Shang (1800 to 1000 BC)
China has been a mystery to much of the world since word
of its existence first spread west in ancient times. It was isolated
first by geography, and then by a conscious policy on the part of its
rulers. It was thought to be one of the oldest civilizations but modern
archaeology and research has revealed that the civilizations on Crete,
in Egypt, and in Mesopotamia predate it significantly.
China encompassed a number of fertile river valleys, especially
the Huang Ho (Yellow) and Yangtze, that were ideal sites for agriculture.
New technologies spread gradually from the west and the first Chinese
farming communities appeared along these rivers around 5000 BC. Although
all ancient civilizations eventually shared a common threshold of agricultural
and technological knowledge, the relative isolation of China allowed
it to form a unique culture. The Chinese distinguished their civilization
by being first to achieve many important advancements.
Capital
The first recognized dynasty of Chinese kings is that
of the Shang, who were located in the north along the Huang Ho River.
Their principal city was An-yang, southwest of modern Beijing. The Chou
dynasty overthrew a decadent Shang king and ruled for 400 years from
the city of Hao in the northwest province of Shensi. When barbarians
from the north sacked Hao, the Chou capital was moved east to Loyang.
Although the Chou dynasty soon lost control of most of China, it continued
to rule a state of varying size from its central position until 221
BC. In 221 BC China was unified by the Ch'in, from whom the country
gets its modern name. A new capital was build at Hsien-Yang, also southwest
of modern Beijing.
Rise to Power
The Shang dynasty ruled over a conglomeration of northwestern
Chinese feudal territories from 1766 to 1027 BC. The remainder of the
country was made up of territories that the Shang could not reach or
influence. In 1027 BC a particularly decadent Shang ruler lost control
of the kingdom and succumbed to either revolt or the deliberate attack
from the more western province of Chou. A Chou dynasty established itself
and then expanded its control to the middle and southern areas of China
over the next 400 years. With the help of a deposed queen, barbarians
from the north invaded Chou in 722 BC and sacked the capital.
The Chou dynasty relocated further to the east but never
regained its dominance. The weakening of the Chou led to the Spring
and Autumn period (722 to 481 BC) that takes its name from the title
of a history of the era. New feudal kingdoms emerged and fought each
other for territory, strategic materials, and population centers. Warfare
between the feudal territories and barbarians to the north was incessant.
By 500 BC, the 200 feudal territories of China had consolidated into
20 independent states.
A peace was arranged around 540 BC at a conference instigated
by smaller states that had suffered continual invasion and despoiling.
Peace lasted 40 years and then hostilities resumed, setting off the
age know as the Warring States (481 to 221 BC). Seven major states emerged
in this period, but each was subjugated by the Ch'in, proclaimed himself
Shih Huang-ti--the first emperor of China.
Economy
Early Chinese farmers grew millet and vegetables, and
kept dogs and pigs. By 4000 BC rice was being grown and became the most
important food crop of Asia. By 2500 BC cattle, chickens, sheep and
goats were raised, and water buffalo were being used to pull plows and
wagons.
Despite the ravages of war, the ancient Chinese economy
continued to grow to improve. An elaborate road network improved communications
and trade. Massive irrigation projects dammed entire rivers, breaking
them into small streams that carried water over extensive plains for
rice cultivation. Most impressive were canals connecting rivers or taking
water into previously arid regions. The first of these was built in
486 BC to supply troops. The eventual dominance of the Ch'in was due
in part to the rapid population growth that resulted from canal and
irrigation projects that dramatically increased food production.
Bronze did not reach China until around 1500 BC, and iron
followed in the sixth century BC. Another advantage of the Ch'in was
their iron deposits and iron industry. Iron tools were more efficient
and iron weapons gave their soldiers an advantage in battle. The Chinese
were casting iron seventeen centuries before that technology was achieved
in Europe, and iron-making was a key factor in the shaping of their
society.
China was unique to the ancient world for its general
lack of slavery and a large peasant class of land owners. The reasons
for this are not fully understood. These two conditions probably contributed
to the enormous food production and population that China supported.
Religion and Culture
The religion of ancient China was dominated by ancestor
worship. Kings traced their ancestry back directly to Shang-Ti, the
ancestor and founder of the people, and the ruler of the natural world.
Shang-Ti and deceased forbears were petitioned by sacrifices for guidance
in all aspects of life. Political power was linked to the spiritual.
The ruler was the Son of Heaven and ensured the welfare of the people.
These ancient beliefs were modified eventually into a state religion
by two competing philosophies that developed around the sixth century
BC in response to growing dissatisfaction with feudalism.
The oldest of these philosophies was Taoism, based on
a collection of profound sayings. Conformity to the Tao was achieved
by unassertive action and simplicity. Taoism urged a return to a naturally
sharing society that was cooperative, not acquisitive. A typical Taoism
saying read "He who feels punctured must have been a bubble."
The second and most influential philosophy was Confucianism,
a more practical and socially aware doctrine. This was a philosophy
of honesty and cooperation in relationships based on loyalty to principles.
Virtue was acquired by self-cultivation and self-denial. The Confucian
ideal was a perfection of the human personality through sacrifice in
deference to traditional values passed down from one's ancestors. Heaven
was the reward of the dutiful descendant.
Government
The various dynasties of China ruled over a hierarchy
of feudal states linked by kinship and vassalage. Feudal society was
supported by peasant farmers who produced a surplus of food and provided
unpaid labor.
Following the formation of the first empire in 221 BC,
the long failing feudal society was replaced by a new structure. The
aristocracy were only relatives of the emperor. Four classes of society
were ranked below them. The shih were lesser nobility, land-owners,
and scholars. The nung were the peasant farmers who paid taxes, labored
on public works, and served in the armies. The kung were the artisans,
and the shang were the merchants.
Architecture
Ancient Chinese architecture was concerned primarily with
building walls. Walls defended villages and towns, but also divided
towns into sections. Controlling access to sections of cities enhanced
the power of authorities. The earliest walls were built of earth tamped
down between wooden slats that held it in place. The use of earth in
this manner led to two major characteristics of Chinese architecture--walls
did not usually bear loads and roofs supported generous overhangs to
keep water off the walls. Walls were improved first with sun-dried bricks
on their facings and then with fire-baked bricks by the end of the Warring
States period.
The Great Wall of China was constructed following the
unification of 221 BC for two purposes. It was intended first to keep
out or discourage attacks by mounted barbarians from the north. It also
was an outlet for the labor of thousands of men who had previously served
in the massive armies now made unnecessary by the unification.
Military
The ancient Chinese fielded armies that at times dwarfed
those seen previously in the Near and Middle East. Casualties from a
battle often numbered 100,000 or more according to records well regarded
today for accuracy. Professional armies were supplemented by large militia
levies called up for temporary service.
The most militaristic states were those to the north and
northwest who were forced to become proficient in war because of repeated
attacks by mounted barbarians. Provinces in this region learned to fight
large field armies from neighboring states as well as the barbarian
hordes. The three dominant dynasties of ancient China originated in
the northern provinces.
Chariot archers dominated the battlefields of the Bronze
Age Shang era, but they were supplanted by mounted archers and large
infantry armies armed with iron weapons. An early technical achievement
was the crossbow, not seen elsewhere for many centuries. Crossbows were
manufactured in large quantities for the arming of the militia, as well
as regular troops. This fact influenced the widespread building of walls
for protection. For reasons not know, armor was made predominantly of
wood and bamboo.
Decline and Fall
The empire established in 221 AD was further modified
by the former Han dynasty up to 9 AD. In that year a usurper grabbed
the throne and ruled for 16 years. Attempts to reform land ownership
failed, however, and the usurper was eventually beheaded. This period
makes a convenient break point in Chinese history, even though the empire
continued to exist into the twentieth century AD.
Legacy
The principle legacy of ancient China was its philosophy,
including the concepts of face, ancestor worship, virtue, and balance
with nature (Yin-Yang), which continue to shape its culture today. The
most recognizable physical legacy is the Great Wall, the only man-made
object on earth visible from space.
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