already
produced promising results, within the limits of the sector delineated in the
chart No. 6 introduced by the Agent of the Federal Republic on 4 November
1968. This sector is marked by the
lines B-F and D-F on map No. 3 which is included in the Judgment of the
Court. The Agent of the Federal
Republic stated that 'the present claim of the Federal Republic of Germany is
within the limits of such an equitable sector'. He stated that they accepted or acquiesced in the partial
boundary lines agreed upon with the Netherlands on 1 December 1964 and with
Denmark on 9 June 1965. Accordingly,
any possible claim to the shelf north of the Danish line or west of the
Netherlands line must be deemed to be relinquished. Moreover, the westernmost point of such a German triangular
sector could not justifiably lie to the west of the true median line between the Federal Republic and the United Kingdom,
or to the north of the true median line between the Federal Republic and
Norway.
However, as the Judgment
of the Court points out, there will be areas in which, in accordance with rules
and principles indicated by the Court, two States may have equally justifiable
claims, or, in other words, areas in which those claims will overlap. As the Court indicates, in such situations
the solution may be found in an agreed division of the overlapping areas or in
an agreement for joint exploitation 'the latter solution appearing particularly
appropriate when it is a question of preserving the unity of a deposit'
(paragraph 99).
Of the existing North Sea
agreements relating to joint exploitation and mentioned in paragraph 97 of the
Judgment of the Court, that between the Netherlands and the Federal Republic
applying to the Ems Estuary is, as already noted, the most complete example of
full co-operation in both exploitation and profit-sharing. The Agreement of 6 October 1965 between the
Netherlands and the United Kingdom calls for consultation on the most effective
exploitation of overlapping deposits and on 'the manner in which the costs and
proceeds relating thereto shall be apportioned'. If the two Governments fail to reach agreement, the matter is to
be referred, at the request of either one, to an arbitrator whose decision is
binding. If licensees are involved,
their proposals are to be considered by the Governments. The other agreements in general call for consultation with a view to
agreement; in the United Kingdom- *82
Norway Agreement of 10 March 1965 there is again provision for consulting any
licensees.
Outside the North Sea, the
problem of a deposit extending across a boundary line is dealt with in a
similar manner in the Agreement between Italy and Yugoslavia of 8 January 1968
concerning the delimitation of their respective areas of the intervening
continental shelf in the Adriatic. In
the Persian Gulf, there are examples of agreements for shared exploitation and
shared profits at least in the Kuwait-Saudi Arabia Agreement of 7 July 1965,
and the Bahrein-Saudi Arabia Agreement of 22 February 1958. An equal division of recoverable oil seems
to have been provided for in a recently initialled agreement between Iran and
Saudi Arabia which was mentioned by both sides in the oral proceedings.
Most of the North Sea
agreements, and the agreement in the Adriatic, specifically relate to a deposit
which extends across a boundary line, but the German-Dutch Agreement on the Ems
Estuary and agreements in the Persian Gulf provide for joint exploitation or
profit-sharing in areas of considerable extent where the national boundaries
are undetermined or had been recently agreed upon subject to the provision for
joint interests, as particularly in the case of the Partition of the Neutral
Zone. Therefore, while, as the Court
states, the principle of joint exploitation is particularly appropriate in cases involving the principle of the unity of
a deposit, it may have a wider application in agreements reached by the Parties
concerning the still undelimited but potentially overlapping areas of the
continental shelf which have been in dispute.
Nor is it irrelevant to
recall that the principle of international co- operation in the exploitation of
a natural resource is well established in other international practice. The Federal Republic invoked the Helsinki
Rules of the International Law Association concerning the sharing of the waters
of a river basin traversing or bordering more than one State. Whether or not those Rules are the most
accurate statement of the existing international law, as to which I express no
opinion, there are numerous examples of co-operative use and of sharing of
fluvial resources. The history of ocean
fisheries is full of examples of co-operative agreements and the Preamble of
the 1958 Geneva Convention on Fishing and Conservation of the Living Resources
of the High Seas recites-
'... that the nature of
the problems involved in the conservation of the living resources of the high
seas is such that there is a clear necessity that they be solved, whenever
possible, on the basis of international co- operation through the concerted
action of all the States concerned ...'.
*83 A striking example of
co-operation in the exploitation of a living resource is the Convention between
the United States, Canada, Japan and the Soviet
Union concerning the fur seals of the North Pacific Oceans; the United States and the Soviet Union
harvest the pelts and then share the proceeds with Canada and Japan (cf., 314
United Nations Treaty Series, 106).
On land, Austria and
Czechoslovakia have agreed upon co-operative exploitation of an oil pool which
crosses under the frontier, and as far back as 1866 Bolivia and Chile agreed to
divide the produce of the guano deposits in an area where they were defining
the common boundary.
Moreover, 'Today, the
municipal laws of most of the oil-producing nations of the world have passed
through the earlier phases of non-regulation and limited co-relative rights and
now contain specific provisions requiring co-operative development of a shared
petroleum resource pool by all common interest- holders'. Many laws require the interested parties to
'adopt a unitized plan of development under which competition is now altogether
eliminated and co- operation is required on co-ordinating such points as number
and spacing of wells tapping the same common source'. (Onorato, 'Apportionment of an International Petroleum Deposit',
17 International and Comparative Law Quarterly, 85 (1958).) The British and Norwegian, and apparently
the Dutch regulations all provide for ministerial action to avoid irrational
operation when a deposit underlies more than one concession area. Co-operative executive action for a like
purpose deals with comparable situations across state borders in the United
States. (Morris, 'The North Sea
Continental Shelf: Oil and Gas Legal Problems', 2 The International Lawyer, 191,
210 ff. (1968).)
Clearly, the principle of
co-operation applies to the stage of exploration as well as to that of
exploitation, and there is nothing to prevent the Parties in their
negotiations, pending final delimitations, from agreeing upon, for example,
joint licensing of a consortium which, under appropriate safeguards concerning
future exploitation, might undertake the requisite wildcat operations.
I am quite cognizant of
the fact that the general economy of the Court's Judgment did not conduce to
the inclusion of the detailed, and largely factual, analysis which I have
considered it appropriate to set forth in this separate opinion, but I believe
that what is stated here, even if it is not considered to reveal an emerging
rule of international law, may at least be regarded as an elaboration of the
factors to be taken into account in the negotiations now to be undertaken by
the Parties. Beyond *84 that, I
hope it may contribute to further understanding of the principles of equity
which, in the words of Judge Manley O. Hudson, are 'part of the international
law which it [the Court] must apply'.
(Diversion of Water from the Meuse, P.C.I.J., Series A/B, No. 70, 1937,
p. 77.)
I wish to state also that
I associate myself with the points made in the Declaration of Judge Sir
Muhammad Zafrulla Khan.
Difficult as the problems
are, it is fortunate that the three States which confront them are expressly committed to
various methods of amicable settlement.
They are aware of their right, under Article 60 of the Statute, to
return to this Court for further guidance, or they may, if the need should
arise, resort to the procedures of arbitration and conciliation set forth in
the treaties of 1926 which are cited in the Special Agreements of 2 February
1967.
(Signed) Philip C. JESSUP.
*85
SEPARATE OPINION OF JUDGE PADILLA NERVO
I am in agreement with the
Judgment of the Court, and particularly with its findings: that the use of the equidistance method of
delimitation is not obligatory as between the Parties; that delimitation is to be effected by
agreement in accordance with equitable principles in such a way as to leave to
each Party all those parts of the continental shelf that constitute a natural
prolongation of its land territory under the sea, without encroachment on the
natural prolongation of the land territory of the other. I also concur in the statement of the Court
regarding the factors that the Parties are to take into account in the course
of the negotiations.