SHEN-HSIU IN THE PLATFORM SUTRA


THE MIRROR MIND AND THE DEFILING DUST


PRESENTED BY:
the Wanderling


FROM A PAPER BY:
WHALEN LAI


Shen-hsiu (605-706) was the faithful successor to the Ch'an lineage of Tao-hsin and Hung-jen. The Platform Sutra can hardly do him justice, but even so, its treatment of Shen-hsiu is not totally groundless. The straw man has his say, and in a manner not uncharacteristic of the Northern Ch'an tradition. There, it is said, Hung-jen solicited responses for a successor and a humble Shen-hsiu was pressed by his brethren to compose this poem:

The body is the Bodhi Tree
The mind a bright mirror stand
Cleanse it with daily diligence
See to it that no dust adheres

The mirror metaphor was hardly new nor unique to the Buddhist tradition.(1) Here it affirms the original purity and brightness (Enlightened nature) of the mind. The term for dust, ch'en(s), is the term for Kle`sa (defilements), and the elimination of defilements has long been accepted as a prerequisite to any meditation. The mirror reflects reality as it is, and without superimpositions. What might distort the image of suchness upon the mind is the dust of defiled thoughts. Daily vigilance would keep the latter away and preserve the clear apperception.

For an indepth exploration into the translation, meaning, and possible misinterpretation of Shen-Hsui's stanza as it has come down to us today, please go to Translation Notes.

Hui-neng (638-713) entered the Ch'an circle up north after a previous encounter with the Diamond Sutra. The Diamond Sutra espouses the Emptiness philosophy that would not put trust in any attribution of 'self' to reality or 'traits' that might evoke dualities:

Bodhisattva, great beings have no notion of a dharma (reality), Subhuti, nor a notion of non-dharma. They have no notion nor non-notion at all.... (If they do,) they would (erroneously) seize on a self, a being.(2)

Compared with the verbose discussion on mind and consciousness in the Lankavatara Sutra and even the Awakening of Faith, the Diamond Sutra cuts directly at the knots of all discourses. That spirit of simplicity can be seen in one version of Hui-neng's rejoinder to Shen-hsiu:

Bodhi originally is no tree
Nor the mirror a stand
Buddha-nature is always pure and clear
Whence can the dust come?(3)

The assumption of 'self' in bodhi and mirror (mind) is negated. If indeed there is a Buddha-nature, bright and clear, like the Mani Pearl spoken of by Hui-k'o, should not the person see through even the distinction between ignorance and enlightenment, defilements and purity? Chuang-tzu himself had said, "If the mirror is indeed bright, dust cannot on it adhere. If dust can adhere to it, can it be said to be bright? "(4) The daily cleansing of the mirror suggests gradualism; Hui-neng's cutting reply suggests Sudden Enlightenment. To the Southern Ch'an tradition, Hui-neng's genius was so attested to.

If we look through the writings now thought to be Shen-hsiu's, we would find there the Emptiness philosophy also. Where then is the real difference between North and South? Or was it just polemics and politics? Perhaps here the message alone cannot be the criterion; the media, the ways in which the same truth is expressed, count as much. Compared with most Northern treatises, the Platform Sutra is almost unsystematic in its free use of aphorisms. That might be its contribution, for in the Southern opposition to verbose analysis, there was offered a new standard of truth--the subtle interaction between mind and mind and the glorification of the individual personality as the carrier of Enlightenment. Hui-neng's real life remains little known, but the legend preserved in the Platform Sutra stands out as a perfect paradigm. The South would in time produce many more such personalities, each unique and inimitable. The rather sudden flowering of such spiritual individuality remains forever a mystery, but it may be related to a new metaphor, the Lamp, expressed in this Chinese sutra, as a symbol for self-enlightenment.(5)


THE LAMP AND ITS LIGHT: CH'AN AS WISDOM IN THE PLATFORM SUTRA


According to the Southern Ch'an tradition, the line that awoke the boy Hui-neng when he heard the Diamond Sutra was from the Kumarajiiva (344-414) translation. The line is "Responding to the Nonabiding/Arouse the Mind."(6) This is taken by Shen-hui to mean the indissociable link between meditation and wisdom. "Responding to the Nonabiding" pertains to meditation, Ch'an, while "Arouse the Mind" means wisdom, hui. Together, they spell out the unity of Ch'an and Enlightenment. Ch'an is Enlightenment, ting chi hui. The word "Ch'an" henceforth means the truth itself. (When a student asks "What is Ch'an?" he is asking, in fact, what is Truth. Reality or Absolute.) It is not that Ch'an leads to wisdom, as it was in the classic scheme taught by the Buddha: Sila, Samadhi, and Prajna (precepts -- meditation -- wisdom). Ch'an is a proper title to a school because Ch'an is now both means and end.(7)

In the Platform Sutra, this relationship between Ch'an and wisdom is explained in terms of the "lamp-and-light" metaphor:

(It is) comparable to the lamp and the light that it gives forth. If there is lamp. there is light. If there is light. there is lamp. The lamp is the substance, t'i, of the light. The light is the function, yung, of the lamp. Although in name two, in substance they are not two.(8)

The substance-function, t'i-yung , logic was present already in the "water-and-wave" metaphor in the Awakening of Faith. The nonduality of the rays of the sun from the sun has been spoken of by the Lankavatara Sutra. Here, however, the "lamp-and-light" imagery is used to show Ch'an as both the means and the end. The mind is luminous and all illuminating. Enlightenment is only the mind (lamp) allowed to shine forth by itself (light). The mind is none other than its own Enlightenment.(9)

The mirror and the lamp tell of correspondingly an objective and a subjective approach. The mind as mirror is passive, a receptacle of external data. It is vulnerable to the distortion by defilements (dust) . The mirroring mind describes best the philosophy of Vijnaptimatrata or Representations-Only.

Rather than pointing toward an idealistic system, the theory of the store-consciousness is used for totally different purposes.... It is the recognition that one's normal mental and psychic impressions are constructed, that is, altered and seemingly statisized by our consciousness-complexes, that forms the actual main point...(10)

The mind as lamp is active, the source of light that reveals external realities. As fire, it is also self-and other-purifying, burning off any dust or defilements and chasing away the gloom of ignorance, wu-ming (the absence of light, illumination). The mirror recognizes implicitly the existence of objects "out there"; it is not so much an idealist metaphor as a metaphor describing the re-presentation of reality by the mind and the dangers of our mental constructs used in this very representation. The mind as lamp affirms the Chinese preference for a strict Idealism, based on a liberal reading of the line in the Avata.msaka Sutra: The Three Realms are created by the Mind.(11) "As the Mind is pure, the realm is pure."(12) As the mind is a lamp, its every activity is Enlightenment. Substance and function are one. Permanence (of Buddha-nature) and the dynamics of daily work are like lamp and light,(13) never the one without the other. Southern Ch'an indeed realized this activistic Ch'an. It went beyond the still relatively passive style of the Northern scholars. In southern Ch'an, every day became a holy (literally, good) day. As Ma-tsu said, the everyday mind itself is none other than the Tao.


CONCLUSION

The relative emphasis on one metaphor over another or one aspect of a metaphor over another tells of subtle changes in the understanding of the mind. The mind is ultimately the same Buddha-nature at the heart of the Ch'an tradition. Shades of waves, water, mirror, and lamp can be found in all the individual treatises or representative spokesmen.(14) Some of these metaphors are as ancient as the traditions themselves. All these qualifications notwith-standing, metaphors can and do show differences in nuance otherwise inexpressible by concepts. The analysis of such metaphors is neither self-defeating nor hairsplitting.(15) It is only an attempt to relive the historical changes and controversies.


ADDENDUM:

In THE MEETING: An Untold Story of Sri Ramana the venerated Indian holy man and a devotee are meditating together one night in a dimly lit room, the only source of light emanating from a old lantern. The two are stumbled upon by a follower who, in his youth, had studied under the Maharshi. When the follower entered the room the wind coming in from outside blew out the light. Inturn, in an attempt to relight the lamp, the following, replicating an incident with Ramana years before, ensues:


"The 'spark that ignited my spiritual fire' is mirrored in the spark of the match held to the light-generating properties innate to reasons of the lantern. I was holding the lantern high above my head, the lantern emitting a dim light --- or more accurately the room was so big and filled with darkness relative to that first small flame that the darkness simply absorbed the light --- giving the impression of a dimly lit room. The dimly lit room was me, the lantern and the light were one, the light intended to illuminate the room (me). With a turning sweep of dim light, at the top of the arc the light flickered and went out. I clearly saw the dark-skinned man standing in the open doorway and then, in that waffer-thin edge-on membrane of darkness he was gone. That membrane of darkness was when I entered the blackout period, and the man, Ramana, was gone --- gone from any memory. The light rekindled itself. That is, Ramana returned through the use of Siddhis to the stage stop to rekindle the lost light. Next to him was the man who was to become my mentor, there to ensure Ramana's efforts were not lost." (source)



Fundamentally, our experience as experienced is not different from the Zen master's. Where
we differ is that we place a fog, a particular kind of conceptual overlay onto that experience
and then make an emotional investment in that overlay, taking it to be "real" in and of itself.


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SEE ALSO:

BODHIDHARMA: First Patriarch of Zen

BEFORE HUI-NENG: The Five Previous Chinese Patriarchs


QUALITIES OF A DHARMA TEACHER
(WHAT THE BUDDHA AND THE SUTRAS SAY A
DHARMA TEACHER SHOULD BE LIKE)




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NOTES


1. See Paul Demieville's early essay, "Le miroir spirituel" (1947), pp. 131-156, now collected within his Choix d'etudes sinologiques (Leiden: E. J. Brill, 1973), and Etienne Lamotte's collection of references to the pure mind in his L'enseignment de Vimalakiirti (Louvain, 1962), pp. 52f.

2. Vajracchedika 6 (Diamond Sutra).

3. This poem forcibly breaks the compound Bodhi Tree and probably misunderstands the so-called mirror stand also. The latter phrase should go back to the term ling-t'ai, spirited platform, altar, sanctuary in Chuang-tzu, chapters 19 and 23. The ling-t'ai-hsin, the inner spiritual sanctuary of a mind, becomes here the (mind) that is bright, pure (like a mirror) and elevated (like an altar), ming-ching(ar)-tai.

4. Chuang-tzu, chapter 5, the source of key motifs in the Platform Sutra, including Hung-jen's opening words when he solicited the poems, "Life and death are matters of great concern," the mirror paradox here, and the doctrine of "Teaching without words," pu-yen chih chiao.

5. The lamp is an ancient symbol, going back to the parting words of the Buddha, "Be a lamp unto thyself." the basis for the Ch'an idea of the "transmission of the lamp."

6. The phrase, yin wu-so-chu/sheng ch'i hsin, was often used by Shen-hui. It is not found in the Tun-huang manuscript translated by Yampolsky, but frequently it is attributed to Hui-neng's Enlightenment by later Ch'an traditions. The original Sanskrit sentence cannot be so cut up to support Shen-hui's thesis.

7. One of the ideological bases for making "meditation" a school by itself without reliance on "theory."

8. See Yampolsky, Platform Sutra, p. 137.

9. Perhaps this is comparable to Sankara and his discovery of the ataman as both the reality and the consciousness of that sole reality, that is, as the "lumen intellectuale." Chinese Taoism had long used a similar term, shen-ming, a luminous psyche (mind, spirit, soul, even Buddha-nature).

10. Description borrowed and taken from a different context: Stefan Anacker on "Vasubandhu's Karmasiddhiprakara.na and the Problem of the Higher Meditation," Philosophy East and West 22, no. 3 (1972):257. Since Anacker intends to disprove the oft-made characterization of Yogaacara as philosophical Idealism and redefine the Yogaacara's purpose as "representation only," these lines are used to illustrate otherwise.

11. See "The Meaning of Mind-Only (Wei-shin," ibid., 27, no. 1, (January, 1977): 65-83.

12. A line from the Vimalakiirti nirde'sa, oft quoted and loved by Ch'an.

13. One reason Pa-chang's Ch'an monastic rules insist upon daily work.

14. One good example is the Awakening of Faith. There the mind as mirror is said to have four modes:

1. the empty, pure mirror reflecting nothing

2. the not-empty, pure mirror with images undefiled

3. the same mirror generating purifying forces

4. the same mirror shining forth to help men in their cultivation

Already here the mirror has the attributes of the shining lamp. See Hakeda, Awakening of Faith, pp.42-43.

15. The use of metaphorical ideal-types here actually draws on Yanagida Seizan's short history of Ch'an in Mu no tank yu Chugoku Ch'an in the Bukkyo no shiso Series. Ed. Tsukamoto Zenryu, Umehara Takeshi, et al. (Tokyo: Kadokawa, 1969). The Many shades of grey between types are acknowledged. A footnote to the "'Mirror-and-Lamp' Transition: A Classic in Literary Critieism," Meyer II, Abrams. Mirror and the Lamp -Oxford, 1953- happens to touch upon these two representative metaphors for the Classical and the Romantic. In Classicism, the artist "holds up a mirror to the world." ("...hold as 'twere the mirror up to nature, to show virtue her own features, scorn here own image, and the very age and body of the time his form and pressure." Hamlet.) In Romanticism, the artist perceives himself as the creator, the fountainhend of inspired visions, no longer the passive reflector (mirror) but the source of all light (lamp). Romanticism thus departed from the classical ideal of objective, rational norms and began to explore the subjective, the individualistic, the tensioned emotions. It fostered artistic independence and expressions. Ch'an curiously also nurtured a series of grand masters from the eighth century onward. Maybe the coincidence of "Mirror and Lamp" tells something. Finally, it should be added that Southern Ch'an represented "bringing mysticism out from the cloisters to the market place" (Scholem's characterization of Hasidism). Hui-neng mingled with the city folks, and Ma-tsu oversaw a prosperous mercantile center. These are other factors that cannot be taken into consideration in this short, philosophical analysis. See my "Innerworldly Mysticism: East and West," in Harold Heifetz, ed., Zen and Hasidism (Wheaton, Illinois: Quest Books, 1978), pp. 186-207.




WHALEN LAI
PHILOSOPHY EAST & WEST
"Ch'an Metaphors: Waves, Water, Mirror, Lamp"
Volume 29, no.3 (July 1979)
(pgs 243-254)